Law
Policy Cards: Machine-Readable Runtime Governance for Autonomous AI Agents
Policy Cards are introduced as a machine-readable, deployment-layer standard for expressing operational, regulatory, and ethical constraints for AI agents. The Policy Card sits with the agent and enables it to follow required constraints at runtime. It tells the agent what it must and must not do. As such, it becomes an integral part of the deployed agent. Policy Cards extend existing transparency artifacts such as Model, Data, and System Cards by defining a normative layer that encodes allow/deny rules, obligations, evidentiary requirements, and crosswalk mappings to assurance frameworks including NIST AI RMF, ISO/IEC 42001, and the EU AI Act. Each Policy Card can be validated automatically, version-controlled, and linked to runtime enforcement or continuous-audit pipelines. The framework enables verifiable compliance for autonomous agents, forming a foundation for distributed assurance in multi-agent ecosystems. Policy Cards provide a practical mechanism for integrating high-level governance with hands-on engineering practice and enabling accountable autonomy at scale.
Temporal Knowledge Graph Hyperedge Forecasting: Exploring Entity-to-Category Link Prediction
Markai, Edward, Molavipour, Sina
Temporal Knowledge Graphs have emerged as a powerful way of not only modeling static relationships between entities but also the dynamics of how relations evolve over time. As these informational structures can be used to store information from a real-world setting, such as a news flow, predicting future graph components to a certain extent equates predicting real-world events. Most of the research in this field focuses on embedding-based methods, often leveraging convolutional neural net architectures. These solutions act as black boxes, limiting insight. In this paper, we explore an extension to an established rule-based framework, TLogic, that yields a high accuracy in combination with explainable predictions. This offers transparency and allows the end-user to critically evaluate the rules applied at the end of the prediction stage. The new rule format incorporates entity category as a key component with the purpose of limiting rule application only to relevant entities. When categories are unknown for building the graph, we propose a data-driven method to generate them with an LLM-based approach. Additionally, we investigate the choice of aggregation method for scores of retrieved entities when performing category prediction.
Reinforcement Learning for Long-Horizon Multi-Turn Search Agents
Kalyan, Vivek, Andrews, Martin
Large Language Model (LLM) agents can leverage multiple turns and tools to solve complex tasks, with prompt-based approaches achieving strong performance. This work demonstrates that Reinforcement Learning (RL) can push capabilities significantly further by learning from experience. Through experiments on a legal document search benchmark, we show that our RL-trained 14 Billion parameter model outperforms frontier class models (85% vs 78% accuracy). In addition, we explore turn-restricted regimes, during training and at test-time, that show these agents achieve better results if allowed to operate over longer multi-turn horizons.
SafeVision: Efficient Image Guardrail with Robust Policy Adherence and Explainability
Xu, Peiyang, Pan, Minzhou, Chen, Zhaorun, Yang, Shuang, Xiao, Chaowei, Li, Bo
With the rapid proliferation of digital media, the need for efficient and transparent safeguards against unsafe content is more critical than ever. Traditional image guardrail models, constrained by predefined categories, often misclassify content due to their pure feature-based learning without semantic reasoning. Moreover, these models struggle to adapt to emerging threats, requiring costly retraining for new threats. To address these limitations, we introduce SafeVision, a novel image guardrail that integrates human-like reasoning to enhance adaptability and transparency. Our approach incorporates an effective data collection and generation framework, a policy-following training pipeline, and a customized loss function. We also propose a diverse QA generation and training strategy to enhance learning effectiveness. SafeVision dynamically aligns with evolving safety policies at inference time, eliminating the need for retraining while ensuring precise risk assessments and explanations. Recognizing the limitations of existing unsafe image benchmarks, which either lack granularity or cover limited risks, we introduce VisionHarm, a high-quality dataset comprising two subsets: VisionHarm Third-party (VisionHarm-T) and VisionHarm Comprehensive(VisionHarm-C), spanning diverse harmful categories. Through extensive experiments, we show that SafeVision achieves state-of-the-art performance on different benchmarks. SafeVision outperforms GPT-4o by 8.6% on VisionHarm-T and by 15.5% on VisionHarm-C, while being over 16x faster. SafeVision sets a comprehensive, policy-following, and explainable image guardrail with dynamic adaptation to emerging threats.
Agentic AI Security: Threats, Defenses, Evaluation, and Open Challenges
Datta, Shrestha, Nahin, Shahriar Kabir, Chhabra, Anshuman, Mohapatra, Prasant
Agentic AI systems powered by large language models (LLMs) and endowed with planning, tool use, memory, and autonomy, are emerging as powerful, flexible platforms for automation. Their ability to autonomously execute tasks across web, software, and physical environments creates new and amplified security risks, distinct from both traditional AI safety and conventional software security. This survey outlines a taxonomy of threats specific to agentic AI, reviews recent benchmarks and evaluation methodologies, and discusses defense strategies from both technical and governance perspectives. We synthesize current research and highlight open challenges, aiming to support the development of secure-by-design agent systems.
On the Societal Impact of Machine Learning
This PhD thesis investigates the societal impact of machine learning (ML). ML increasingly informs consequential decisions and recommendations, significantly affecting many aspects of our lives. As these data-driven systems are often developed without explicit fairness considerations, they carry the risk of discriminatory effects. The contributions in this thesis enable more appropriate measurement of fairness in ML systems, systematic decomposition of ML systems to anticipate bias dynamics, and effective interventions that reduce algorithmic discrimination while maintaining system utility. I conclude by discussing ongoing challenges and future research directions as ML systems, including generative artificial intelligence, become increasingly integrated into society. This work offers a foundation for ensuring that ML's societal impact aligns with broader social values.
Understanding AI Trustworthiness: A Scoping Review of AIES & FAccT Articles
Mehrotra, Siddharth, Huang, Jin, Fu, Xuelong, Dobbe, Roel, Sánchez, Clara I., de Rijke, Maarten
Background: Trustworthy AI serves as a foundational pillar for two major AI ethics conferences: AIES and FAccT. However, current research often adopts techno-centric approaches, focusing primarily on technical attributes such as reliability, robustness, and fairness, while overlooking the sociotechnical dimensions critical to understanding AI trustworthiness in real-world contexts. Objectives: This scoping review aims to examine how the AIES and FAccT communities conceptualize, measure, and validate AI trustworthiness, identifying major gaps and opportunities for advancing a holistic understanding of trustworthy AI systems. Methods: We conduct a scoping review of AIES and FAccT conference proceedings to date, systematically analyzing how trustworthiness is defined, operationalized, and applied across different research domains. Our analysis focuses on conceptualization approaches, measurement methods, verification and validation techniques, application areas, and underlying values. Results: While significant progress has been made in defining technical attributes such as transparency, accountability, and robustness, our findings reveal critical gaps. Current research often predominantly emphasizes technical precision at the expense of social and ethical considerations. The sociotechnical nature of AI systems remains less explored and trustworthiness emerges as a contested concept shaped by those with the power to define it. Conclusions: An interdisciplinary approach combining technical rigor with social, cultural, and institutional considerations is essential for advancing trustworthy AI. We propose actionable measures for the AI ethics community to adopt holistic frameworks that genuinely address the complex interplay between AI systems and society, ultimately promoting responsible technological development that benefits all stakeholders.
Attracting Commercial Artificial Intelligence Firms to Support National Security through Collaborative Contracts
Unlike other military technologies driven by national security needs and developed with federal funding, AI is predominantly funded and advanced by commercial industry for civilian applications. However, there is a lack of understanding of the reasons commercial AI firms decide to work with the DoD or choose to abstain from the defence market. This thesis argues that the contract law and procurement framework are among the most significant obstacles. This research indicates that the commercial AI industry actually views the DoD as an attractive customer. However, this attraction is despite the obstacles presented by traditional contract law and procurement practices used to solicit and award contracts. Drawing on social exchange theory, this thesis introduces a theoretical framework, optimal buyer theory, to understand the factors that influence a commercial decision to engage with the DoD. Interviews from a sample of the participants explain why the AI industry holds such perceptions, opinions, and preferences about contracts generally and the DoD, specifically, in its role as a customer. This thesis concludes that commercial AI firms are attracted to contracts that are consistent with their business and technology considerations. Additionally, it develops best practices for leveraging existing contract law, primarily other transaction authority, to align contracting practices with commercial preferences and the machine learning development and deployment lifecycle.
Addressing the alignment problem in transportation policy making: an LLM approach
Yan, Xiaoyu, Dai, Tianxing, Nie, Yu Marco
A key challenge in transportation planning is that the collective preferences of heterogeneous travelers often diverge from the policies produced by model-driven decision tools. This misalignment frequently results in implementation delays or failures. Here, we investigate whether large language models (LLMs)--noted for their capabilities in reasoning and simulating human decision-making--can help inform and address this alignment problem. We develop a multi-agent simulation in which LLMs, acting as agents representing residents from different communities in a city, participate in a referendum on a set of transit policy proposals. Using chain-of-thought reasoning, LLM agents provide Ranked-Choice or approval-based preferences, which are aggregated using instant-runoff voting (IRV) to model democratic consensus. We implement this simulation framework with both GPT-4o and Claude-3.5, and apply it for Chicago and Houston. Our findings suggest that LLM agents are capable of approximating plausible collective preferences and responding to local context, while also displaying model-specific behavioral biases and modest divergences from optimization-based benchmarks. These capabilities underscore both promise and limitations of LLMs as tools for solving the alignment problem in transportation decision-making. Introduction Urban transportation policy plays a central role in shaping regional development. Designing effective policy requires access to multidimensional data and a deep understanding of individual preferences across heterogeneous communities. Conventional approaches typically rely on structured mathematical models that identify an optimal policy under specified objectives and constraints. However, these models often rest on rigid assumptions and oversimplified behavioral representations. As a result, they may produce solutions that are analytically tractable yet poorly aligned with public sentiment or the complex realities of policy implementation. This misalignment frequently contributes to delays--or even failures--in policy approval and execution. Trained on vast corpora of text encompassing news, facts, and human discourse, LLMs possess a rich contextual understanding that could potentially help policymakers infer public preferences and explore trade-offs before implementation. Their ability to interpret unstructured information, reason about competing objectives in natural language, and adapt to specific contexts suggests a new form of decision support that complements the traditional paradigm. In this study, we implement a multi-agent voting framework to examine the potential of LLMs in supporting transportation policy design.
Riemannian-Geometric Fingerprints of Generative Models
Recent breakthroughs and rapid integration of generative models (GMs) have sparked interest in the problem of model attribution and their fingerprints. For instance, service providers need reliable methods of authenticating their models to protect their IP, while users and law enforcement seek to verify the source of generated content for accountability and trust. In addition, a growing threat of model collapse is arising, as more model-generated data are being fed back into sources (e.g., YouTube) that are often harvested for training ("regurgitative training"), heightening the need to differentiate synthetic from human data. Yet, a gap still exists in understanding generative models' fingerprints, we believe, stemming from the lack of a formal framework that can define, represent, and analyze the fingerprints in a principled way. To address this gap, we take a geometric approach and propose a new definition of artifact and fingerprint of GMs using Riemannian geometry, which allows us to leverage the rich theory of differential geometry. Our new definition generalizes previous work (Song et al., 2024) to non-Euclidean manifolds by learning Riemannian metrics from data and replacing the Euclidean distances and nearest-neighbor search with geodesic distances and kNN-based Riemannian center of mass. We apply our theory to a new gradient-based algorithm for computing the fingerprints in practice. Results show that it is more effective in distinguishing a large array of GMs, spanning across 4 different datasets in 2 different resolutions (64 by 64, 256 by 256), 27 model architectures, and 2 modalities (Vision, Vision-Language). Using our proposed definition significantly improves the performance on model attribution, as well as a generalization to unseen datasets, model types, and modalities, suggesting its practical efficacy.