Law
How judges, not politicians, could dictate America's AI rules
If these cases prove successful, they could force OpenAI, Meta, Microsoft, and others to change the way AI is built, trained, and deployed so that it is more fair and equitable. They could also create new ways for artists, authors, and others to be compensated for having their work used as training data for AI models, through a system of licensing and royalties. The generative AI boom has revived American politicians' enthusiasm for passing AI-specific laws. However, we're unlikely to see any such legislation pass in the next year, given the split Congress and intense lobbying from tech companies, says Ben Winters, senior counsel at the Electronic Privacy Information Center. Even the most prominent attempt to create new AI rules, Senator Chuck Schumer's SAFE Innovation framework, does not include any specific policy proposals.
A.I. Microdirectives Could Soon Be Used for Law Enforcement
All day and every day, you constantly receive highly personalized instructions for how to comply with the law, sent directly by your government and law enforcement. You're told how to cross the street, how fast to drive on the way to work, and what you're allowed to say or do online--if you're in any situation that might have legal implications, you're told exactly what to do, in real time. Imagine that the computer system formulating these personal legal directives at mass scale is so complex that no one can explain how it reasons or works. But if you ignore a directive, the system will know, and it'll be used as evidence in the prosecution that's sure to follow. This future may not be far off--automatic detection of lawbreaking is nothing new.
A Covariate-Adjusted Homogeneity Test with Application to Facial Recognition Accuracy Assessment
Nguyen, Ngoc-Ty, Phillips, P. Jonathon, Tang, Larry
Ordinal scores occur commonly in medical imaging studies and in black-box forensic studies \citep{Phillips:2018}. To assess the accuracy of raters in the studies, one needs to estimate the receiver operating characteristic (ROC) curve while accounting for covariates of raters. In this paper, we propose a covariate-adjusted homogeneity test to determine differences in accuracy among multiple rater groups. We derived the theoretical results of the proposed test and conducted extensive simulation studies to evaluate the finite sample performance of the proposed test. Our proposed test is applied to a face recognition study to identify statistically significant differences among five participant groups.
Abductive Reasoning with the GPT-4 Language Model: Case studies from criminal investigation, medical practice, scientific research
This study evaluates the GPT-4 Large Language Model's abductive reasoning in complex fields like medical diagnostics, criminology, and cosmology. Using an interactive interview format, the AI assistant demonstrated reliability in generating and selecting hypotheses. It inferred plausible medical diagnoses based on patient data and provided potential causes and explanations in criminology and cosmology. The results highlight the potential of LLMs in complex problem-solving and the need for further research to maximize their practical applications. Keywords: GPT-4 Language Model, Abductive Reasoning, Medical Diagnostics, Criminology, Cosmology, Hypothesis Generation 1 Introduction The rise of Large Language Models (LLMs) like GPT-4 (OpenAI, 2023) has marked a significant milestone in artificial intelligence, demonstrating an exceptional ability to mimic human-like text. Yet, this progress has sparked intense discussions among scholars. The discourse is largely polarized between two perspectives: one, the critique that these models, often referred to as "stochastic parrots" (Bender et al., 2021), are devoid of true creativity, and two, the counter-argument that they possess an excessive degree of inventiveness often yielding outputs that veer more towards the realm of fantasy than fact. This article investigates these debates, specifically within the context of abductive reasoning, a field that demands a careful balance between creativity and constraint. Abductive reasoning, often called "inference to the best explanation," involves generating and evaluating hypotheses to explain observations.
A multidomain relational framework to guide institutional AI research and adoption
Straub, Vincent J., Morgan, Deborah, Hashem, Youmna, Francis, John, Esnaashari, Saba, Bright, Jonathan
Calls for new metrics, technical standards and governance mechanisms to guide the adoption of Artificial Intelligence (AI) in institutions and public administration are now commonplace. Yet, most research and policy efforts aimed at understanding the implications of adopting AI tend to prioritize only a handful of ideas; they do not fully connect all the different perspectives and topics that are potentially relevant. In this position paper, we contend that this omission stems, in part, from what we call the relational problem in socio-technical discourse: fundamental ontological issues have not yet been settled--including semantic ambiguity, a lack of clear relations between concepts and differing standard terminologies. This contributes to the persistence of disparate modes of reasoning to assess institutional AI systems, and the prevalence of conceptual isolation in the fields that study them including ML, human factors, social science and policy. After developing this critique, we offer a way forward by proposing a simple policy and research design tool in the form of a conceptual framework to organize terms across fields--consisting of three horizontal domains for grouping relevant concepts and related methods: Operational, Epistemic, and Normative. We first situate this framework against the backdrop of recent socio-technical discourse at two premier academic venues, AIES and FAccT, before illustrating how developing suitable metrics, standards, and mechanisms can be aided by operationalizing relevant concepts in each of these domains. Finally, we outline outstanding questions for developing this relational approach to institutional AI research and adoption.
Bayesian Safe Policy Learning with Chance Constrained Optimization: Application to Military Security Assessment during the Vietnam War
Jia, Zeyang, Ben-Michael, Eli, Imai, Kosuke
Algorithmic and data-driven decisions and recommendations are commonly used in high-stakes decision-making settings such as criminal justice, medicine, and public policy. We investigate whether it would have been possible to improve a security assessment algorithm employed during the Vietnam War, using outcomes measured immediately after its introduction in late 1969. This empirical application raises several methodological challenges that frequently arise in high-stakes algorithmic decision-making. First, before implementing a new algorithm, it is essential to characterize and control the risk of yielding worse outcomes than the existing algorithm. Second, the existing algorithm is deterministic, and learning a new algorithm requires transparent extrapolation. Third, the existing algorithm involves discrete decision tables that are common but difficult to optimize over. To address these challenges, we introduce the Average Conditional Risk (ACRisk), which first quantifies the risk that a new algorithmic policy leads to worse outcomes for subgroups of individual units and then averages this over the distribution of subgroups. We also propose a Bayesian policy learning framework that maximizes the posterior expected value while controlling the posterior expected ACRisk. This framework separates the estimation of heterogeneous treatment effects from policy optimization, enabling flexible estimation of effects and optimization over complex policy classes. We characterize the resulting chance-constrained optimization problem as a constrained linear programming problem. Our analysis shows that compared to the actual algorithm used during the Vietnam War, the learned algorithm assesses most regions as more secure and emphasizes economic and political factors over military factors.
Reflections from the Workshop on AI-Assisted Decision Making for Conservation
Xu, Lily, Rolf, Esther, Beery, Sara, Bennett, Joseph R., Berger-Wolf, Tanya, Birch, Tanya, Bondi-Kelly, Elizabeth, Brashares, Justin, Chapman, Melissa, Corso, Anthony, Davies, Andrew, Garg, Nikhil, Gaylard, Angela, Heilmayr, Robert, Kerner, Hannah, Klemmer, Konstantin, Kumar, Vipin, Mackey, Lester, Monteleoni, Claire, Moorcroft, Paul, Palmer, Jonathan, Perrault, Andrew, Thau, David, Tambe, Milind
In this white paper, we synthesize key points made during presentations and discussions from the AI-Assisted Decision Making for Conservation workshop, hosted by the Center for Research on Computation and Society at Harvard University on October 20-21, 2022. We identify key open research questions in resource allocation, planning, and interventions for biodiversity conservation, highlighting conservation challenges that not only require AI solutions, but also require novel methodological advances. In addition to providing a summary of the workshop talks and discussions, we hope this document serves as a call-to-action to orient the expansion of algorithmic decision-making approaches to prioritize real-world conservation challenges, through collaborative efforts of ecologists, conservation decision-makers, and AI researchers.
ivrit.ai: A Comprehensive Dataset of Hebrew Speech for AI Research and Development
Marmor, Yanir, Misgav, Kinneret, Lifshitz, Yair
We introduce "ivrit.ai", a comprehensive Hebrew speech dataset, addressing the distinct lack of extensive, high-quality resources for advancing Automated Speech Recognition (ASR) technology in Hebrew. With over 3,300 speech hours and a over a thousand diverse speakers, ivrit.ai offers a substantial compilation of Hebrew speech across various contexts. It is delivered in three forms to cater to varying research needs: raw unprocessed audio; data post-Voice Activity Detection, and partially transcribed data. The dataset stands out for its legal accessibility, permitting use at no cost, thereby serving as a crucial resource for researchers, developers, and commercial entities. ivrit.ai opens up numerous applications, offering vast potential to enhance AI capabilities in Hebrew. Future efforts aim to expand ivrit.ai further, thereby advancing Hebrew's standing in AI research and technology.
Fairness in KI-Systemen
Strotherm, Janine, Mรผller, Alissa, Hammer, Barbara, Paaรen, Benjamin
Zusammenfassung The more AI-assisted decisions affect people's lives, the more important the fairness of such decisions becomes. In this chapter, we provide an introduction to research on fairness in machine learning. We explain the main fairness definitions and strategies for achieving fairness using concrete examples and place fairness research in the European context. Our contribution is aimed at an interdisciplinary audience and therefore avoids mathematical formulation but emphasizes visualizations and examples. Machine Bias - There's software used across the country to predict future criminals.
Legal Syllogism Prompting: Teaching Large Language Models for Legal Judgment Prediction
Legal syllogism is a form of deductive reasoning commonly used by legal professionals to analyze cases. In this paper, we propose legal syllogism prompting (LoT), a simple prompting method to teach large language models (LLMs) for legal judgment prediction. LoT teaches only that in the legal syllogism the major premise is law, the minor premise is the fact, and the conclusion is judgment. Then the models can produce a syllogism reasoning of the case and give the judgment without any learning, fine-tuning, or examples. On CAIL2018, a Chinese criminal case dataset, we performed zero-shot judgment prediction experiments with GPT-3 models. Our results show that LLMs with LoT achieve better performance than the baseline and chain of thought prompting, the state-of-art prompting method on diverse reasoning tasks. LoT enables the model to concentrate on the key information relevant to the judgment and to correctly understand the legal meaning of acts, as compared to other methods. Our method enables LLMs to predict judgment along with law articles and justification, which significantly enhances the explainability of models.