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Toward Unifying Group Fairness Evaluation from a Sparsity Perspective

arXiv.org Machine Learning

Ensuring algorithmic fairness remains a significant challenge in machine learning, particularly as models are increasingly applied across diverse domains. While numerous fairness criteria exist, they often lack generalizability across different machine learning problems. This paper examines the connections and differences among various sparsity measures in promoting fairness and proposes a unified sparsity-based framework for evaluating algorithmic fairness. The framework aligns with existing fairness criteria and demonstrates broad applicability to a wide range of machine learning tasks. We demonstrate the effectiveness of the proposed framework as an evaluation metric through extensive experiments on a variety of datasets and bias mitigation methods. This work provides a novel perspective to algorithmic fairness by framing it through the lens of sparsity and social equity, offering potential for broader impact on fairness research and applications.


Localist LLMs -- A Mathematical Framework for Dynamic Locality Control

arXiv.org Artificial Intelligence

We present a novel framework for training large language models with continuously adjustable internal representations that span the full spectrum from localist (interpretable, rule-based) to distributed (generalizable, efficient) encodings. The key innovation is a locality dial, a tunable parameter that dynamically controls the degree of localization during both training and inference without requiring model retraining. This is achieved through group sparsity penalties on attention mechanisms, information-theoretic anchor design, and dynamic rule injection. We provide rigorous mathematical proofs establishing explicit threshold conditions under which attention provably concentrates on semantically relevant blocks, with exponential bounds on attention entropy and pointer fidelity. Specifically, we prove that when group sparsity penalties exceed certain threshold values, the model's attention mechanisms concentrate on semantically relevant blocks, achieving low entropy and high fidelity with negligible error. This framework enables practitioners to continuously interpolate between interpretable and high-performance modes, supporting applications in regulated domains requiring both transparency and capability.


Diverse Human Value Alignment for Large Language Models via Ethical Reasoning

arXiv.org Artificial Intelligence

Ensuring that Large Language Models (LLMs) align with the diverse and evolving human values across different regions and cultures remains a critical challenge in AI ethics. Current alignment approaches often yield superficial conformity rather than genuine ethical understanding, failing to address the complex, context-dependent nature of human values. In this paper, we propose a novel ethical reasoning paradigm for LLMs inspired by well-established ethical decision-making models, aiming at enhancing diverse human value alignment through deliberative ethical reasoning. Our framework consists of a structured five-step process, including contextual fact gathering, hierarchical social norm identification, option generation, multiple-lens ethical impact analysis, and reflection. This theory-grounded approach guides LLMs through an interpretable reasoning process that enhances their ability to understand regional specificities and perform nuanced ethical analysis, which can be implemented with either prompt engineering or supervised fine-tuning methods. We perform evaluations on the SafeWorld benchmark that specially designed for regional value alignment. Experimental results demonstrate our framework significantly improves LLM alignment with diverse human values compared to baseline methods, enabling more accurate social norm identification and more culturally appropriate reasoning. Our work provides a concrete pathway toward developing LLMs that align more effectively with the multifaceted values of global societies through interdisciplinary research.


The Narrative Continuity Test: A Conceptual Framework for Evaluating Identity Persistence in AI Systems

arXiv.org Artificial Intelligence

Artificial intelligence systems based on large language models (LLMs) can now generate coherent text, music, and images, yet they operate without a persistent state: each inference reconstructs context from scratch. This paper introduces the Narrative Continuity Test (NCT) -- a conceptual framework for evaluating identity persistence and diachronic coherence in AI systems. Unlike capability benchmarks that assess task performance, the NCT examines whether an LLM remains the same interlocutor across time and interaction gaps. The framework defines five necessary axes -- Situated Memory, Goal Persistence, Autonomous Self-Correction, Stylistic & Semantic Stability, and Persona/Role Continuity -- and explains why current architectures systematically fail to support them. Case analyses (Character.\,AI, Grok, Replit, Air Canada) show predictable continuity failures under stateless inference. The NCT reframes AI evaluation from performance to persistence, outlining conceptual requirements for future benchmarks and architectural designs that could sustain long-term identity and goal coherence in generative models.


GreekBarBench: A Challenging Benchmark for Free-Text Legal Reasoning and Citations

arXiv.org Artificial Intelligence

We introduce GreekBarBench, a benchmark that evaluates LLMs on legal questions across five different legal areas from the Greek Bar exams, requiring citations to statutory articles and case facts. To tackle the challenges of free-text evaluation, we propose a three-dimensional scoring system combined with an LLM-as-a-judge approach. We also develop a meta-evaluation benchmark to assess the correlation between LLM-judges and human expert evaluations, revealing that simple, span-based rubrics improve their alignment. Our systematic evaluation of 13 proprietary and open-weight LLMs shows that even though the best models outperform average expert scores, they fall short of the 95th percentile of experts.


The Limits of AI Explainability: An Algorithmic Information Theory Approach

arXiv.org Artificial Intelligence

This paper establishes a theoretical foundation for understanding the fundamental limits of AI explainability through algorithmic information theory. We formalize explainability as the approximation of complex models by simpler ones, quantifying both approximation error and explanation complexity using Kolmogorov complexity. Our key theoretical contributions include: (1) a complexity gap theorem proving that any explanation significantly simpler than the original model must differ from it on some inputs; (2) precise bounds showing that explanation complexity grows exponentially with input dimension but polynomially with error tolerance for Lipschitz functions; and (3) a characterization of the gap between local and global explainability, demonstrating that local explanations can be significantly simpler while maintaining accuracy in relevant regions. We further establish a regulatory impossibility theorem proving that no governance framework can simultaneously pursue unrestricted AI capabilities, human-interpretable explanations, and negligible error. These results highlight considerations likely to be relevant to the design, evaluation, and oversight of explainable AI systems.


Self-Adaptive Cognitive Debiasing for Large Language Models in Decision-Making

arXiv.org Artificial Intelligence

Large language models (LLMs) have shown potential in supporting decision-making applications, particularly as personal assistants in the financial, healthcare, and legal domains. While prompt engineering strategies have enhanced the capabilities of LLMs in decision-making, cognitive biases inherent to LLMs present significant challenges. Cognitive biases are systematic patterns of deviation from norms or rationality in decision-making that can lead to the production of inaccurate outputs. Existing cognitive bias mitigation strategies assume that input prompts only contain one type of cognitive bias, limiting their effectiveness in more challenging scenarios involving multiple cognitive biases. To fill this gap, we propose a cognitive debiasing approach, self-adaptive cognitive debiasing (SACD), that enhances the reliability of LLMs by iteratively refining prompts. Our method follows three sequential steps - bias determination, bias analysis, and cognitive debiasing - to iteratively mitigate potential cognitive biases in prompts. We evaluate SACD on finance, healthcare, and legal decision-making tasks using both open-weight and closed-weight LLMs. Compared to advanced prompt engineering methods and existing cognitive debiasing techniques, SACD achieves the lowest average bias scores in both single-bias and multi-bias settings.


Cross-fluctuation phase transitions reveal sampling dynamics in diffusion models

arXiv.org Artificial Intelligence

We analyse how the sampling dynamics of distributions evolve in score-based diffusion models using cross-fluctuations, a centered-moment statistic from statistical physics. Specifically, we show that starting from an unbiased isotropic normal distribution, samples undergo sharp, discrete transitions, eventually forming distinct events of a desired distribution while progressively revealing finer structure. As this process is reversible, these transitions also occur in reverse, where intermediate states progressively merge, tracing a path back to the initial distribution. We demonstrate that these transitions can be detected as discontinuities in $n^{\text{th}}$-order cross-fluctuations. For variance-preserving SDEs, we derive a closed-form for these cross-fluctuations that is efficiently computable for the reverse trajectory. We find that detecting these transitions directly boosts sampling efficiency, accelerates class-conditional and rare-class generation, and improves two zero-shot tasks--image classification and style transfer--without expensive grid search or retraining. We also show that this viewpoint unifies classical coupling and mixing from finite Markov chains with continuous dynamics while extending to stochastic SDEs and non Markovian samplers. Our framework therefore bridges discrete Markov chain theory, phase analysis, and modern generative modeling.


Wayfinding through the AI wilderness: Mapping rhetorics of ChatGPT prompt writing on X (formerly Twitter) to promote critical AI literacies

arXiv.org Artificial Intelligence

In this paper, we demonstrate how studying the rhetorics of ChatGPT prompt writing on social media can promote critical AI literacies. Prompt writing is the process of writing instructions for generative AI tools like ChatGPT to elicit desired outputs and there has been an upsurge of conversations about it on social media. To study this rhetorical activity, we build on four overlapping traditions of digital writing research in computers and composition that inform how we frame literacies, how we study social media rhetorics, how we engage iteratively and reflexively with methodologies and technologies, and how we blend computational methods with qualitative methods. Drawing on these four traditions, our paper shows our iterative research process through which we gathered and analyzed a dataset of 32,000 posts (formerly known as tweets) from X (formerly Twitter) about prompt writing posted between November 2022 to May 2023. We present five themes about these emerging AI literacy practices: (1) areas of communication impacted by prompt writing, (2) micro-literacy resources shared for prompt writing, (3) market rhetoric shaping prompt writing, (4) rhetorical characteristics of prompts, and (5) definitions of prompt writing. In discussing these themes and our methodologies, we highlight takeaways for digital writing teachers and researchers who are teaching and analyzing critical AI literacies.


Automatically Finding Rule-Based Neurons in OthelloGPT

arXiv.org Artificial Intelligence

OthelloGPT, a transformer trained to predict valid moves in Othello, provides an ideal testbed for interpretability research. The model is complex enough to exhibit rich computational patterns, yet grounded in rule-based game logic that enables meaningful reverse-engineering. We present an automated approach based on decision trees to identify and interpret MLP neurons that encode rule-based game logic. Our method trains regression decision trees to map board states to neuron activations, then extracts decision paths where neurons are highly active to convert them into human-readable logical forms. These descriptions reveal highly interpretable patterns; for instance, neurons that specifically detect when diagonal moves become legal. Our findings suggest that roughly half of the neurons in layer 5 can be accurately described by compact, rule-based decision trees ($R^2 > 0.7$ for 913 of 2,048 neurons), while the remainder likely participate in more distributed or non-rule-based computations. We verify the causal relevance of patterns identified by our decision trees through targeted interventions. For a specific square, for specific game patterns, we ablate neurons corresponding to those patterns and find an approximately 5-10 fold stronger degradation in the model's ability to predict legal moves along those patterns compared to control patterns. To facilitate future work, we provide a Python tool that maps rule-based game behaviors to their implementing neurons, serving as a resource for researchers to test whether their interpretability methods recover meaningful computational structures.