Law
Tell, Don't Show: Leveraging Language Models' Abstractive Retellings to Model Literary Themes
Lucy, Li, Griffiths, Camilla, Levine, Sarah, Eberhardt, Jennifer L., Demszky, Dorottya, Bamman, David
Conventional bag-of-words approaches for topic modeling, like latent Dirichlet allocation (LDA), struggle with literary text. Literature challenges lexical methods because narrative language focuses on immersive sensory details instead of abstractive description or exposition: writers are advised to "show, don't tell." We propose Retell, a simple, accessible topic modeling approach for literature. Here, we prompt resource-efficient, generative language models (LMs) to tell what passages show, thereby translating narratives' surface forms into higher-level concepts and themes. By running LDA on LMs' retellings of passages, we can obtain more precise and informative topics than by running LDA alone or by directly asking LMs to list topics. To investigate the potential of our method for cultural analytics, we compare our method's outputs to expert-guided annotations in a case study on racial/cultural identity in high school English language arts books.
AgentAlign: Navigating Safety Alignment in the Shift from Informative to Agentic Large Language Models
Zhang, Jinchuan, Yin, Lu, Zhou, Yan, Hu, Songlin
The acquisition of agentic capabilities has transformed LLMs from "knowledge providers" to "action executors", a trend that while expanding LLMs' capability boundaries, significantly increases their susceptibility to malicious use. Previous work has shown that current LLM-based agents execute numerous malicious tasks even without being attacked, indicating a deficiency in agentic use safety alignment during the post-training phase. To address this gap, we propose AgentAlign, a novel framework that leverages abstract behavior chains as a medium for safety alignment data synthesis. By instantiating these behavior chains in simulated environments with diverse tool instances, our framework enables the generation of highly authentic and executable instructions while capturing complex multi-step dynamics. The framework further ensures model utility by proportionally synthesizing benign instructions through non-malicious interpretations of behavior chains, precisely calibrating the boundary between helpfulness and harmlessness. Evaluation results on AgentHarm demonstrate that fine-tuning three families of open-source models using our method substantially improves their safety (35.8% to 79.5% improvement) while minimally impacting or even positively enhancing their helpfulness, outperforming various prompting methods. The dataset and code have both been open-sourced.
Security Benefits and Side Effects of Labeling AI-Generated Images
Hรถltervennhoff, Sandra, Ricker, Jonas, Raphael, Maike M., Schwedes, Charlotte, Weil, Rebecca, Fischer, Asja, Holz, Thorsten, Schรถnherr, Lea, Fahl, Sascha
Generative artificial intelligence is developing rapidly, impacting humans' interaction with information and digital media. It is increasingly used to create deceptively realistic misinformation, so lawmakers have imposed regulations requiring the disclosure of AI-generated content. However, only little is known about whether these labels reduce the risks of AI-generated misinformation. Our work addresses this research gap. Focusing on AI-generated images, we study the implications of labels, including the possibility of mislabeling. Assuming that simplicity, transparency, and trust are likely to impact the successful adoption of such labels, we first qualitatively explore users' opinions and expectations of AI labeling using five focus groups. Second, we conduct a pre-registered online survey with over 1300 U.S. and EU participants to quantitatively assess the effect of AI labels on users' ability to recognize misinformation containing either human-made or AI-generated images. Our focus groups illustrate that, while participants have concerns about the practical implementation of labeling, they consider it helpful in identifying AI-generated images and avoiding deception. However, considering security benefits, our survey revealed an ambiguous picture, suggesting that users might over-rely on labels. While inaccurate claims supported by labeled AI-generated images were rated less credible than those with unlabeled AI-images, the belief in accurate claims also decreased when accompanied by a labeled AI-generated image. Moreover, we find the undesired side effect that human-made images conveying inaccurate claims were perceived as more credible in the presence of labels.
Machine Learning Models Have a Supply Chain Problem
Meiklejohn, Sarah, Blauzvern, Hayden, Maruseac, Mihai, Schrock, Spencer, Simon, Laurent, Shumailov, Ilia
Powerful machine learning (ML) models are now readily available online, which creates exciting possibilities for users who lack the deep technical expertise or substantial computing resources needed to develop them. On the other hand, this type of open ecosystem comes with many risks. In this paper, we argue that the current ecosystem for open ML models contains significant supply-chain risks, some of which have been exploited already in real attacks. These include an attacker replacing a model with something malicious (e.g., malware), or a model being trained using a vulnerable version of a framework or on restricted or poisoned data. We then explore how Sigstore, a solution designed to bring transparency to open-source software supply chains, can be used to bring transparency to open ML models, in terms of enabling model publishers to sign their models and prove properties about the datasets they use.
Pre-training for Recommendation Unlearning
Chen, Guoxuan, Xia, Lianghao, Huang, Chao
Modern recommender systems powered by Graph Neural Networks (GNNs) excel at modeling complex user-item interactions, yet increasingly face scenarios requiring selective forgetting of training data. Beyond user requests to remove specific interactions due to privacy concerns or preference changes, regulatory frameworks mandate recommender systems' ability to eliminate the influence of certain user data from models. This recommendation unlearning challenge presents unique difficulties as removing connections within interaction graphs creates ripple effects throughout the model, potentially impacting recommendations for numerous users. Traditional approaches suffer from significant drawbacks: fragmentation methods damage graph structure and diminish performance, while influence function techniques make assumptions that may not hold in complex GNNs, particularly with self-supervised or random architectures. To address these limitations, we propose a novel model-agnostic pre-training paradigm UnlearnRec that prepares systems for efficient unlearning operations. Our Influence Encoder takes unlearning requests together with existing model parameters and directly produces updated parameters of unlearned model with little fine-tuning, avoiding complete retraining while preserving model performance characteristics. Extensive evaluation on public benchmarks demonstrates that our method delivers exceptional unlearning effectiveness while providing more than 10x speedup compared to retraining approaches. We release our method implementation at: https://github.com/HKUDS/UnlearnRec.
Improving Continual Pre-training Through Seamless Data Packing
Yin, Ruicheng, Gao, Xuan, Lv, Changze, Wang, Xiaohua, Zheng, Xiaoqing, Huang, Xuanjing
Continual pre-training has demonstrated significant potential in enhancing model performance, particularly in domain-specific scenarios. The most common approach for packing data before continual pre-training involves concatenating input texts and splitting them into fixed-length sequences. While straightforward and efficient, this method often leads to excessive truncation and context discontinuity, which can hinder model performance. To address these issues, we explore the potential of data engineering to enhance continual pre-training, particularly its impact on model performance and efficiency. We propose Seamless Packing (SP), a novel data packing strategy aimed at preserving contextual information more effectively and enhancing model performance. Our approach employs a sliding window technique in the first stage that synchronizes overlapping tokens across consecutive sequences, ensuring better continuity and contextual coherence. In the second stage, we adopt a First-Fit-Decreasing algorithm to pack shorter texts into bins slightly larger than the target sequence length, thereby minimizing padding and truncation. Empirical evaluations across various model architectures and corpus domains demonstrate the effectiveness of our method, outperforming baseline method in 99% of all settings. Code is available at https://github.com/Infernus-WIND/Seamless-Packing.
Business as Rulesual: A Benchmark and Framework for Business Rule Flow Modeling with LLMs
Yang, Chen, Xu, Ruping, Li, Ruizhe, Cao, Bin, Fan, Jing
Process mining aims to discover, monitor and optimize the actual behaviors of real processes. While prior work has mainly focused on extracting procedural action flows from instructional texts, rule flows embedded in business documents remain underexplored. To this end, we introduce a novel annotated Chinese dataset, BPRF, which contains 50 business process documents with 326 explicitly labeled business rules across multiple domains. Each rule is represented as a
Divide-and-Conquer Predictive Coding: a structured Bayesian inference algorithm
Unexpected stimuli induce "error" or "surprise" signals in the brain. The theory of predictive coding promises to explain these observations in terms of Bayesian inference by suggesting that the cortex implements variational inference in a probabilistic graphical model. However, when applied to machine learning tasks, this family of algorithms has yet to perform on par with other variational approaches in high-dimensional, structured inference problems. To address this, we introduce a novel predictive coding algorithm for structured generative models, that we call divide-and-conquer predictive coding (DCPC); it differs from other formulations of predictive coding, as it respects the correlation structure of the generative model and provably performs maximum-likelihood updates of model parameters, all without sacrificing biological plausibility. Empirically, DCPC achieves better numerical performance than competing algorithms and provides accurate inference in a number of problems not previously addressed with predictive coding.
Review for NeurIPS paper: Multi-label Contrastive Predictive Coding
Summary and Contributions: The authors propose a multi-label version of contrastive predictive coding (CPC), which essentially transforms the CPC loss from one that is defined on each positive pair and its set of negative pairs for i 1...n versus a version where all positive pairs (and all possible negatives amongst them) make up the softmax distribution, which can be thought of a'multi-label' classification task where the network is trained to ensure the top n predictions from that distribution are the n positive examples. The motivation behind this technique is that: - (1) The regular CPC loss (which is a lower bound on the mutual information between X and Y) is upper bounded by log(m), where m is the total number of pairs used (i.e. 1 positive pair m-1 negative pairs). If log(m) is much lower than I(X;Y) then we underestimate mutual information. Its disadvantage however is that for some range of alpha the loss will no longer be a lower bound to I(X;Y). In essence, the authors show that for their proposed method (alpha-ML-CPC), one can derive the range of alphas that lower bound I(X;Y) as a function of m and n, and these ranges are quite large even for modest values of m and n.
Broad Spectrum Structure Discovery in Large-Scale Higher-Order Networks
Hood, John, De Bacco, Caterina, Schein, Aaron
Complex systems are often driven by higher-order interactions among multiple units, naturally represented as hypergraphs. Understanding dependency structures within these hypergraphs is crucial for understanding and predicting the behavior of complex systems but is made challenging by their combinatorial complexity and computational demands. In this paper, we introduce a class of probabilistic models that efficiently represents and discovers a broad spectrum of mesoscale structure in large-scale hypergraphs. The key insight enabling this approach is to treat classes of similar units as themselves nodes in a latent hypergraph. By modeling observed node interactions through latent interactions among classes using low-rank representations, our approach tractably captures rich structural patterns while ensuring model identifiability. This allows for direct interpretation of distinct node- and class-level structures. Empirically, our model improves link prediction over state-of-the-art methods and discovers interpretable structures in diverse real-world systems, including pharmacological and social networks, advancing the ability to incorporate large-scale higher-order data into the scientific process.