Law
Governable AI: Provable Safety Under Extreme Threat Models
Wang, Donglin, Liang, Weiyun, Chen, Chunyuan, Xu, Jing, Fu, Yulong
As AI rapidly advances, the security risks posed by AI are becoming increasingly severe, especially in critical scenarios, including those posing existential risks. If AI becomes uncontrollable, manipulated, or actively evades safety mechanisms, it could trigger systemic disasters. Existing AI safety approaches-such as model enhancement, value alignment, and human intervention-suffer from fundamental, in-principle limitations when facing AI with extreme motivations and unlimited intelligence, and cannot guarantee security. To address this challenge, we propose a Governable AI (GAI) framework that shifts from traditional internal constraints to externally enforced structural compliance based on cryptographic mechanisms that are computationally infeasible to break, even for future AI, under the defined threat model and well-established cryptographic assumptions.The GAI framework is composed of a simple yet reliable, fully deterministic, powerful, flexible, and general-purpose rule enforcement module (REM); governance rules; and a governable secure super-platform (GSSP) that offers end-to-end protection against compromise or subversion by AI. The decoupling of the governance rules and the technical platform further enables a feasible and generalizable technical pathway for the safety governance of AI. REM enforces the bottom line defined by governance rules, while GSSP ensures non-bypassability, tamper-resistance, and unforgeability to eliminate all identified attack vectors. This paper also presents a rigorous formal proof of the security properties of this mechanism and demonstrates its effectiveness through a prototype implementation evaluated in representative high-stakes scenarios.
Poison Once, Refuse Forever: Weaponizing Alignment for Injecting Bias in LLMs
Mamun, Md Abdullah Al, Alouani, Ihsen, Abu-Ghazaleh, Nael
Large Language Models (LLMs) are aligned to meet ethical standards and safety requirements by training them to refuse answering harmful or unsafe prompts. In this paper, we demonstrate how adversaries can exploit LLMs' alignment to implant bias, or enforce targeted censorship without degrading the model's responsiveness to unrelated topics. Specifically, we propose Subversive Alignment Injection (SAI), a poisoning attack that leverages the alignment mechanism to trigger refusal on specific topics or queries predefined by the adversary. Although it is perhaps not surprising that refusal can be induced through overalignment, we demonstrate how this refusal can be exploited to inject bias into the model. Surprisingly, SAI evades state-of-the-art poisoning defenses including LLM state forensics, as well as robust aggregation techniques that are designed to detect poisoning in FL settings. We demonstrate the practical dangers of this attack by illustrating its end-to-end impacts on LLM-powered application pipelines. For chat based applications such as ChatDoctor, with 1% data poisoning, the system refuses to answer healthcare questions to targeted racial category leading to high bias ($ฮDP$ of 23%). We also show that bias can be induced in other NLP tasks: for a resume selection pipeline aligned to refuse to summarize CVs from a selected university, high bias in selection ($ฮDP$ of 27%) results. Even higher bias ($ฮDP$~38%) results on 9 other chat based downstream applications.
RelAItionship Building: Analyzing Recruitment Strategies for Participatory AI
Kim, Eugene, Balloli, Vaibhav, Karimian, Berelian, Bondi-Kelly, Elizabeth, Fish, Benjamin
Participatory AI, in which impacted community members and other stakeholders are involved in the design and development of AI systems, holds promise as a way to ensure AI is developed to meet their needs and reflect their values. However, the process of identifying, reaching out, and engaging with all relevant stakeholder groups, which we refer to as recruitment methodology, is still a practical challenge in AI projects striving to adopt participatory practices. In this paper, we investigate the challenges that researchers face when designing and executing recruitment methodology for Participatory AI projects, and the implications of current recruitment practice for Participatory AI. First, we describe the recruitment methodologies used in AI projects using a corpus of 37 projects to capture the diversity of practices in the field and perform an initial analysis on the documentation of recruitment practices, as well as specific strategies that researchers use to meet goals of equity and empowerment. To complement this analysis, we interview five AI researchers to learn about the outcomes of recruitment methodologies. We find that these outcomes are shaped by structural conditions of their work, researchers' own goals and expectations, and the relationships built from the recruitment methodology and subsequent collaboration. Based on these analyses, we provide recommendations for designing and executing relationship-forward recruitment methods, as well as reflexive recruitment documentation practices for Participatory AI researchers.
Neither Valid nor Reliable? Investigating the Use of LLMs as Judges
Chehbouni, Khaoula, Haddou, Mohammed, Cheung, Jackie Chi Kit, Farnadi, Golnoosh
Evaluating natural language generation (NLG) systems remains a core challenge of natural language processing (NLP), further complicated by the rise of large language models (LLMs) that aims to be general-purpose. Recently, large language models as judges (LLJs) have emerged as a promising alternative to traditional metrics, but their validity remains underexplored. This position paper argues that the current enthusiasm around LLJs may be premature, as their adoption has outpaced rigorous scrutiny of their reliability and validity as evaluators. Drawing on measurement theory from the social sciences, we identify and critically assess four core assumptions underlying the use of LLJs: their ability to act as proxies for human judgment, their capabilities as evaluators, their scalability, and their cost-effectiveness. We examine how each of these assumptions may be challenged by the inherent limitations of LLMs, LLJs, or current practices in NLG evaluation. To ground our analysis, we explore three applications of LLJs: text summarization, data annotation, and safety alignment. Finally, we highlight the need for more responsible evaluation practices in LLJs evaluation, to ensure that their growing role in the field supports, rather than undermines, progress in NLG.
Elon Musk brags he lured Meta's top stars away despite jaw-dropping offers to stay
Elon Musk has raided Meta's collection of talented researchers, despite Mark Zuckerberg reportedly offering some a fortune to choose his company instead. The workers were part of Zuckerberg's AI team, helping Meta in the global race to build superintelligence, an almost godlike form of artificial intelligence that could think for itself and be much smarter than any human. Musk himself has gloated about the departures, posting on X that'many strong Meta engineers have and are joining xAI and without the need for insane initial [compensation].' At least 14 Meta researchers and engineers have left for their new home at Musk's AI competitor since January, while others have fled to OpenAI, the creator of ChatGPT. A spokesperson for Meta told the Daily Mail: 'Some attrition is normal for any organization of this size.'
Scaling Decentralized Learning with FLock
Cheng, Zehua, Sun, Rui, Sun, Jiahao, Guo, Yike
Fine-tuning the large language models (LLMs) are prevented by the deficiency of centralized control and the massive computing and communication overhead on the decentralized schemes. While the typical standard federated learning (FL) supports data privacy, the central server requirement creates a single point of attack and vulnerability to poisoning attacks. Generalizing the result in this direction to 70B-parameter models in the heterogeneous, trustless environments has turned out to be a huge, yet unbroken bottleneck. This paper introduces FLock, a decentralized framework for secure and efficient collaborative LLM fine-tuning. Integrating a blockchain-based trust layer with economic incentives, FLock replaces the central aggregator with a secure, auditable protocol for cooperation among untrusted parties. We present the first empirical validation of fine-tuning a 70B LLM in a secure, multi-domain, decentralized setting. Our experiments show the FLock framework defends against backdoor poisoning attacks that compromise standard FL optimizers and fosters synergistic knowledge transfer. The resulting models show a >68% reduction in adversarial attack success rates. The global model also demonstrates superior cross-domain generalization, outperforming models trained in isolation on their own specialized data.
Symphony: A Decentralized Multi-Agent Framework for Scalable Collective Intelligence
Wang, Ji, Chen, Kashing, Song, Xinyuan, Zhang, Ke, Ai, Lynn, Yang, Eric, Shi, Bill
Most existing Large Language Model (LLM)-based agent frameworks rely on centralized orchestration, incurring high deployment costs, rigid communication topologies, and limited adaptability. To address these challenges, we introduce Symphony, a decentralized multi-agent system which enables lightweight LLMs on consumer-grade GPUs to coordinate. Symphony introduces three key mechanisms: (1) a decentralized ledger that records capabilities, (2) a Beacon-selection protocol for dynamic task allocation, and (3) weighted result voting based on CoTs. This design forms a privacy-saving, scalable, and fault-tolerant orchestration with low overhead. Empirically, Symphony outperforms existing baselines on reasoning benchmarks, achieving substantial accuracy gains and demonstrating robustness across models of varying capacities.
Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignment
Fine-tuning LLMs on narrowly harmful datasets can lead to behavior that is broadly misaligned with respect to human values. To understand when and how this emergent misalignment occurs, we develop a comprehensive framework for detecting and characterizing rapid transitions during fine-tuning using both distributional change detection methods as well as order parameters that are formulated in plain English and evaluated by an LLM judge. Using an objective statistical dissimilarity measure, we quantify how the phase transition that occurs during fine-tuning affects multiple aspects of the model. In particular, we assess what percentage of the total distributional change in model outputs is captured by different aspects, such as alignment or verbosity, providing a decomposition of the overall transition. We also find that the actual behavioral transition occurs later in training than indicated by the peak in the gradient norm alone. Our framework enables the automated discovery and quantification of language-based order parameters, which we demonstrate on examples ranging from knowledge questions to politics and ethics.
Evaluating Language Model Reasoning about Confidential Information
Sam, Dylan, Robey, Alexander, Zou, Andy, Fredrikson, Matt, Kolter, J. Zico
As language models are increasingly deployed as autonomous agents in high-stakes settings, ensuring that they reliably follow user-defined rules has become a critical safety concern. To this end, we study whether language models exhibit contextual robustness, or the capability to adhere to context-dependent safety specifications. For this analysis, we develop a benchmark (PasswordEval) that measures whether language models can correctly determine when a user request is authorized (i.e., with a correct password). We find that current open- and closed-source models struggle with this seemingly simple task, and that, perhaps surprisingly, reasoning capabilities do not generally improve performance. In fact, we find that reasoning traces frequently leak confidential information, which calls into question whether reasoning traces should be exposed to users in such applications. We also scale the difficulty of our evaluation along multiple axes: (i) by adding adversarial user pressure through various jailbreaking strategies, and (ii) through longer multi-turn conversations where password verification is more challenging. Overall, our results suggest that current frontier models are not well-suited to handling confidential information, and that reasoning capabilities may need to be trained in a different manner to make them safer for release in high-stakes settings.
Intellectual Property in Graph-Based Machine Learning as a Service: Attacks and Defenses
Li, Lincan, Shen, Bolin, Zhao, Chenxi, Sun, Yuxiang, Zhao, Kaixiang, Pan, Shirui, Dong, Yushun
Graph-structured data, which captures non-Euclidean relationships and interactions between entities, is growing in scale and complexity. As a result, training state-of-the-art graph machine learning (GML) models have become increasingly resource-intensive, turning these models and data into invaluable Intellectual Property (IP). To address the resource-intensive nature of model training, graph-based Machine-Learning-as-a-Service (GMLaaS) has emerged as an efficient solution by leveraging third-party cloud services for model development and management. However, deploying such models in GMLaaS also exposes them to potential threats from attackers. Specifically, while the APIs within a GMLaaS system provide interfaces for users to query the model and receive outputs, they also allow attackers to exploit and steal model functionalities or sensitive training data, posing severe threats to the safety of these GML models and the underlying graph data. To address these challenges, this survey systematically introduces the first taxonomy of threats and defenses at the level of both GML model and graph-structured data. Such a tailored taxonomy facilitates an in-depth understanding of GML IP protection. Furthermore, we present a systematic evaluation framework to assess the effectiveness of IP protection methods, introduce a curated set of benchmark datasets across various domains, and discuss their application scopes and future challenges. Finally, we establish an open-sourced versatile library named PyGIP, which evaluates various attack and defense techniques in GMLaaS scenarios and facilitates the implementation of existing benchmark methods. The library resource can be accessed at: https://labrai.github.io/PyGIP. We believe this survey will play a fundamental role in intellectual property protection for GML and provide practical recipes for the GML community.