Law
Connecting the Dots in Trustworthy Artificial Intelligence: From AI Principles, Ethics, and Key Requirements to Responsible AI Systems and Regulation
Díaz-Rodríguez, Natalia, Del Ser, Javier, Coeckelbergh, Mark, de Prado, Marcos López, Herrera-Viedma, Enrique, Herrera, Francisco
Trustworthy Artificial Intelligence (AI) is based on seven technical requirements sustained over three main pillars that should be met throughout the system's entire life cycle: it should be (1) lawful, (2) ethical, and (3) robust, both from a technical and a social perspective. However, attaining truly trustworthy AI concerns a wider vision that comprises the trustworthiness of all processes and actors that are part of the system's life cycle, and considers previous aspects from different lenses. A more holistic vision contemplates four essential axes: the global principles for ethical use and development of AI-based systems, a philosophical take on AI ethics, a risk-based approach to AI regulation, and the mentioned pillars and requirements. The seven requirements (human agency and oversight; robustness and safety; privacy and data governance; transparency; diversity, non-discrimination and fairness; societal and environmental wellbeing; and accountability) are analyzed from a triple perspective: What each requirement for trustworthy AI is, Why it is needed, and How each requirement can be implemented in practice. On the other hand, a practical approach to implement trustworthy AI systems allows defining the concept of responsibility of AI-based systems facing the law, through a given auditing process. Therefore, a responsible AI system is the resulting notion we introduce in this work, and a concept of utmost necessity that can be realized through auditing processes, subject to the challenges posed by the use of regulatory sandboxes. Our multidisciplinary vision of trustworthy AI culminates in a debate on the diverging views published lately about the future of AI. Our reflections in this matter conclude that regulation is a key for reaching a consensus among these views, and that trustworthy and responsible AI systems will be crucial for the present and future of our society.
Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the MACHIAVELLI Benchmark
Pan, Alexander, Chan, Jun Shern, Zou, Andy, Li, Nathaniel, Basart, Steven, Woodside, Thomas, Ng, Jonathan, Zhang, Hanlin, Emmons, Scott, Hendrycks, Dan
Artificial agents have traditionally been trained to maximize reward, which may incentivize power-seeking and deception, analogous to how next-token prediction in language models (LMs) may incentivize toxicity. So do agents naturally learn to be Machiavellian? And how do we measure these behaviors in general-purpose models such as GPT-4? Towards answering these questions, we introduce MACHIAVELLI, a benchmark of 134 Choose-Your-Own-Adventure games containing over half a million rich, diverse scenarios that center on social decision-making. Scenario labeling is automated with LMs, which are more performant than human annotators. We mathematize dozens of harmful behaviors and use our annotations to evaluate agents' tendencies to be power-seeking, cause disutility, and commit ethical violations. We observe some tension between maximizing reward and behaving ethically. To improve this trade-off, we investigate LM-based methods to steer agents' towards less harmful behaviors. Our results show that agents can both act competently and morally, so concrete progress can currently be made in machine ethics--designing agents that are Pareto improvements in both safety and capabilities.
Does Debiasing Inevitably Degrade the Model Performance
Liu, Yiran, Liu, Xiao, Chen, Haotian, Yu, Yang
Gender bias in language models has attracted sufficient attention because it threatens social justice. However, most of the current debiasing methods degraded the model's performance on other tasks while the degradation mechanism is still mysterious. We propose a theoretical framework explaining the three candidate mechanisms of the language model's gender bias. We use our theoretical framework to explain why the current debiasing methods cause performance degradation. We also discover a pathway through which debiasing will not degrade the model performance. We further develop a causality-detection fine-tuning approach to correct gender bias. The numerical experiment demonstrates that our method is able to lead to double dividends: partially mitigating gender bias while avoiding performance degradation.
HELP ME THINK: A Simple Prompting Strategy for Non-experts to Create Customized Content with Models
Controlling the text generated by language models and customizing the content has been a long-standing challenge. Existing prompting techniques proposed in pursuit of providing control are task-specific and lack generality; this provides overwhelming choices for non-expert users to find a suitable method for their task. The effort associated with those techniques, such as in writing examples, explanations, instructions, etc. further limits their adoption among non-expert users. In this paper, we propose a simple prompting strategy HELP ME THINK where we encourage GPT3 to help non-expert users by asking a set of relevant questions and leveraging user answers to execute the task. We demonstrate the efficacy of our technique HELP ME THINK on a variety of tasks. Specifically, we focus on tasks that are hard for average humans and require significant thinking to perform. We hope our work will encourage the development of unconventional ways to harness the power of large language models.
Beyond the Imitation Game: Quantifying and extrapolating the capabilities of language models
Srivastava, Aarohi, Rastogi, Abhinav, Rao, Abhishek, Shoeb, Abu Awal Md, Abid, Abubakar, Fisch, Adam, Brown, Adam R., Santoro, Adam, Gupta, Aditya, Garriga-Alonso, Adrià, Kluska, Agnieszka, Lewkowycz, Aitor, Agarwal, Akshat, Power, Alethea, Ray, Alex, Warstadt, Alex, Kocurek, Alexander W., Safaya, Ali, Tazarv, Ali, Xiang, Alice, Parrish, Alicia, Nie, Allen, Hussain, Aman, Askell, Amanda, Dsouza, Amanda, Slone, Ambrose, Rahane, Ameet, Iyer, Anantharaman S., Andreassen, Anders, Madotto, Andrea, Santilli, Andrea, Stuhlmüller, Andreas, Dai, Andrew, La, Andrew, Lampinen, Andrew, Zou, Andy, Jiang, Angela, Chen, Angelica, Vuong, Anh, Gupta, Animesh, Gottardi, Anna, Norelli, Antonio, Venkatesh, Anu, Gholamidavoodi, Arash, Tabassum, Arfa, Menezes, Arul, Kirubarajan, Arun, Mullokandov, Asher, Sabharwal, Ashish, Herrick, Austin, Efrat, Avia, Erdem, Aykut, Karakaş, Ayla, Roberts, B. Ryan, Loe, Bao Sheng, Zoph, Barret, Bojanowski, Bartłomiej, Özyurt, Batuhan, Hedayatnia, Behnam, Neyshabur, Behnam, Inden, Benjamin, Stein, Benno, Ekmekci, Berk, Lin, Bill Yuchen, Howald, Blake, Orinion, Bryan, Diao, Cameron, Dour, Cameron, Stinson, Catherine, Argueta, Cedrick, Ramírez, César Ferri, Singh, Chandan, Rathkopf, Charles, Meng, Chenlin, Baral, Chitta, Wu, Chiyu, Callison-Burch, Chris, Waites, Chris, Voigt, Christian, Manning, Christopher D., Potts, Christopher, Ramirez, Cindy, Rivera, Clara E., Siro, Clemencia, Raffel, Colin, Ashcraft, Courtney, Garbacea, Cristina, Sileo, Damien, Garrette, Dan, Hendrycks, Dan, Kilman, Dan, Roth, Dan, Freeman, Daniel, Khashabi, Daniel, Levy, Daniel, González, Daniel Moseguí, Perszyk, Danielle, Hernandez, Danny, Chen, Danqi, Ippolito, Daphne, Gilboa, Dar, Dohan, David, Drakard, David, Jurgens, David, Datta, Debajyoti, Ganguli, Deep, Emelin, Denis, Kleyko, Denis, Yuret, Deniz, Chen, Derek, Tam, Derek, Hupkes, Dieuwke, Misra, Diganta, Buzan, Dilyar, Mollo, Dimitri Coelho, Yang, Diyi, Lee, Dong-Ho, Schrader, Dylan, Shutova, Ekaterina, Cubuk, Ekin Dogus, Segal, Elad, Hagerman, Eleanor, Barnes, Elizabeth, Donoway, Elizabeth, Pavlick, Ellie, Rodola, Emanuele, Lam, Emma, Chu, Eric, Tang, Eric, Erdem, Erkut, Chang, Ernie, Chi, Ethan A., Dyer, Ethan, Jerzak, Ethan, Kim, Ethan, Manyasi, Eunice Engefu, Zheltonozhskii, Evgenii, Xia, Fanyue, Siar, Fatemeh, Martínez-Plumed, Fernando, Happé, Francesca, Chollet, Francois, Rong, Frieda, Mishra, Gaurav, Winata, Genta Indra, de Melo, Gerard, Kruszewski, Germán, Parascandolo, Giambattista, Mariani, Giorgio, Wang, Gloria, Jaimovitch-López, Gonzalo, Betz, Gregor, Gur-Ari, Guy, Galijasevic, Hana, Kim, Hannah, Rashkin, Hannah, Hajishirzi, Hannaneh, Mehta, Harsh, Bogar, Hayden, Shevlin, Henry, Schütze, Hinrich, Yakura, Hiromu, Zhang, Hongming, Wong, Hugh Mee, Ng, Ian, Noble, Isaac, Jumelet, Jaap, Geissinger, Jack, Kernion, Jackson, Hilton, Jacob, Lee, Jaehoon, Fisac, Jaime Fernández, Simon, James B., Koppel, James, Zheng, James, Zou, James, Kocoń, Jan, Thompson, Jana, Wingfield, Janelle, Kaplan, Jared, Radom, Jarema, Sohl-Dickstein, Jascha, Phang, Jason, Wei, Jason, Yosinski, Jason, Novikova, Jekaterina, Bosscher, Jelle, Marsh, Jennifer, Kim, Jeremy, Taal, Jeroen, Engel, Jesse, Alabi, Jesujoba, Xu, Jiacheng, Song, Jiaming, Tang, Jillian, Waweru, Joan, Burden, John, Miller, John, Balis, John U., Batchelder, Jonathan, Berant, Jonathan, Frohberg, Jörg, Rozen, Jos, Hernandez-Orallo, Jose, Boudeman, Joseph, Guerr, Joseph, Jones, Joseph, Tenenbaum, Joshua B., Rule, Joshua S., Chua, Joyce, Kanclerz, Kamil, Livescu, Karen, Krauth, Karl, Gopalakrishnan, Karthik, Ignatyeva, Katerina, Markert, Katja, Dhole, Kaustubh D., Gimpel, Kevin, Omondi, Kevin, Mathewson, Kory, Chiafullo, Kristen, Shkaruta, Ksenia, Shridhar, Kumar, McDonell, Kyle, Richardson, Kyle, Reynolds, Laria, Gao, Leo, Zhang, Li, Dugan, Liam, Qin, Lianhui, Contreras-Ochando, Lidia, Morency, Louis-Philippe, Moschella, Luca, Lam, Lucas, Noble, Lucy, Schmidt, Ludwig, He, Luheng, Colón, Luis Oliveros, Metz, Luke, Şenel, Lütfi Kerem, Bosma, Maarten, Sap, Maarten, ter Hoeve, Maartje, Farooqi, Maheen, Faruqui, Manaal, Mazeika, Mantas, Baturan, Marco, Marelli, Marco, Maru, Marco, Quintana, Maria Jose Ramírez, Tolkiehn, Marie, Giulianelli, Mario, Lewis, Martha, Potthast, Martin, Leavitt, Matthew L., Hagen, Matthias, Schubert, Mátyás, Baitemirova, Medina Orduna, Arnaud, Melody, McElrath, Melvin, Yee, Michael A., Cohen, Michael, Gu, Michael, Ivanitskiy, Michael, Starritt, Michael, Strube, Michael, Swędrowski, Michał, Bevilacqua, Michele, Yasunaga, Michihiro, Kale, Mihir, Cain, Mike, Xu, Mimee, Suzgun, Mirac, Walker, Mitch, Tiwari, Mo, Bansal, Mohit, Aminnaseri, Moin, Geva, Mor, Gheini, Mozhdeh, T, Mukund Varma, Peng, Nanyun, Chi, Nathan A., Lee, Nayeon, Krakover, Neta Gur-Ari, Cameron, Nicholas, Roberts, Nicholas, Doiron, Nick, Martinez, Nicole, Nangia, Nikita, Deckers, Niklas, Muennighoff, Niklas, Keskar, Nitish Shirish, Iyer, Niveditha S., Constant, Noah, Fiedel, Noah, Wen, Nuan, Zhang, Oliver, Agha, Omar, Elbaghdadi, Omar, Levy, Omer, Evans, Owain, Casares, Pablo Antonio Moreno, Doshi, Parth, Fung, Pascale, Liang, Paul Pu, Vicol, Paul, Alipoormolabashi, Pegah, Liao, Peiyuan, Liang, Percy, Chang, Peter, Eckersley, Peter, Htut, Phu Mon, Hwang, Pinyu, Miłkowski, Piotr, Patil, Piyush, Pezeshkpour, Pouya, Oli, Priti, Mei, Qiaozhu, Lyu, Qing, Chen, Qinlang, Banjade, Rabin, Rudolph, Rachel Etta, Gabriel, Raefer, Habacker, Rahel, Risco, Ramon, Millière, Raphaël, Garg, Rhythm, Barnes, Richard, Saurous, Rif A., Arakawa, Riku, Raymaekers, Robbe, Frank, Robert, Sikand, Rohan, Novak, Roman, Sitelew, Roman, LeBras, Ronan, Liu, Rosanne, Jacobs, Rowan, Zhang, Rui, Salakhutdinov, Ruslan, Chi, Ryan, Lee, Ryan, Stovall, Ryan, Teehan, Ryan, Yang, Rylan, Singh, Sahib, Mohammad, Saif M., Anand, Sajant, Dillavou, Sam, Shleifer, Sam, Wiseman, Sam, Gruetter, Samuel, Bowman, Samuel R., Schoenholz, Samuel S., Han, Sanghyun, Kwatra, Sanjeev, Rous, Sarah A., Ghazarian, Sarik, Ghosh, Sayan, Casey, Sean, Bischoff, Sebastian, Gehrmann, Sebastian, Schuster, Sebastian, Sadeghi, Sepideh, Hamdan, Shadi, Zhou, Sharon, Srivastava, Shashank, Shi, Sherry, Singh, Shikhar, Asaadi, Shima, Gu, Shixiang Shane, Pachchigar, Shubh, Toshniwal, Shubham, Upadhyay, Shyam, Shyamolima, null, Debnath, null, Shakeri, Siamak, Thormeyer, Simon, Melzi, Simone, Reddy, Siva, Makini, Sneha Priscilla, Lee, Soo-Hwan, Torene, Spencer, Hatwar, Sriharsha, Dehaene, Stanislas, Divic, Stefan, Ermon, Stefano, Biderman, Stella, Lin, Stephanie, Prasad, Stephen, Piantadosi, Steven T., Shieber, Stuart M., Misherghi, Summer, Kiritchenko, Svetlana, Mishra, Swaroop, Linzen, Tal, Schuster, Tal, Li, Tao, Yu, Tao, Ali, Tariq, Hashimoto, Tatsu, Wu, Te-Lin, Desbordes, Théo, Rothschild, Theodore, Phan, Thomas, Wang, Tianle, Nkinyili, Tiberius, Schick, Timo, Kornev, Timofei, Tunduny, Titus, Gerstenberg, Tobias, Chang, Trenton, Neeraj, Trishala, Khot, Tushar, Shultz, Tyler, Shaham, Uri, Misra, Vedant, Demberg, Vera, Nyamai, Victoria, Raunak, Vikas, Ramasesh, Vinay, Prabhu, Vinay Uday, Padmakumar, Vishakh, Srikumar, Vivek, Fedus, William, Saunders, William, Zhang, William, Vossen, Wout, Ren, Xiang, Tong, Xiaoyu, Zhao, Xinran, Wu, Xinyi, Shen, Xudong, Yaghoobzadeh, Yadollah, Lakretz, Yair, Song, Yangqiu, Bahri, Yasaman, Choi, Yejin, Yang, Yichi, Hao, Yiding, Chen, Yifu, Belinkov, Yonatan, Hou, Yu, Hou, Yufang, Bai, Yuntao, Seid, Zachary, Zhao, Zhuoye, Wang, Zijian, Wang, Zijie J., Wang, Zirui, Wu, Ziyi
Language models demonstrate both quantitative improvement and new qualitative capabilities with increasing scale. Despite their potentially transformative impact, these new capabilities are as yet poorly characterized. In order to inform future research, prepare for disruptive new model capabilities, and ameliorate socially harmful effects, it is vital that we understand the present and near-future capabilities and limitations of language models. To address this challenge, we introduce the Beyond the Imitation Game benchmark (BIG-bench). BIG-bench currently consists of 204 tasks, contributed by 450 authors across 132 institutions. Task topics are diverse, drawing problems from linguistics, childhood development, math, common-sense reasoning, biology, physics, social bias, software development, and beyond. BIG-bench focuses on tasks that are believed to be beyond the capabilities of current language models. We evaluate the behavior of OpenAI's GPT models, Google-internal dense transformer architectures, and Switch-style sparse transformers on BIG-bench, across model sizes spanning millions to hundreds of billions of parameters. In addition, a team of human expert raters performed all tasks in order to provide a strong baseline. Findings include: model performance and calibration both improve with scale, but are poor in absolute terms (and when compared with rater performance); performance is remarkably similar across model classes, though with benefits from sparsity; tasks that improve gradually and predictably commonly involve a large knowledge or memorization component, whereas tasks that exhibit "breakthrough" behavior at a critical scale often involve multiple steps or components, or brittle metrics; social bias typically increases with scale in settings with ambiguous context, but this can be improved with prompting.
Signal's Meredith Whittaker: 'These are the people who could actually pause AI if they wanted to'
Meredith Whittaker is the president of Signal – the not-for-profit secure messaging app. The service, along with WhatsApp and similar messaging platforms, is opposing the UK government's online safety bill which, among other things, seeks to scan users' messages for harmful content. Prior to Signal, Whittaker worked at Google, co-founded NYU's AI Now Institute and was an adviser to the Federal Trade Commission. After 10 years at Google you organised the walkout over the company's attitude to sexual harassment accusations, after which in 2019 you were forced out. How did you feel about that?
Unraveling the Interconnected Axes of Heterogeneity in Machine Learning for Democratic and Inclusive Advancements
Molamohammadi, Maryam, Taik, Afaf, Roux, Nicolas Le, Farnadi, Golnoosh
The growing utilization of machine learning (ML) in decision-making processes raises questions about its benefits to society. In this study, we identify and analyze three axes of heterogeneity that significantly influence the trajectory of ML products. These axes are i) values, culture and regulations, ii) data composition, and iii) resource and infrastructure capacity. We demonstrate how these axes are interdependent and mutually influence one another, emphasizing the need to consider and address them jointly. Unfortunately, the current research landscape falls short in this regard, often failing to adopt a holistic approach. We examine the prevalent practices and methodologies that skew these axes in favor of a selected few, resulting in power concentration, homogenized control, and increased dependency. We discuss how this fragmented study of the three axes poses a significant challenge, leading to an impractical solution space that lacks reflection of real-world scenarios. Addressing these issues is crucial to ensure a more comprehensive understanding of the interconnected nature of society and to foster the democratic and inclusive development of ML systems that are more aligned with real-world complexities and its diverse requirements.
Novel Regression and Least Square Support Vector Machine Learning Technique for Air Pollution Forecasting
Air pollution is the origination of particulate matter, chemicals, or biological substances that brings pain to either humans or other living creatures or instigates discomfort to the natural habitat and the airspace. Hence, air pollution remains one of the paramount environmental issues as far as metropolitan cities are concerned. Several air pollution benchmarks are even said to have a negative influence on human health. Also, improper detection of air pollution benchmarks results in severe complications for humans and living creatures. To address this aspect, a novel technique called, Discretized Regression and Least Square Support Vector (DR-LSSV) based air pollution forecasting is proposed. The results indicate that the proposed DR-LSSV Technique can efficiently enhance air pollution forecasting performance and outperforms the conventional machine learning methods in terms of air pollution forecasting accuracy, air pollution forecasting time, and false positive rate.
Applying Standards to Advance Upstream & Downstream Ethics in Large Language Models
Berengueres, Jose, Sandell, Marybeth
This paper explores how AI-owners can develop safeguards for AI-generated content by drawing from established codes of conduct and ethical standards in other content-creation industries. It delves into the current state of ethical awareness on Large Language Models (LLMs). By dissecting the mechanism of content generation by LLMs, four key areas (upstream/downstream and at user prompt/answer), where safeguards could be effectively applied, are identified. A comparative analysis of these four areas follows and includes an evaluation of the existing ethical safeguards in terms of cost, effectiveness, and alignment with established industry practices. The paper's key argument is that existing IT-related ethical codes, while adequate for traditional IT engineering, are inadequate for the challenges posed by LLM-based content generation. Drawing from established practices within journalism, we propose potential standards for businesses involved in distributing and selling LLM-generated content. Finally, potential conflicts of interest between dataset curation at upstream and ethical benchmarking downstream are highlighted to underscore the need for a broader evaluation beyond mere output. This study prompts a nuanced conversation around ethical implications in this rapidly evolving field of content generation.
Training Large Scale Polynomial CNNs for E2E Inference over Homomorphic Encryption
Baruch, Moran, Drucker, Nir, Ezov, Gilad, Goldberg, Yoav, Kushnir, Eyal, Lerner, Jenny, Soceanu, Omri, Zimerman, Itamar
Training large-scale CNNs that during inference can be run under Homomorphic Encryption (HE) is challenging due to the need to use only polynomial operations. This limits HE-based solutions adoption. We address this challenge and pioneer in providing a novel training method for large polynomial CNNs such as ResNet-152 and ConvNeXt models, and achieve promising accuracy on encrypted samples on large-scale dataset such as ImageNet. Additionally, we provide optimization insights regarding activation functions and skip-connection latency impacts, enhancing HE-based evaluation efficiency. Finally, to demonstrate the robustness of our method, we provide a polynomial adaptation of the CLIP model for secure zero-shot prediction, unlocking unprecedented capabilities at the intersection of HE and transfer learning.