Law
A Hierarchical Neural Framework for Classification and its Explanation in Large Unstructured Legal Documents
Prasad, Nishchal, Boughanem, Mohand, Dkaki, Taoufik
Automatic legal judgment prediction and its explanation suffer from the problem of long case documents exceeding tens of thousands of words, in general, and having a non-uniform structure. Predicting judgments from such documents and extracting their explanation becomes a challenging task, more so on documents with no structural annotation. We define this problem as "scarce annotated legal documents" and explore their lack of structural information and their long lengths with a deep-learning-based classification framework which we call MESc; "Multi-stage Encoder-based Supervised with-clustering"; for judgment prediction. We explore the adaptability of LLMs with multi-billion parameters (GPT-Neo, and GPT-J) to legal texts and their intra-domain(legal) transfer learning capacity. Alongside this, we compare their performance and adaptability with MESc and the impact of combining embeddings from their last layers. For such hierarchical models, we also propose an explanation extraction algorithm named ORSE; Occlusion sensitivity-based Relevant Sentence Extractor; based on the input-occlusion sensitivity of the model, to explain the predictions with the most relevant sentences from the document. We explore these methods and test their effectiveness with extensive experiments and ablation studies on legal documents from India, the European Union, and the United States with the ILDC dataset and a subset of the LexGLUE dataset. MESc achieves a minimum total performance gain of approximately 2 points over previous state-of-the-art proposed methods, while ORSE applied on MESc achieves a total average gain of 50% over the baseline explainability scores.
Adapt then Unlearn: Exploiting Parameter Space Semantics for Unlearning in Generative Adversarial Networks
Tiwary, Piyush, Guha, Atri, Panda, Subhodip, P, Prathosh A.
The increased attention to regulating the outputs of deep generative models, driven by growing concerns about privacy and regulatory compliance, has highlighted the need for effective control over these models. This necessity arises from instances where generative models produce outputs containing undesirable, offensive, or potentially harmful content. To tackle this challenge, the concept of machine unlearning has emerged, aiming to forget specific learned information or to erase the influence of undesired data subsets from a trained model. The objective of this work is to prevent the generation of outputs containing undesired features from a pre-trained GAN where the underlying training data set is inaccessible. Our approach is inspired by a crucial observation: the parameter space of GANs exhibits meaningful directions that can be leveraged to suppress specific undesired features. However, such directions usually result in the degradation of the quality of generated samples. Our proposed method, known as 'Adapt-then-Unlearn,' excels at unlearning such undesirable features while also maintaining the quality of generated samples. This method unfolds in two stages: in the initial stage, we adapt the pre-trained GAN using negative samples provided by the user, while in the subsequent stage, we focus on unlearning the undesired feature. During the latter phase, we train the pre-trained GAN using positive samples, incorporating a repulsion regularizer. This regularizer encourages the model's parameters to be away from the parameters associated with the adapted model from the first stage while also maintaining the quality of generated samples. To the best of our knowledge, our approach stands as first method addressing unlearning in GANs. We validate the effectiveness of our method through comprehensive experiments.
AI and Democracy's Digital Identity Crisis
Jain, Shrey, Spelliscy, Connor, Vance-Law, Samuel, Moore, Scott
AI-enabled tools have become sophisticated enough to allow a small number of individuals to run disinformation campaigns of an unprecedented scale. Privacy-preserving identity attestations can drastically reduce instances of impersonation and make disinformation easy to identify and potentially hinder. By understanding how identity attestations are positioned across the spectrum of decentralization, we can gain a better understanding of the costs and benefits of various attestations. In this paper, we discuss attestation types, including governmental, biometric, federated, and web of trust-based, and include examples such as e-Estonia, China's social credit system, Worldcoin, OAuth, X (formerly Twitter), Gitcoin Passport, and EAS. We believe that the most resilient systems create an identity that evolves and is connected to a network of similarly evolving identities that verify one another. In this type of system, each entity contributes its respective credibility to the attestation process, creating a larger, more comprehensive set of attestations. We believe these systems could be the best approach to authenticating identity and protecting against some of the threats to democracy that AI can pose in the hands of malicious actors. However, governments will likely attempt to mitigate these risks by implementing centralized identity authentication systems; these centralized systems could themselves pose risks to the democratic processes they are built to defend. We therefore recommend that policymakers support the development of standards-setting organizations for identity, provide legal clarity for builders of decentralized tooling, and fund research critical to effective identity authentication systems.
Algorithmic Collusion or Competition: the Role of Platforms' Recommender Systems
Xu, Xingchen, Lee, Stephanie, Tan, Yong
Recent academic research has extensively examined algorithmic collusion resulting from the utilization of artificial intelligence (AI)-based dynamic pricing algorithms. Nevertheless, e-commerce platforms employ recommendation algorithms to allocate exposure to various products, and this important aspect has been largely overlooked in previous studies on algorithmic collusion. Our study bridges this important gap in the literature and examines how recommendation algorithms can determine the competitive or collusive dynamics of AI-based pricing algorithms. Specifically, two commonly deployed recommendation algorithms are examined: (i) a recommender system that aims to maximize the sellers' total profit (profit-based recommender system) and (ii) a recommender system that aims to maximize the demand for products sold on the platform (demand-based recommender system). We construct a repeated game framework that incorporates both pricing algorithms adopted by sellers and the platform's recommender system. Subsequently, we conduct experiments to observe price dynamics and ascertain the final equilibrium. Experimental results reveal that a profit-based recommender system intensifies algorithmic collusion among sellers due to its congruence with sellers' profit-maximizing objectives. Conversely, a demand-based recommender system fosters price competition among sellers and results in a lower price, owing to its misalignment with sellers' goals. Extended analyses suggest the robustness of our findings in various market scenarios. Overall, we highlight the importance of platforms' recommender systems in delineating the competitive structure of the digital marketplace, providing important insights for market participants and corresponding policymakers.
When Automated Assessment Meets Automated Content Generation: Examining Text Quality in the Era of GPTs
Bevilacqua, Marialena, Oketch, Kezia, Qin, Ruiyang, Stamey, Will, Zhang, Xinyuan, Gan, Yi, Yang, Kai, Abbasi, Ahmed
The use of machine learning (ML) models to assess and score textual data has become increasingly pervasive in an array of contexts including natural language processing, information retrieval, search and recommendation, and credibility assessment of online content. A significant disruption at the intersection of ML and text are text-generating large-language models such as generative pre-trained transformers (GPTs). We empirically assess the differences in how ML-based scoring models trained on human content assess the quality of content generated by humans versus GPTs. To do so, we propose an analysis framework that encompasses essay scoring ML-models, human and ML-generated essays, and a statistical model that parsimoniously considers the impact of type of respondent, prompt genre, and the ML model used for assessment model. A rich testbed is utilized that encompasses 18,460 human-generated and GPT-based essays. Results of our benchmark analysis reveal that transformer pretrained language models (PLMs) more accurately score human essay quality as compared to CNN/RNN and feature-based ML methods. Interestingly, we find that the transformer PLMs tend to score GPT-generated text 10-15\% higher on average, relative to human-authored documents. Conversely, traditional deep learning and feature-based ML models score human text considerably higher. Further analysis reveals that although the transformer PLMs are exclusively fine-tuned on human text, they more prominently attend to certain tokens appearing only in GPT-generated text, possibly due to familiarity/overlap in pre-training. Our framework and results have implications for text classification settings where automated scoring of text is likely to be disrupted by generative AI.
An AI Chatbot for Explaining Deep Reinforcement Learning Decisions of Service-oriented Systems
Metzger, Andreas, Bartel, Jone, Laufer, Jan
Deep Reinforcement Learning (Deep RL) is increasingly used to cope with the open-world assumption in service-oriented systems. Deep RL was successfully applied to problems such as dynamic service composition, job scheduling, and offloading, as well as service adaptation. While Deep RL offers many benefits, understanding the decision-making of Deep RL is challenging because its learned decision-making policy essentially appears as a black box. Yet, understanding the decision-making of Deep RL is key to help service developers perform debugging, support service providers to comply with relevant legal frameworks, and facilitate service users to build trust. We introduce Chat4XAI to facilitate the understanding of the decision-making of Deep RL by providing natural-language explanations. Compared with visual explanations, the reported benefits of natural-language explanations include better understandability for non-technical users, increased user acceptance and trust, as well as more efficient explanations. Chat4XAI leverages modern AI chatbot technology and dedicated prompt engineering. Compared to earlier work on natural-language explanations using classical software-based dialogue systems, using an AI chatbot eliminates the need for eliciting and defining potential questions and answers up-front. We prototypically realize Chat4XAI using OpenAI's ChatGPT API and evaluate the fidelity and stability of its explanations using an adaptive service exemplar.
Examining Temporal Bias in Abusive Language Detection
Jin, Mali, Mu, Yida, Maynard, Diana, Bontcheva, Kalina
Previous work identified temporal bias in an Italian hate In recent years, researchers have developed a huge variety speech data set associated with immigrants (Florio et al. of machine learning models that can automatically detect 2020). However, they have yet to explore temporal factors abusive language (Mishra et al. 2019; Aurpa, Sadik, and affecting predictive performance from a multilingual perspective. Ahmed 2022; Das and Mukherjee 2023; Alrashidi, Jamal, In this paper, we explore temporal bias in 5 different and Alkhathlan 2023). However, these models may be subject abusive data sets that span varying time periods, in 4 to temporal bias, which can lead to a decrease in the languages (English, Spanish, Italian, and Chinese). Specifically, accuracy of abusive language detection models, potentially we investigate the following core research questions: allowing abusive language to be undetected or falsely detected. RQ1: How does the magnitude of temporal bias vary across different data sets such as language, time span and Temporal bias arises from differences in populations and collection methods?
Affective Game Computing: A Survey
Yannakakis, Georgios N., Melhart, David
This paper surveys the current state of the art in affective computing principles, methods and tools as applied to games. We review this emerging field, namely affective game computing, through the lens of the four core phases of the affective loop: game affect elicitation, game affect sensing, game affect detection and game affect adaptation. In addition, we provide a taxonomy of terms, methods and approaches used across the four phases of the affective game loop and situate the field within this taxonomy. We continue with a comprehensive review of available affect data collection methods with regards to gaming interfaces, sensors, annotation protocols, and available corpora. The paper concludes with a discussion on the current limitations of affective game computing and our vision for the most promising future research directions in the field.
Graph Representation Learning Towards Patents Network Analysis
Heydari, Mohammad, Teimourpour, Babak
Patent analysis has recently been recognized as a powerful technique for large companies worldwide to lend them insight into the age of competition among various industries. This technique is considered a shortcut for developing countries since it can significantly accelerate their technology development. Therefore, as an inevitable process, patent analysis can be utilized to monitor rival companies and diverse industries. This research employed a graph representation learning approach to create, analyze, and find similarities in the patent data registered in the Iranian Official Gazette. The patent records were scrapped and wrangled through the Iranian Official Gazette portal. Afterward, the key entities were extracted from the scrapped patents dataset to create the Iranian patents graph from scratch based on novel natural language processing and entity resolution techniques. Finally, thanks to the utilization of novel graph algorithms and text mining methods, we identified new areas of industry and research from Iranian patent data, which can be used extensively to prevent duplicate patents, familiarity with similar and connected inventions, Awareness of legal entities supporting patents and knowledge of researchers and linked stakeholders in a particular research field.
CompanyKG: A Large-Scale Heterogeneous Graph for Company Similarity Quantification
Cao, Lele, von Ehrenheim, Vilhelm, Granroth-Wilding, Mark, Stahl, Richard Anselmo, McCornack, Andrew, Catovic, Armin, Rocha, Dhiana Deva Cavacanti
In the investment industry, it is often essential to carry out fine-grained company similarity quantification for a range of purposes, including market mapping, competitor analysis, and mergers and acquisitions. We propose and publish a knowledge graph, named CompanyKG, to represent and learn diverse company features and relations. Specifically, 1.17 million companies are represented as nodes enriched with company description embeddings; and 15 different inter-company relations result in 51.06 million weighted edges. To enable a comprehensive assessment of methods for company similarity quantification, we have devised and compiled three evaluation tasks with annotated test sets: similarity prediction, competitor retrieval and similarity ranking. We present extensive benchmarking results for 11 reproducible predictive methods categorized into three groups: node-only, edge-only, and node+edge. To the best of our knowledge, CompanyKG is the first large-scale heterogeneous graph dataset originating from a real-world investment platform, tailored for quantifying inter-company similarity.