Law
Simple Yet Effective: Extracting Private Data Across Clients in Federated Fine-Tuning of Large Language Models
Hu, Yingqi, Zhang, Zhuo, Zhang, Jingyuan, Qu, Lizhen, Xu, Zenglin
Federated fine-tuning of large language models (FedLLMs) presents a promising approach for achieving strong model performance while preserving data privacy in sensitive domains. However, the inherent memorization ability of LLMs makes them vulnerable to training data extraction attacks. To investigate this risk, we introduce simple yet effective extraction attack algorithms specifically designed for FedLLMs. In contrast to prior "verbatim" extraction attacks, which assume access to fragments from all training data, our approach operates under a more realistic threat model, where the attacker only has access to a single client's data and aims to extract previously unseen personally identifiable information (PII) from other clients. This requires leveraging contextual prefixes held by the attacker to generalize across clients. To evaluate the effectiveness of our approaches, we propose two rigorous metrics-coverage rate and efficiency-and extend a real-world legal dataset with PII annotations aligned with CPIS, GDPR, and CCPA standards, achieving 89.9% human-verified precision. Experimental results show that our method can extract up to 56.57% of victim-exclusive PII, with "Address," "Birthday," and "Name" being the most vulnerable categories. Our findings underscore the pressing need for robust defense strategies and contribute a new benchmark and evaluation framework for future research in privacy-preserving federated learning.
Hey, That's My Data! Label-Only Dataset Inference in Large Language Models
Xiong, Chen, Wang, Zihao, Zhu, Rui, Ho, Tsung-Yi, Chen, Pin-Yu, Xiong, Jingwei, Tang, Haixu, Ohno-Machado, Lucila
Large Language Models (LLMs) have revolutionized Natural Language Processing by excelling at interpreting, reasoning about, and generating human language. However, their reliance on large-scale, often proprietary datasets poses a critical challenge: unauthorized usage of such data can lead to copyright infringement and significant financial harm. Existing dataset-inference methods typically depend on log probabilities to detect suspicious training material, yet many leading LLMs have begun withholding or obfuscating these signals. This reality underscores the pressing need for label-only approaches capable of identifying dataset membership without relying on internal model logits. We address this gap by introducing CatShift, a label-only dataset-inference framework that capitalizes on catastrophic forgetting: the tendency of an LLM to overwrite previously learned knowledge when exposed to new data. If a suspicious dataset was previously seen by the model, fine-tuning on a portion of it triggers a pronounced post-tuning shift in the model's outputs; conversely, truly novel data elicits more modest changes. By comparing the model's output shifts for a suspicious dataset against those for a known non-member validation set, we statistically determine whether the suspicious set is likely to have been part of the model's original training corpus. Extensive experiments on both open-source and API-based LLMs validate CatShift's effectiveness in logit-inaccessible settings, offering a robust and practical solution for safeguarding proprietary data.
What Really is a Member? Discrediting Membership Inference via Poisoning
Mangaokar, Neal, Hooda, Ashish, Li, Zhuohang, Malin, Bradley A., Fawaz, Kassem, Jha, Somesh, Prakash, Atul, Chowdhury, Amrita Roy
Membership inference tests aim to determine whether a particular data point was included in a language model's training set. However, recent works have shown that such tests often fail under the strict definition of membership based on exact matching, and have suggested relaxing this definition to include semantic neighbors as members as well. In this work, we show that membership inference tests are still unreliable under this relaxation - it is possible to poison the training dataset in a way that causes the test to produce incorrect predictions for a target point. We theoretically reveal a trade-off between a test's accuracy and its robustness to poisoning. We also present a concrete instantiation of this poisoning attack and empirically validate its effectiveness. Our results show that it can degrade the performance of existing tests to well below random.
LengClaro2023: A Dataset of Administrative Texts in Spanish with Plain Language adaptations
Agรผera-Marco, Belรฉn, Gonzalez-Dios, Itziar
In this work, we present LengClaro2023, a dataset of legal-administrative texts in Spanish. Based on the most frequently used procedures from the Spanish Social Security website, we have created for each text two simplified equivalents. The first version follows the recommendations provided by arText claro. The second version incorporates additional recommendations from plain language guidelines to explore further potential improvements in the system. The linguistic resource created in this work can be used for evaluating automatic text simplification (ATS) systems in Spanish.
RKEFino1: A Regulation Knowledge-Enhanced Large Language Model
Wang, Yan, He, Yueru, Xiang, Ruoyu, Zhao, Jeff
--Recent advances in large language models (LLMs) hold great promise for financial applications but introduce critical accuracy and compliance challenges in Digital Regulatory Reporting (DRR). T o address these issues, we propose RKEFino1, a regulation knowledge-enhanced financial reasoning model built upon Fino1, fine-tuned with domain knowledge from XBRL, CDM, and MOF . We formulate two QA tasks--knowledge-based and mathematical reasoning--and introduce a novel Numerical NER task covering financial entities in both sentences and tables. Experimental results demonstrate the effectiveness and generalization capacity of RKEFino1 in compliance-critical financial tasks. The financial industry increasingly leverages reinforcement learning (RL) techniques, giving rise to the interdisciplinary field known as Financial Reinforcement Learning (FinRL), which includes applications in portfolio management, algorithmic trading, and option pricing.
A Fictional Q&A Dataset for Studying Memorization and Knowledge Acquisition
Kirchenbauer, John, Mongkolsupawan, Janny, Wen, Yuxin, Goldstein, Tom, Ippolito, Daphne
When language models are trained on textual data, they acquire both knowledge about the structure of language as well as knowledge of facts about the world. At inference time, their knowledge of facts can be leveraged to solve interesting problems and perform useful knowledge work for users. It is well known that language models can verbatim memorize long sequences from their training data. However, it is much less well understood how language models memorize facts seen during training. In this work, we propose a new dataset to specifically empower researchers to study the dual processes of fact memorization and verbatim sequence memorization. The dataset consists of synthetically-generated, webtext-like documents about fictional events, as well as question-answer pairs about the events. We conduct training experiments showing how synthetic data about fictional events can be effective in teasing apart different forms of memorization. We also document the challenges in effectively building realistic, fictional synthetic data.
Scenarios in Computing Research: A Systematic Review of the Use of Scenario Methods for Exploring the Future of Computing Technologies in Society
Barnett, Julia, Kieslich, Kimon, Sinchai, Jasmine, Diakopoulos, Nicholas
Scenario building is an established method to anticipate the future of emerging technologies. Its primary goal is to use narratives to map future trajectories of technology development and sociotechnical adoption. Following this process, risks and benefits can be identified early on, and strategies can be developed that strive for desirable futures. In recent years, computer science has adopted this method and applied it to various technologies, including Artificial Intelligence (AI). Because computing technologies play such an important role in shaping modern societies, it is worth exploring how scenarios are being used as an anticipatory tool in the field -- and what possible traditional uses of scenarios are not yet covered but have the potential to enrich the field. We address this gap by conducting a systematic literature review on the use of scenario building methods in computer science over the last decade (n = 59). We guide the review along two main questions. First, we aim to uncover how scenarios are used in computing literature, focusing especially on the rationale for why scenarios are used. Second, in following the potential of scenario building to enhance inclusivity in research, we dive deeper into the participatory element of the existing scenario building literature in computer science.
Designing DSIC Mechanisms for Data Sharing in the Era of Large Language Models
Ayyoubzadeh, Seyed Moein, Shahnazari, Kourosh, Keshtparvar, Mohammmadali, Fazli, MohammadAmin
Training large language models (LLMs) requires vast amounts of high-quality data from institutions that face legal, privacy, and strategic constraints. Existing data procurement methods often rely on unverifiable trust or ignore heterogeneous provider costs. We introduce a mechanism-design framework for truthful, trust-minimized data sharing that ensures dominant-strategy incentive compatibility (DSIC), individual rationality, and weak budget balance, while rewarding data based on both quality and learning utility. We formalize a model where providers privately know their data cost and quality, and value arises solely from the data's contribution to model performance. Based on this, we propose the Quality-Weighted Marginal-Incentive Auction (Q-MIA), which ranks providers using a virtual cost metric and uses Myerson-style payments to ensure DSIC and budget feasibility. To support settings with limited liquidity or long-term incentives, we introduce the Marginal Utility Token (MUT), which allocates future rights based on marginal contributions. We unify these in Mixed-MIA, a hybrid mechanism balancing upfront payments and deferred rewards. All mechanisms support verifiable, privacy-preserving implementation. Theoretically and empirically, they outperform volume-based and trust-based baselines, eliciting higher-quality data under budget constraints while remaining robust to misreporting and collusion. This establishes a principled foundation for sustainable and fair data markets for future LLMs.
The Coming Crisis of Multi-Agent Misalignment: AI Alignment Must Be a Dynamic and Social Process
Carichon, Florian, Khandelwal, Aditi, Fauchard, Marylou, Farnadi, Golnoosh
This position paper states that AI Alignment in Multi-Agent Systems (MAS) should be considered a dynamic and interaction-dependent process that heavily depends on the social environment where agents are deployed, either collaborative, cooperative, or competitive. While AI alignment with human values and preferences remains a core challenge, the growing prevalence of MAS in real-world applications introduces a new dynamic that reshapes how agents pursue goals and interact to accomplish various tasks. As agents engage with one another, they must coordinate to accomplish both individual and collective goals. However, this complex social organization may unintentionally misalign some or all of these agents with human values or user preferences. Drawing on social sciences, we analyze how social structure can deter or shatter group and individual values. Based on these analyses, we call on the AI community to treat human, preferential, and objective alignment as an interdependent concept, rather than isolated problems. Finally, we emphasize the urgent need for simulation environments, benchmarks, and evaluation frameworks that allow researchers to assess alignment in these interactive multi-agent contexts before such dynamics grow too complex to control.
Web Intellectual Property at Risk: Preventing Unauthorized Real-Time Retrieval by Large Language Models
Zhong, Yisheng, Wen, Yizhu, Guo, Junfeng, Kafai, Mehran, Huang, Heng, Guo, Hanqing, Zhu, Zhuangdi
The protection of cyber Intellectual Property (IP) such as web content is an increasingly critical concern. The rise of large language models (LLMs) with online retrieval capabilities enables convenient access to information but often undermines the rights of original content creators. As users increasingly rely on LLM-generated responses, they gradually diminish direct engagement with original information sources, which will significantly reduce the incentives for IP creators to contribute, and lead to a saturating cyberspace with more AI-generated content. In response, we propose a novel defense framework that empowers web content creators to safeguard their web-based IP from unauthorized LLM real-time extraction and redistribution by leveraging the semantic understanding capability of LLMs themselves. Our method follows principled motivations and effectively addresses an intractable black-box optimization problem. Real-world experiments demonstrated that our methods improve defense success rates from 2.5% to 88.6% on different LLMs, outperforming traditional defenses such as configuration-based restrictions.