Law
Efficient Document Embeddings via Self-Contrastive Bregman Divergence Learning
Saggau, Daniel, Rezaei, Mina, Bisch, Bernd, Chalkidis, Ilias
Learning quality document embeddings is a fundamental problem in natural language processing (NLP), information retrieval (IR), recommendation systems, and search engines. Despite recent advances in the development of transformer-based models that produce sentence embeddings with self-contrastive learning, the encoding of long documents (Ks of words) is still challenging with respect to both efficiency and quality considerations. Therefore, we train Longfomer-based document encoders using a state-of-the-art unsupervised contrastive learning method (SimCSE). Further on, we complement the baseline method -- siamese neural network -- with additional convex neural networks based on functional Bregman divergence aiming to enhance the quality of the output document representations. We show that overall the combination of a self-contrastive siamese network and our proposed neural Bregman network outperforms the baselines in two linear classification settings on three long document topic classification tasks from the legal and biomedical domains.
Few-Shot Document-Level Event Argument Extraction
Yang, Xianjun, Lu, Yujie, Petzold, Linda
Event argument extraction (EAE) has been well studied at the sentence level but under-explored at the document level. In this paper, we study to capture event arguments that actually spread across sentences in documents. Prior works usually assume full access to rich document supervision, ignoring the fact that the available argument annotation is usually limited. To fill this gap, we present FewDocAE, a Few-Shot Document-Level Event Argument Extraction benchmark, based on the existing document-level event extraction dataset. We first define the new problem and reconstruct the corpus by a novel N -Way-D-Doc sampling instead of the traditional N -Way-K-Shot strategy. Then we adjust the current document-level neural models into the few-shot setting to provide baseline results under in- and cross-domain settings. Since the argument extraction depends on the context from multiple sentences and the learning process is limited to very few examples, we find this novel task to be very challenging with substantively low performance. Considering FewDocAE is closely related to practical use under low-resource regimes, we hope this benchmark encourages more research in this direction. Our data and codes will be available online.
Should Robots Have Rights or Rites?
Boston Dynamics recently released a video introducing Atlas, a six-foot bipedal humanoid robot capable of search and rescue missions. Part of the video contained employees apparently abusing Atlas (for example, kicking, hitting it with a hockey stick, pushing it with a heavy ball). The video quickly raised a public and academic debate regarding how humans should treat robots. A robot, in some sense, is nothing more than software embedded in hardware, much like a laptop computer. If it is your property and kicking it harms no one nor infringes on anyone's rights, it's okay to kick it, although that would be a stupid thing to do. Likewise, there seems to be no significant reason that kicking a robot should be deemed as a moral or legal wrong. However, the question--"What do we owe to robots?"--is not that simple. Philosophers and legal scholars have seriously explored and defended some significant aspects of the moral and legal status of robots--and their rights.3,6,15,16,24,29,36 In fact, various non-natural entities--for example, corporations--are treated as persons and even enjoy some constitutional rights.a In addition, humans are not the only species that get moral and legal status. In most developed societies, for example, moral and legal considerations preclude researchers from gratuitously using animals for lab experiments. The fact that corporations are treated as persons and animals are recognized as having some rights does not entail that robots should be treated analogously. These facts are instructive, however.
ChatGPT maker OpenAI calls for AI regulation, warning of 'existential risk'
Over the next decade, "it's conceivable that … AI systems will exceed expert skill level in most domains, and carry out as much productive activity as one of today's largest corporations," the OpenAI team wrote. "In terms of both potential upsides and downsides, superintelligence will be more powerful than other technologies humanity has had to contend with in the past. We can have a dramatically more prosperous future; but we have to manage risk to get there."
Are Chatbots Ready for Privacy-Sensitive Applications? An Investigation into Input Regurgitation and Prompt-Induced Sanitization
Priyanshu, Aman, Vijay, Supriti, Kumar, Ayush, Naidu, Rakshit, Mireshghallah, Fatemehsadat
LLM-powered chatbots are becoming widely adopted in applications such as healthcare, personal assistants, industry hiring decisions, etc. In many of these cases, chatbots are fed sensitive, personal information in their prompts, as samples for in-context learning, retrieved records from a database, or as part of the conversation. The information provided in the prompt could directly appear in the output, which might have privacy ramifications if there is sensitive information there. As such, in this paper, we aim to understand the input copying and regurgitation capabilities of these models during inference and how they can be directly instructed to limit this copying by complying with regulations such as HIPAA and GDPR, based on their internal knowledge of them. More specifically, we find that when ChatGPT is prompted to summarize cover letters of a 100 candidates, it would retain personally identifiable information (PII) verbatim in 57.4% of cases, and we find this retention to be non-uniform between different subgroups of people, based on attributes such as gender identity. We then probe ChatGPT's perception of privacy-related policies and privatization mechanisms by directly instructing it to provide compliant outputs and observe a significant omission of PII from output.
CuRIAM: Corpus re Interpretation and Metalanguage in U.S. Supreme Court Opinions
Kranzlein, Michael, Schneider, Nathan, Tobia, Kevin
Most judicial decisions involve the interpretation of legal texts; as such, judicial opinion requires the use of language as a medium to comment on or draw attention to other language. Language used this way is called metalanguage. We develop an annotation schema for categorizing types of legal metalanguage and apply our schema to a set of U.S. Supreme Court opinions, yielding a corpus totaling 59k tokens. We remark on several patterns observed in the kinds of metalanguage used by the justices.
Masked Audio Text Encoders are Effective Multi-Modal Rescorers
Cai, Jinglun, Sunkara, Monica, Li, Xilai, Bhatia, Anshu, Pan, Xiao, Bodapati, Sravan
Masked Language Models (MLMs) have proven to be effective for second-pass rescoring in Automatic Speech Recognition (ASR) systems. In this work, we propose Masked Audio Text Encoder (MATE), a multi-modal masked language model rescorer which incorporates acoustic representations into the input space of MLM. We adopt contrastive learning for effectively aligning the modalities by learning shared representations. We show that using a multi-modal rescorer is beneficial for domain generalization of the ASR system when target domain data is unavailable. MATE reduces word error rate (WER) by 4%-16% on in-domain, and 3%-7% on out-of-domain datasets, over the text-only baseline. Additionally, with very limited amount of training data (0.8 hours), MATE achieves a WER reduction of 8%-23% over the first-pass baseline.
Machine Unlearning: its nature, scope, and importance for a "delete culture"
The article explores the cultural shift from recording to deleting information in the digital age and its implications on privacy, intellectual property (IP), and Large Language Models like ChatGPT. It begins by defining a delete culture where information, in principle legal, is made unavailable or inaccessible because unacceptable or undesirable, especially but not only due to its potential to infringe on privacy or IP. Then it focuses on two strategies in this context: deleting, to make information unavailable; and blocking, to make it inaccessible. The article argues that both strategies have significant implications, particularly for machine learning (ML) models where information is not easily made unavailable. However, the emerging research area of Machine Unlearning (MU) is highlighted as a potential solution. MU, still in its infancy, seeks to remove specific data points from ML models, effectively making them 'forget' completely specific information. If successful, MU could provide a feasible means to manage the overabundance of information and ensure a better protection of privacy and IP. However, potential ethical risks, such as misuse, overuse, and underuse of MU, should be systematically studied to devise appropriate policies.
Algorithmic Unfairness through the Lens of EU Non-Discrimination Law: Or Why the Law is not a Decision Tree
Weerts, Hilde, Xenidis, Raphaële, Tarissan, Fabien, Olsen, Henrik Palmer, Pechenizkiy, Mykola
Concerns regarding unfairness and discrimination in the context of artificial intelligence (AI) systems have recently received increased attention from both legal and computer science scholars. Yet, the degree of overlap between notions of algorithmic bias and fairness on the one hand, and legal notions of discrimination and equality on the other, is often unclear, leading to misunderstandings between computer science and law. What types of bias and unfairness does the law address when it prohibits discrimination? What role can fairness metrics play in establishing legal compliance? In this paper, we aim to illustrate to what extent European Union (EU) non-discrimination law coincides with notions of algorithmic fairness proposed in computer science literature and where they differ. The contributions of this paper are as follows. First, we analyse seminal examples of algorithmic unfairness through the lens of EU non-discrimination law, drawing parallels with EU case law. Second, we set out the normative underpinnings of fairness metrics and technical interventions and compare these to the legal reasoning of the Court of Justice of the EU. Specifically, we show how normative assumptions often remain implicit in both disciplinary approaches and explain the ensuing limitations of current AI practice and non-discrimination law. We conclude with implications for AI practitioners and regulators.
Trends and Challenges Towards an Effective Data-Driven Decision Making in UK SMEs: Case Studies and Lessons Learnt from the Analysis of 85 SMEs
Tawil, Abdel-Rahman, Mohamed, Muhidin, Schmoor, Xavier, Vlachos, Konstantinos, Haidar, Diana
The adoption of data science brings vast benefits to Small and Medium-sized Enterprises (SMEs) including business productivity, economic growth, innovation and jobs creation. Data Science can support SMEs to optimise production processes, anticipate customers' needs, predict machinery failures and deliver efficient smart services. Businesses can also harness the power of Artificial Intelligence (AI) and Big Data and the smart use of digital technologies to enhance productivity and performance, paving the way for innovation. However, integrating data science decisions into an SME requires both skills and IT investments. In most cases, such expenses are beyond the means of SMEs due to limited resources and restricted access to financing. This paper presents trends and challenges towards an effective data-driven decision making for organisations based on a case study of 85 SMEs, mostly from the West Midlands region of England. The work is supported as part of a 3 years ERDF (European Regional Development Funded project) in the areas of big data management, analytics and business intelligence. We present two case studies that demonstrates the potential of Digitisation, AI and Machine Learning and use these as examples to unveil challenges and showcase the wealth of current available opportunities for SMEs.