Law
Uncertainty-Driven Reliability: Selective Prediction and Trustworthy Deployment in Modern Machine Learning
Machine learning (ML) systems are increasingly deployed in high-stakes domains where reliability is paramount. This thesis investigates how uncertainty estimation can enhance the safety and trustworthiness of ML, focusing on selective prediction -- where models abstain when confidence is low. We first show that a model's training trajectory contains rich uncertainty signals that can be exploited without altering its architecture or loss. By ensembling predictions from intermediate checkpoints, we propose a lightweight, post-hoc abstention method that works across tasks, avoids the cost of deep ensembles, and achieves state-of-the-art selective prediction performance. Crucially, this approach is fully compatible with differential privacy (DP), allowing us to study how privacy noise affects uncertainty quality. We find that while many methods degrade under DP, our trajectory-based approach remains robust, and we introduce a framework for isolating the privacy-uncertainty trade-off. Next, we then develop a finite-sample decomposition of the selective classification gap -- the deviation from the oracle accuracy-coverage curve -- identifying five interpretable error sources and clarifying which interventions can close the gap. This explains why calibration alone cannot fix ranking errors, motivating methods that improve uncertainty ordering. Finally, we show that uncertainty signals can be adversarially manipulated to hide errors or deny service while maintaining high accuracy, and we design defenses combining calibration audits with verifiable inference. Together, these contributions advance reliable ML by improving, evaluating, and safeguarding uncertainty estimation, enabling models that not only make accurate predictions -- but also know when to say "I do not know".
FairFLRep: Fairness aware fault localization and repair of Deep Neural Networks
Openja, Moses, Arcaini, Paolo, Khomh, Foutse, Ishikawa, Fuyuki
Deep neural networks (DNNs) are being utilized in various aspects of our daily lives, including high-stakes decision-making applications that impact individuals. However, these systems reflect and amplify bias from the data used during training and testing, potentially resulting in biased behavior and inaccurate decisions. For instance, having different misclassification rates between white and black sub-populations. However, effectively and efficiently identifying and correcting biased behavior in DNNs is a challenge. This paper introduces FairFLRep, an automated fairness-aware fault localization and repair technique that identifies and corrects potentially bias-inducing neurons in DNN classifiers. FairFLRep focuses on adjusting neuron weights associated with sensitive attributes, such as race or gender, that contribute to unfair decisions. By analyzing the input-output relationships within the network, FairFLRep corrects neurons responsible for disparities in predictive quality parity. We evaluate FairFLRep on four image classification datasets using two DNN classifiers, and four tabular datasets with a DNN model. The results show that FairFLRep consistently outperforms existing methods in improving fairness while preserving accuracy. An ablation study confirms the importance of considering fairness during both fault localization and repair stages. Our findings also show that FairFLRep is more efficient than the baseline approaches in repairing the network.
Large Language Models for Subjective Language Understanding: A Survey
Song, Changhao, Zhang, Yazhou, Gao, Hui, Yao, Ben, Zhang, Peng
Subjective language understanding refers to a broad set of natural language processing tasks where the goal is to interpret or generate content that conveys personal feelings, opinions, or figurative meanings rather than objective facts. With the advent of large language models (LLMs) such as ChatGPT, LLaMA, and others, there has been a paradigm shift in how we approach these inherently nuanced tasks. In this survey, we provide a comprehensive review of recent advances in applying LLMs to subjective language tasks, including sentiment analysis, emotion recognition, sarcasm detection, humor understanding, stance detection, metaphor interpretation, intent detection, and aesthetics assessment. We begin by clarifying the definition of subjective language from linguistic and cognitive perspectives, and we outline the unique challenges posed by subjective language (e.g. ambiguity, figurativeness, context dependence). We then survey the evolution of LLM architectures and techniques that particularly benefit subjectivity tasks, highlighting why LLMs are well-suited to model subtle human-like judgments. For each of the eight tasks, we summarize task definitions, key datasets, state-of-the-art LLM-based methods, and remaining challenges. We provide comparative insights, discussing commonalities and differences among tasks and how multi-task LLM approaches might yield unified models of subjectivity. Finally, we identify open issues such as data limitations, model bias, and ethical considerations, and suggest future research directions. We hope this survey will serve as a valuable resource for researchers and practitioners interested in the intersection of affective computing, figurative language processing, and large-scale language models.
FEAT: A Multi-Agent Forensic AI System with Domain-Adapted Large Language Model for Automated Cause-of-Death Analysis
Shen, Chen, Zhang, Wanqing, Li, Kehan, Huang, Erwen, Bi, Haitao, Fan, Aiying, Shen, Yiwen, Dong, Hongmei, Zhang, Ji, Shao, Yuming, Liu, Zengjia, Liu, Xinshe, Li, Tao, Yan, Chunxia, Fan, Shuanliang, Wu, Di, Ma, Jianhua, Cong, Bin, Wang, Zhenyuan, Lian, Chunfeng
Forensic cause-of-death determination faces systemic challenges, including workforce shortages and diagnostic variability, particularly in high-volume systems like China's medicolegal infrastructure. We introduce FEAT (ForEnsic AgenT), a multi-agent AI framework that automates and standardizes death investigations through a domain-adapted large language model. FEAT's application-oriented architecture integrates: (i) a central Planner for task decomposition, (ii) specialized Local Solvers for evidence analysis, (iii) a Memory & Reflection module for iterative refinement, and (iv) a Global Solver for conclusion synthesis. The system employs tool-augmented reasoning, hierarchical retrieval-augmented generation, forensic-tuned LLMs, and human-in-the-loop feedback to ensure legal and medical validity. In evaluations across diverse Chinese case cohorts, FEAT outperformed state-of-the-art AI systems in both long-form autopsy analyses and concise cause-of-death conclusions. It demonstrated robust generalization across six geographic regions and achieved high expert concordance in blinded validations. Senior pathologists validated FEAT's outputs as comparable to those of human experts, with improved detection of subtle evidentiary nuances. To our knowledge, FEAT is the first LLM-based AI agent system dedicated to forensic medicine, offering scalable, consistent death certification while maintaining expert-level rigor. By integrating AI efficiency with human oversight, this work could advance equitable access to reliable medicolegal services while addressing critical capacity constraints in forensic systems.
EFU: Enforcing Federated Unlearning via Functional Encryption
Mohammadi, Samaneh, Tsouvalas, Vasileios, Symeonidis, Iraklis, Balador, Ali, Ozcelebi, Tanir, Flammini, Francesco, Meratnia, Nirvana
Federated unlearning (FU) algorithms allow clients in federated settings to exercise their ''right to be forgotten'' by removing the influence of their data from a collaboratively trained model. Existing FU methods maintain data privacy by performing unlearning locally on the client-side and sending targeted updates to the server without exposing forgotten data; yet they often rely on server-side cooperation, revealing the client's intent and identity without enforcement guarantees - compromising autonomy and unlearning privacy. In this work, we propose EFU (Enforced Federated Unlearning), a cryptographically enforced FU framework that enables clients to initiate unlearning while concealing its occurrence from the server. Specifically, EFU leverages functional encryption to bind encrypted updates to specific aggregation functions, ensuring the server can neither perform unauthorized computations nor detect or skip unlearning requests. To further mask behavioral and parameter shifts in the aggregated model, we incorporate auxiliary unlearning losses based on adversarial examples and parameter importance regularization. Extensive experiments show that EFU achieves near-random accuracy on forgotten data while maintaining performance comparable to full retraining across datasets and neural architectures - all while concealing unlearning intent from the server. Furthermore, we demonstrate that EFU is agnostic to the underlying unlearning algorithm, enabling secure, function-hiding, and verifiable unlearning for any client-side FU mechanism that issues targeted updates.
Unequal Uncertainty: Rethinking Algorithmic Interventions for Mitigating Discrimination from AI
Sargeant, Holli, Jorgensen, Mackenzie, Shah, Arina, Weller, Adrian, Bhatt, Umang
Uncertainty in artificial intelligence (AI) predictions poses urgent legal and ethical challenges for AI-assisted decision-making. We examine two algorithmic interventions that act as guardrails for human-AI collaboration: selective abstention, which withholds high-uncertainty predictions from human decision-makers, and selective friction, which delivers those predictions together with salient warnings or disclosures that slow the decision process. Research has shown that selective abstention based on uncertainty can inadvertently exacerbate disparities and disadvantage under-represented groups that disproportionately receive uncertain predictions. In this paper, we provide the first integrated socio-technical and legal analysis of uncertainty-based algorithmic interventions. Through two case studies, AI-assisted consumer credit decisions and AI-assisted content moderation, we demonstrate how the seemingly neutral use of uncertainty thresholds can trigger discriminatory impacts. We argue that, although both interventions pose risks of unlawful discrimination under UK law, selective frictions offer a promising pathway toward fairer and more accountable AI-assisted decision-making by preserving transparency and encouraging more cautious human judgment.
LLMs for Law: Evaluating Legal-Specific LLMs on Contract Understanding
Singh, Amrita, Karaca, H. Suhan, Joshi, Aditya, Paik, Hye-young, Jiang, Jiaojiao
Despite advances in legal NLP, no comprehensive evaluation covering multiple legal-specific LLMs currently exists for contract classification tasks in contract understanding. To address this gap, we present an evaluation of 10 legal-specific LLMs on three English language contract understanding tasks and compare them with 7 general-purpose LLMs. The results show that legal-specific LLMs consistently outperform general-purpose models, especially on tasks requiring nuanced legal understanding. Legal-BERT and Contracts-BERT establish new SOTAs on two of the three tasks, despite having 69% fewer parameters than the best-performing general-purpose LLM. We also identify CaseLaw-BERT and LexLM as strong additional baselines for contract understanding. Our results provide a holistic evaluation of legal-specific LLMs and will facilitate the development of more accurate contract understanding systems.
Evaluating Large Language Models as Expert Annotators
Tseng, Yu-Min, Chen, Wei-Lin, Chen, Chung-Chi, Chen, Hsin-Hsi
Textual data annotation, the process of labeling or tagging text with relevant information, is typically costly, time-consuming, and labor-intensive. While large language models (LLMs) have demonstrated their potential as direct alternatives to human annotators for general domains natural language processing (NLP) tasks, their effectiveness on annotation tasks in domains requiring expert knowledge remains underexplored. In this paper, we investigate: whether top-performing LLMs, which might be perceived as having expert-level proficiency in academic and professional benchmarks, can serve as direct alternatives to human expert annotators? To this end, we evaluate both individual LLMs and multi-agent approaches across three highly specialized domains: finance, biomedicine, and law. Specifically, we propose a multi-agent discussion framework to simulate a group of human annotators, where LLMs are tasked to engage in discussions by considering others' annotations and justifications before finalizing their labels. Additionally, we incorporate reasoning models (e.g., o3-mini) to enable a more comprehensive comparison. Our empirical results reveal that: (1) Individual LLMs equipped with inference-time techniques (e.g., chain-of-thought (CoT), self-consistency) show only marginal or even negative performance gains, contrary to prior literature suggesting their broad effectiveness. (2) Overall, reasoning models do not demonstrate statistically significant improvements over non-reasoning models in most settings. This suggests that extended long CoT provides relatively limited benefits for data annotation in specialized domains. (3) Certain model behaviors emerge in the multi-agent discussion environment. For instance, Claude 3.7 Sonnet with thinking rarely changes its initial annotations, even when other agents provide correct annotations or valid reasoning.
Multi-Turn Jailbreaks Are Simpler Than They Seem
Yang, Xiaoxue, Lee, Jaeha, Dick, Anna-Katharina, Timm, Jasper, Xie, Fei, Cruz, Diogo
While defenses against single-turn jailbreak attacks on Large Language Models (LLMs) have improved significantly, multi-turn jailbreaks remain a persistent vulnerability, often achieving success rates exceeding 70% against models optimized for single-turn protection. This work presents an empirical analysis of automated multi-turn jailbreak attacks across state-of-the-art models including GPT-4, Claude, and Gemini variants, using the StrongREJECT benchmark. Our findings challenge the perceived sophistication of multi-turn attacks: when accounting for the attacker's ability to learn from how models refuse harmful requests, multi-turn jailbreaking approaches are approximately equivalent to simply resampling single-turn attacks multiple times. Moreover, attack success is correlated among similar models, making it easier to jailbreak newly released ones. Additionally, for reasoning models, we find surprisingly that higher reasoning effort often leads to higher attack success rates. Our results have important implications for AI safety evaluation and the design of jailbreak-resistant systems. We release the source code at https://github.com/diogo-cruz/multi_turn_simpler
InterChart: Benchmarking Visual Reasoning Across Decomposed and Distributed Chart Information
Iyengar, Anirudh Iyengar Kaniyar Narayana, Mukhopadhyay, Srija, Qidwai, Adnan, Singh, Shubhankar, Roth, Dan, Gupta, Vivek
We introduce InterChart, a diagnostic benchmark that evaluates how well vision-language models (VLMs) reason across multiple related charts, a task central to real-world applications such as scientific reporting, financial analysis, and public policy dashboards. Unlike prior benchmarks focusing on isolated, visually uniform charts, InterChart challenges models with diverse question types ranging from entity inference and trend correlation to numerical estimation and abstract multi-step reasoning grounded in 2-3 thematically or structurally related charts. We organize the benchmark into three tiers of increasing difficulty: (1) factual reasoning over individual charts, (2) integrative analysis across synthetically aligned chart sets, and (3) semantic inference over visually complex, real-world chart pairs. Our evaluation of state-of-the-art open and closed-source VLMs reveals consistent and steep accuracy declines as chart complexity increases. We find that models perform better when we decompose multi-entity charts into simpler visual units, underscoring their struggles with cross-chart integration. By exposing these systematic limitations, InterChart provides a rigorous framework for advancing multimodal reasoning in complex, multi-visual environments.