Law
From Explainability to Interpretability: Interpretable Policies in Reinforcement Learning Via Model Explanation
Li, Peilang, Siddique, Umer, Cao, Yongcan
Deep reinforcement learning (RL) has shown remarkable success in complex domains, however, the inherent black box nature of deep neural network policies raises significant challenges in understanding and trusting the decision-making processes. While existing explainable RL methods provide local insights, they fail to deliver a global understanding of the model, particularly in high-stakes applications. To overcome this limitation, we propose a novel model-agnostic approach that bridges the gap between explainability and interpretability by leveraging Shapley values to transform complex deep RL policies into transparent representations. The proposed approach offers two key contributions: a novel approach employing Shapley values to policy interpretation beyond local explanations and a general framework applicable to off-policy and on-policy algorithms. We evaluate our approach with three existing deep RL algorithms and validate its performance in two classic control environments. The results demonstrate that our approach not only preserves the original models' performance but also generates more stable interpretable policies.
Authenticated Delegation and Authorized AI Agents
South, Tobin, Marro, Samuele, Hardjono, Thomas, Mahari, Robert, Whitney, Cedric Deslandes, Greenwood, Dazza, Chan, Alan, Pentland, Alex
The rapid deployment of autonomous AI agents creates urgent challenges around authorization, accountability, and access control in digital spaces. New standards are needed to know whom AI agents act on behalf of and guide their use appropriately, protecting online spaces while unlocking the value of task delegation to autonomous agents. We introduce a novel framework for authenticated, authorized, and auditable delegation of authority to AI agents, where human users can securely delegate and restrict the permissions and scope of agents while maintaining clear chains of accountability. This framework builds on existing identification and access management protocols, extending OAuth 2.0 and OpenID Connect with agent-specific credentials and metadata, maintaining compatibility with established authentication and web infrastructure. Further, we propose a framework for translating flexible, natural language permissions into auditable access control configurations, enabling robust scoping of AI agent capabilities across diverse interaction modalities. Taken together, this practical approach facilitates immediate deployment of AI agents while addressing key security and accountability concerns, working toward ensuring agentic AI systems perform only appropriate actions and providing a tool for digital service providers to enable AI agent interactions without risking harm from scalable interaction.
A Survey of Research in Large Language Models for Electronic Design Automation
Pan, Jingyu, Zhou, Guanglei, Chang, Chen-Chia, Jacobson, Isaac, Hu, Jiang, Chen, Yiran
Within the rapidly evolving domain of Electronic Design Automation (EDA), Large Language Models (LLMs) have emerged as transformative technologies, offering unprecedented capabilities for optimizing and automating various aspects of electronic design. This survey provides a comprehensive exploration of LLM applications in EDA, focusing on advancements in model architectures, the implications of varying model sizes, and innovative customization techniques that enable tailored analytical insights. By examining the intersection of LLM capabilities and EDA requirements, the paper highlights the significant impact these models have on extracting nuanced understandings from complex datasets. Furthermore, it addresses the challenges and opportunities in integrating LLMs into EDA workflows, paving the way for future research and application in this dynamic field. Through this detailed analysis, the survey aims to offer valuable insights to professionals in the EDA industry, AI researchers, and anyone interested in the convergence of advanced AI technologies and electronic design.
CarMem: Enhancing Long-Term Memory in LLM Voice Assistants through Category-Bounding
Kirmayr, Johannes, Stappen, Lukas, Schneider, Phillip, Matthes, Florian, André, Elisabeth
In today's assistant landscape, personalisation enhances interactions, fosters long-term relationships, and deepens engagement. However, many systems struggle with retaining user preferences, leading to repetitive user requests and disengagement. Furthermore, the unregulated and opaque extraction of user preferences in industry applications raises significant concerns about privacy and trust, especially in regions with stringent regulations like Europe. In response to these challenges, we propose a long-term memory system for voice assistants, structured around predefined categories. This approach leverages Large Language Models to efficiently extract, store, and retrieve preferences within these categories, ensuring both personalisation and transparency. We also introduce a synthetic multi-turn, multi-session conversation dataset (CarMem), grounded in real industry data, tailored to an in-car voice assistant setting. Benchmarked on the dataset, our system achieves an F1-score of .78 to .95 in preference extraction, depending on category granularity. Our maintenance strategy reduces redundant preferences by 95% and contradictory ones by 92%, while the accuracy of optimal retrieval is at .87. Collectively, the results demonstrate the system's suitability for industrial applications.
Stylomech: Unveiling Authorship via Computational Stylometry in English and Romanized Sinhala
Faumi, Nabeelah, Gunathilake, Adeepa, Wickramanayake, Benura, Dias, Deelaka, Sumanathilaka, TGDK
With the advent of Web 2.0, the development in social technology coupled with global communication systematically brought positive and negative impacts to society. Copyright claims and Author identification are deemed crucial as there has been a considerable amount of increase in content violation owing to the lack of proper ethics in society. The Author's attribution in both English and Romanized Sinhala became a major requirement in the last few decades. As an area largely unexplored, particularly within the context of Romanized Sinhala, the research contributes significantly to the field of computational linguistics. The proposed author attribution system offers a unique approach, allowing for the comparison of only two sets of text: suspect author and anonymous text, a departure from traditional methodologies which often rely on larger corpora. This work focuses on using the numerical representation of various pairs of the same and different authors allowing for, the model to train on these representations as opposed to text, this allows for it to apply to a multitude of authors and contexts, given that the suspected author text, and the anonymous text are of reasonable quality. By expanding the scope of authorship attribution to encompass diverse linguistic contexts, the work contributes to fostering trust and accountability in digital communication, especially in Sri Lanka. This research presents a pioneering approach to author attribution in both English and Romanized Sinhala, addressing a critical need for content verification and intellectual property rights enforcement in the digital age.
Solving the unsolvable: Translating case law in Hong Kong
Sin, King-kui, Xuan, Xi, Kit, Chunyu, Chan, Clara Ho-yan, Ip, Honic Ho-kin
This paper addresses the challenges translating case law under Hong Kong's bilingual legal system. It highlights the initial success of translating all written statutes into Chinese before the 1997 handover, a task mandated by the Basic Law. The effort involved significant collaboration among legal, linguistic, and translation experts, resulting in a comprehensive and culturally appropriate bilingual legal system. However, translating case law remains a significant challenge due to the sheer volume and continuous growth of judicial decisions. The paper critiques the governments and judiciarys sporadic and uncoordinated efforts to translate case law, contrasting it with the thorough approach previously taken for statute translation. Although the government acknowledges the importance of legal bilingualism, it lacks a sustainable strategy for translating case law. The Judiciarys position that translating all judgments is unnecessary, unrealistic, and not cost-effectiveis analyzed and critiqued for its impact on legal transparency and public trust. A proposed solution involves leveraging machine translation technology through a human-machine interactive translation platform, which undergoes two major transitions. Initially based on a neural model, the platform transitions to using a large language model for improved translation accuracy. Furthermore, it evolves from a single-agent system to a multi-agent system, incorporating Translator, Annotator, and Proofreader agents. This multi-agent approach, supported by a grant, aims to facilitate efficient, high-quality translation of judicial judgments by integrating advanced artificial intelligence and continuous feedback mechanisms, thus better meeting the needs of a bilingual legal system.
A Survey on Responsible LLMs: Inherent Risk, Malicious Use, and Mitigation Strategy
Wang, Huandong, Fu, Wenjie, Tang, Yingzhou, Chen, Zhilong, Huang, Yuxi, Piao, Jinghua, Gao, Chen, Xu, Fengli, Jiang, Tao, Li, Yong
While large language models (LLMs) present significant potential for supporting numerous real-world applications and delivering positive social impacts, they still face significant challenges in terms of the inherent risk of privacy leakage, hallucinated outputs, and value misalignment, and can be maliciously used for generating toxic content and unethical purposes after been jailbroken. Therefore, in this survey, we present a comprehensive review of recent advancements aimed at mitigating these issues, organized across the four phases of LLM development and usage: data collecting and pre-training, fine-tuning and alignment, prompting and reasoning, and post-processing and auditing. We elaborate on the recent advances for enhancing the performance of LLMs in terms of privacy protection, hallucination reduction, value alignment, toxicity elimination, and jailbreak defenses. In contrast to previous surveys that focus on a single dimension of responsible LLMs, this survey presents a unified framework that encompasses these diverse dimensions, providing a comprehensive view of enhancing LLMs to better serve real-world applications.
ADAGE: A generic two-layer framework for adaptive agent based modelling
Evans, Benjamin Patrick, Zeng, Sihan, Ganesh, Sumitra, Ardon, Leo
Agent-based models (ABMs) are valuable for modelling complex, potentially out-of-equilibria scenarios. However, ABMs have long suffered from the Lucas critique, stating that agent behaviour should adapt to environmental changes. Furthermore, the environment itself often adapts to these behavioural changes, creating a complex bi-level adaptation problem. Recent progress integrating multi-agent reinforcement learning into ABMs introduces adaptive agent behaviour, beginning to address the first part of this critique, however, the approaches are still relatively ad hoc, lacking a general formulation, and furthermore, do not tackle the second aspect of simultaneously adapting environmental level characteristics in addition to the agent behaviours. In this work, we develop a generic two-layer framework for ADaptive AGEnt based modelling (ADAGE) for addressing these problems. This framework formalises the bi-level problem as a Stackelberg game with conditional behavioural policies, providing a consolidated framework for adaptive agent-based modelling based on solving a coupled set of non-linear equations. We demonstrate how this generic approach encapsulates several common (previously viewed as distinct) ABM tasks, such as policy design, calibration, scenario generation, and robust behavioural learning under one unified framework. We provide example simulations on multiple complex economic and financial environments, showing the strength of the novel framework under these canonical settings, addressing long-standing critiques of traditional ABMs.
LLM360 K2: Building a 65B 360-Open-Source Large Language Model from Scratch
Liu, Zhengzhong, Tan, Bowen, Wang, Hongyi, Neiswanger, Willie, Tao, Tianhua, Li, Haonan, Koto, Fajri, Wang, Yuqi, Sun, Suqi, Pangarkar, Omkar, Fan, Richard, Gu, Yi, Miller, Victor, Ma, Liqun, Tang, Liping, Ranjan, Nikhil, Zhuang, Yonghao, He, Guowei, Wang, Renxi, Deng, Mingkai, Algayres, Robin, Li, Yuanzhi, Shen, Zhiqiang, Nakov, Preslav, Xing, Eric
We detail the training of the LLM360 K2-65B model, scaling up our 360-degree OPEN SOURCE approach to the largest and most powerful models under project LLM360. While open-source LLMs continue to advance, the answer to "How are the largest LLMs trained?" remains unclear within the community. The implementation details for such high-capacity models are often protected due to business considerations associated with their high cost. This lack of transparency prevents LLM researchers from leveraging valuable insights from prior experience, e.g., "What are the best practices for addressing loss spikes?" The LLM360 K2 project addresses this gap by providing full transparency and access to resources accumulated during the training of LLMs at the largest scale. This report highlights key elements of the K2 project, including our first model, K2 DIAMOND, a 65 billion-parameter LLM that surpasses LLaMA-65B and rivals LLaMA2-70B, while requiring fewer FLOPs and tokens. We detail the implementation steps and present a longitudinal analysis of K2 DIAMOND's capabilities throughout its training process. We also outline ongoing projects such as TXT360, setting the stage for future models in the series. By offering previously unavailable resources, the K2 project also resonates with the 360-degree OPEN SOURCE principles of transparency, reproducibility, and accessibility, which we believe are vital in the era of resource-intensive AI research.
A Framework for Mining Collectively-Behaving Bots in MMORPGs
Kim, Hyunsoo, Kim, Jun Hee, Son, Jaeman, Song, Jihoon, Lee, Eunjo
In MMORPGs (Massively Multiplayer Online Role-Playing Games), abnormal players (bots) using unauthorized automated programs to carry out pre-defined behaviors systematically and repeatedly are commonly observed. Bots usually engage in these activities to gain in-game money, which they eventually trade for real money outside the game. Such abusive activities negatively impact the in-game experiences of legitimate users since bots monopolize specific hunting areas and obtain valuable items. Thus, detecting abnormal players is a significant task for game companies. Motivated by the fact that bots tend to behave collectively with similar in-game trajectories due to the auto-programs, we developed BotTRep, a framework that comprises trajectory representation learning followed by clustering using a completely unlabeled in-game trajectory dataset. Our model aims to learn representations for in-game trajectory sequences so that players with contextually similar trajectories have closer embeddings. Then, by applying DBSCAN to these representations and visualizing the corresponding moving patterns, our framework ultimately assists game masters in identifying and banning bots.