Law
Llama Guard 3 Vision: Safeguarding Human-AI Image Understanding Conversations
Chi, Jianfeng, Karn, Ujjwal, Zhan, Hongyuan, Smith, Eric, Rando, Javier, Zhang, Yiming, Plawiak, Kate, Coudert, Zacharie Delpierre, Upasani, Kartikeya, Pasupuleti, Mahesh
The past few years have witnessed an unprecedented improvement in the capabilities of Large Language Models (LLMs), driven by the success in scaling up autoregressive language modeling in terms of data, model size, and the amount of compute used for training (Kaplan et al., 2020). LLMs have demonstrated exceptional linguistic abilities (Brown, 2020; Achiam et al., 2023), general tool use (Schick et al., 2024; Cai et al., 2023), and commonsense reasoning (Wei et al., 2022; OpenAI, 2024), among other impressive capabilities. The success of LLMs as general-purpose assistants motivates research and development to extend instruction-tuning to the vision-language multimodal space (Liu et al., 2023; Gemini Team, 2023). These vision-language multimodal models, which can process and generate both text and images, also achieve human-expert performance on a wide range of tasks, such as (document) visual question answering (Antol et al., 2015; Mathew et al., 2021), image captioning (Lin et al., 2014), and image-text retrieval (Plummer et al., 2015). While these vision-language multimodal models hold tremendous promise for many applications, they should be used along with proper system guardrails to ensure safe and responsible deployment, because they can generate or propagate harmful content when interacting with online users. However, most existing guardrails (Inan et al., 2023; Llama Team, 2024b,a; Yuan et al., 2024; Ghosh et al., 2024) for the interaction (e.g., conversation) between humans and AI agents are text-only: conversation data involving other modalities, such as images, cannot be used as inputs for such guardrails. This calls for a safeguard tool for classifying safety risks in prompts and responses for conversations with multimodal contents involved. In this work, we introduce Llama Guard 3 Vision, a multimodal LLM-based safeguard for human-AI conversations that involves image understanding: it can be used to safeguard content for both mutimodal LLM inputs (prompt classification) and mutimodal LLM responses (response classification). Unlike text-only Llama Guard versions (Inan et al., 2023; Llama Team, 2024b,a), it is specifically designed to support image reasoning use cases and is optimized to detect harmful multimodal (text and image) prompts and text responses to these prompts.
Risk Sources and Risk Management Measures in Support of Standards for General-Purpose AI Systems
Gipiškis, Rokas, Joaquin, Ayrton San, Chin, Ze Shen, Regenfuß, Adrian, Gil, Ariel, Holtman, Koen
There is an urgent need to identify both short and long-term risks from newly emerging types of Artificial Intelligence (AI), as well as available risk management measures. In response, and to support global efforts in regulating AI and writing safety standards, we compile an extensive catalog of risk sources and risk management measures for general-purpose AI (GPAI) systems, complete with descriptions and supporting examples where relevant. This work involves identifying technical, operational, and societal risks across model development, training, and deployment stages, as well as surveying established and experimental methods for managing these risks. To the best of our knowledge, this paper is the first of its kind to provide extensive documentation of both GPAI risk sources and risk management measures that are descriptive, self-contained and neutral with respect to any existing regulatory framework. This work intends to help AI providers, standards experts, researchers, policymakers, and regulators in identifying and mitigating systemic risks from GPAI systems. For this reason, the catalog is released under a public domain license for ease of direct use by stakeholders in AI governance and standards.
Generative Agent Simulations of 1,000 People
Park, Joon Sung, Zou, Carolyn Q., Shaw, Aaron, Hill, Benjamin Mako, Cai, Carrie, Morris, Meredith Ringel, Willer, Robb, Liang, Percy, Bernstein, Michael S.
The promise of human behavioral simulation--general-purpose computational agents that replicate human behavior across domains--could enable broad applications in policymaking and social science. We present a novel agent architecture that simulates the attitudes and behaviors of 1,052 real individuals--applying large language models to qualitative interviews about their lives, then measuring how well these agents replicate the attitudes and behaviors of the individuals that they represent. The generative agents replicate participants' responses on the General Social Survey 85% as accurately as participants replicate their own answers two weeks later, and perform comparably in predicting personality traits and outcomes in experimental replications. Our architecture reduces accuracy biases across racial and ideological groups compared to agents given demographic descriptions. This work provides a foundation for new tools that can help investigate individual and collective behavior.
Establishing and Evaluating Trustworthy AI: Overview and Research Challenges
Kowald, Dominik, Scher, Sebastian, Pammer-Schindler, Viktoria, Müllner, Peter, Waxnegger, Kerstin, Demelius, Lea, Fessl, Angela, Toller, Maximilian, Estrada, Inti Gabriel Mendoza, Simic, Ilija, Sabol, Vedran, Truegler, Andreas, Veas, Eduardo, Kern, Roman, Nad, Tomislav, Kopeinik, Simone
However, some AI systems have yielded unexpected or undesirable outcomes or have been used in questionable manners. As a result, there has been a surge in public and academic discussions about aspects that AI systems must fulfill to be considered trustworthy. In this paper, we synthesize existing conceptualizations of trustworthy AI along six requirements: 1) human agency and oversight, 2) fairness and non-discrimination, 3) transparency and explainability, 4) robustness and accuracy, 5) privacy and security, and 6) accountability. For each one, we provide a definition, describe how it can be established and evaluated, and discuss requirement-specific research challenges. Finally, we conclude this analysis by identifying overarching research challenges across the requirements with respect to 1) interdisciplinary research, 2) conceptual clarity, 3) context-dependency, 4) dynamics in evolving systems, and 5) investigations in real-world contexts. Thus, this paper synthesizes and consolidates a wide-ranging and active discussion currently taking place in various academic sub-communities and public forums. It aims to serve as a reference for a broad audience and as a basis for future research directions.
Better Safe Than Sorry: Enhancing Arbitration Graphs for Safe and Robust Autonomous Decision-Making
Spieker, Piotr, Large, Nick Le, Lauer, Martin
This paper introduces an extension to the arbitration graph framework designed to enhance the safety and robustness of autonomous systems in complex, dynamic environments. Building on the flexibility and scalability of arbitration graphs, the proposed method incorporates a verification step and structured fallback layers in the decision-making process. This ensures that only verified and safe commands are executed while enabling graceful degradation in the presence of unexpected faults or bugs. The approach is demonstrated using a Pac-Man simulation and further validated in the context of autonomous driving, where it shows significant reductions in accident risk and improvements in overall system safety. The bottom-up design of arbitration graphs allows for an incremental integration of new behavior components. The extension presented in this work enables the integration of experimental or immature behavior components while maintaining system safety by clearly and precisely defining the conditions under which behaviors are considered safe. The proposed method is implemented as a ready to use header-only C++ library, published under the MIT License. Together with the Pac-Man demo, it is available at github.com/KIT-MRT/arbitration_graphs.
FGCE: Feasible Group Counterfactual Explanations for Auditing Fairness
Fragkathoulas, Christos, Papanikou, Vasiliki, Pitoura, Evaggelia, Terzi, Evimaria
This paper introduces the first graph-based framework for generating group counterfactual explanations to audit model fairness, a crucial aspect of trustworthy machine learning. Counterfactual explanations are instrumental in understanding and mitigating unfairness by revealing how inputs should change to achieve a desired outcome. Our framework, named Feasible Group Counterfactual Explanations (FGCEs), captures real-world feasibility constraints and constructs subgroups with similar counterfactuals, setting it apart from existing methods. It also addresses key trade-offs in counterfactual generation, including the balance between the number of counterfactuals, their associated costs, and the breadth of coverage achieved. To evaluate these trade-offs and assess fairness, we propose measures tailored to group counterfactual generation. Our experimental results on benchmark datasets demonstrate the effectiveness of our approach in managing feasibility constraints and trade-offs, as well as the potential of our proposed metrics in identifying and quantifying fairness issues.
AI and the Future of Work in Africa White Paper
O'Neill, Jacki, Marivate, Vukosi, Glover, Barbara, Karanu, Winnie, Tadesse, Girmaw Abebe, Gyekye, Akua, Makena, Anne, Rosslyn-Smith, Wesley, Grollnek, Matthew, Wayua, Charity, Baguma, Rehema, Maduke, Angel, Spencer, Sarah, Kandie, Daniel, Maari, Dennis Ndege, Mutangana, Natasha, Axmed, Maxamed, Kamau, Nyambura, Adamu, Muhammad, Swaniker, Frank, Gatuguti, Brian, Donner, Jonathan, Graham, Mark, Mumo, Janet, Mbindyo, Caroline, N'Guessan, Charlette, Githinji, Irene, Makhafola, Lesego, Kruger, Sean, Etyang, Olivia, Onando, Mulang, Sevilla, Joe, Sambuli, Nanjira, Mbaya, Martin, Breloff, Paul, Anapey, Gideon M., Mogaleemang, Tebogo L., Nghonyama, Tiyani, Wanyoike, Muthoni, Mbuli, Bhekani, Nderu, Lawrence, Nyabero, Wambui, Alam, Uzma, Olaleye, Kayode, Njenga, Caroline, Sellen, Abigail, Kairo, David, Chabikwa, Rutendo, Abdulhamid, Najeeb G., Kubasu, Ketry, Okolo, Chinasa T., Akpo, Eugenia, Budu, Joel, Karambal, Issa, Berkoh, Joseph, Wasswa, William, Njagwi, Muchai, Burnet, Rob, Ochanda, Loise, de Bod, Hanlie, Ankrah, Elizabeth, Kinyunyu, Selemani, Kariuki, Mutembei, Maduke, Angel, Kiyimba, Kizito, Eleshin, Farida, Madeje, Lillian Secelela, Muraga, Catherine, Nganga, Ida, Gichoya, Judy, Maina, Tabbz, Maina, Samuel, Mercy, Muchai, Ochieng, Millicent, Nyairo, Stephanie
This white paper is the output of a multidisciplinary workshop in Nairobi (Nov 2023). Led by a cross-organisational team including Microsoft Research, NEPAD, Lelapa AI, and University of Oxford. The workshop brought together diverse thought-leaders from various sectors and backgrounds to discuss the implications of Generative AI for the future of work in Africa. Discussions centred around four key themes: Macroeconomic Impacts; Jobs, Skills and Labour Markets; Workers' Perspectives and Africa-Centris AI Platforms. The white paper provides an overview of the current state and trends of generative AI and its applications in different domains, as well as the challenges and risks associated with its adoption and regulation. It represents a diverse set of perspectives to create a set of insights and recommendations which aim to encourage debate and collaborative action towards creating a dignified future of work for everyone across Africa.
That Chip Has Sailed: A Critique of Unfounded Skepticism Around AI for Chip Design
Goldie, Anna, Mirhoseini, Azalia, Dean, Jeff
In 2020, we introduced a deep reinforcement learning method capable of generating superhuman chip layouts, which we then published in Nature and open-sourced on GitHub. AlphaChip has inspired an explosion of work on AI for chip design, and has been deployed in state-of-the-art chips across Alphabet and extended by external chipmakers. Even so, a non-peer-reviewed invited paper at ISPD 2023 questioned its performance claims, despite failing to run our method as described in Nature. For example, it did not pre-train the RL method (removing its ability to learn from prior experience), used substantially fewer compute resources (20x fewer RL experience collectors and half as many GPUs), did not train to convergence (standard practice in machine learning), and evaluated on test cases that are not representative of modern chips. Recently, Igor Markov published a meta-analysis of three papers: our peer-reviewed Nature paper, the non-peer-reviewed ISPD paper, and Markov's own unpublished paper (though he does not disclose that he co-authored it). Although AlphaChip has already achieved widespread adoption and impact, we publish this response to ensure that no one is wrongly discouraged from innovating in this impactful area.
Legal Evalutions and Challenges of Large Language Models
Wang, Jiaqi, Zhao, Huan, Yang, Zhenyuan, Shu, Peng, Chen, Junhao, Sun, Haobo, Liang, Ruixi, Li, Shixin, Shi, Pengcheng, Ma, Longjun, Liu, Zongjia, Liu, Zhengliang, Zhong, Tianyang, Zhang, Yutong, Ma, Chong, Zhang, Xin, Zhang, Tuo, Ding, Tianli, Ren, Yudan, Liu, Tianming, Jiang, Xi, Zhang, Shu
In this paper, we review legal testing methods based on Large Language Models (LLMs), using the OPENAI o1 model as a case study to evaluate the performance of large models in applying legal provisions. We compare current state-of-the-art LLMs, including open-source, closed-source, and legal-specific models trained specifically for the legal domain. Systematic tests are conducted on English and Chinese legal cases, and the results are analyzed in depth. Through systematic testing of legal cases from common law systems and China, this paper explores the strengths and weaknesses of LLMs in understanding and applying legal texts, reasoning through legal issues, and predicting judgments. The experimental results highlight both the potential and limitations of LLMs in legal applications, particularly in terms of challenges related to the interpretation of legal language and the accuracy of legal reasoning. Finally, the paper provides a comprehensive analysis of the advantages and disadvantages of various types of models, offering valuable insights and references for the future application of AI in the legal field.
Israel's warfare methods in Gaza 'consistent with genocide': UN committee
Israel's warfare in the Gaza Strip is consistent with the characteristics of genocide, a United Nations committee has said, accusing the country of "using starvation as a method of war". In a report published on Thursday, the UN Special Committee to Investigate Israeli Practices accused the country of "using starvation as a method of war", resulting in "mass civilian casualties and life-threatening conditions" for Palestinians. "Since the beginning of the war, Israeli officials have publicly supported policies that strip Palestinians of the very necessities required to sustain life – food, water, and fuel," it said. Since October 7, 2023, Israel's war in Gaza has killed at least 43,736 Palestinians and wounded 103,370, the enclave's Ministry of Health said on Thursday. The latest UN report reflects that published in March by UN Special Rapporteur on the occupied Palestinian territories Francesca Albanese, who concluded that there are "reasonable grounds" to believe Israel is committing genocide in Gaza.