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A Review of the Ethics of Artificial Intelligence and its Applications in the United States

arXiv.org Artificial Intelligence

This study is focused on the ethics of Artificial Intelligence and its application in the United States, the paper highlights the impact AI has in every sector of the US economy and multiple facets of the technological space and the resultant effect on entities spanning businesses, government, academia, and civil society. There is a need for ethical considerations as these entities are beginning to depend on AI for delivering various crucial tasks, which immensely influence their operations, decision-making, and interactions with each other. The adoption of ethical principles, guidelines, and standards of work is therefore required throughout the entire process of AI development, deployment, and usage to ensure responsible and ethical AI practices. Our discussion explores eleven fundamental'ethical principles' structured as overarching themes. These encompass Transparency, Justice, Fairness, Equity, Non-Maleficence, Responsibility, Accountability, Privacy, Beneficence, Freedom, Autonomy, Trust, Dignity, Sustainability, and Solidarity. These principles collectively serve as a guiding framework, directing the ethical path for the responsible development, deployment, and utilization of artificial intelligence (AI) technologies across diverse sectors and entities within the United States. The paper also discusses the revolutionary impact of AI applications, such as Machine Learning, and explores various approaches used to implement AI ethics. This examination is crucial to address the growing concerns surrounding the inherent risks associated with the widespread use of artificial intelligence. NTRODUCTION Since the advent of artificial intelligence, various applications have been developed that have assisted human productivity and alleviated human effort, resulting in efficient time management. Artificial intelligence has aided businesses, healthcare, information technology, banking, transportation, and robots. The term "artificial intelligence" refers to reproducing human intelligence processes using machines, specifically computer systems[1].Artificial intelligence allows the United States of America to run more efficiently, produce cleaner products, reduce adverse environmental impacts, promote public safety, and improve human health. Until recently, conversations around "AI ethics" were limited to academic institutions and non-profit organizations.


Combining recurrent and residual learning for deforestation monitoring using multitemporal SAR images

arXiv.org Artificial Intelligence

With its vast expanse, exceeding that of Western Europe by twice, the Amazon rainforest stands as the largest forest of the Earth, holding immense importance in global climate regulation. Yet, deforestation detection from remote sensing data in this region poses a critical challenge, often hindered by the persistent cloud cover that obscures optical satellite data for much of the year. Addressing this need, this paper proposes three deep-learning models tailored for deforestation monitoring, utilizing SAR (Synthetic Aperture Radar) multitemporal data moved by its independence on atmospheric conditions. Specifically, the study proposes three novel recurrent fully convolutional network architectures-namely, RRCNN-1, RRCNN-2, and RRCNN-3, crafted to enhance the accuracy of deforestation detection. Additionally, this research explores replacing a bitemporal with multitemporal SAR sequences, motivated by the hypothesis that deforestation signs quickly fade in SAR images over time. A comprehensive assessment of the proposed approaches was conducted using a Sentinel-1 multitemporal sequence from a sample site in the Brazilian rainforest. The experimental analysis confirmed that analyzing a sequence of SAR images over an observation period can reveal deforestation spots undetectable in a pair of images. Notably, experimental results underscored the superiority of the multitemporal approach, yielding approximately a five percent enhancement in F1-Score across all tested network architectures. Particularly the RRCNN-1 achieved the highest accuracy and also boasted half the processing time of its closest counterpart.


LAiW: A Chinese Legal Large Language Models Benchmark (A Technical Report)

arXiv.org Artificial Intelligence

With the emergence of numerous legal LLMs, there is currently a lack of a comprehensive benchmark for evaluating their legal abilities. In this paper, we propose the first Chinese Legal LLMs benchmark based on legal capabilities. Through the collaborative efforts of legal and artificial intelligence experts, we divide the legal capabilities of LLMs into three levels: basic legal NLP capability, basic legal application capability, and complex legal application capability. We have completed the first phase of evaluation, which mainly focuses on the capability of basic legal NLP. The evaluation results show that although some legal LLMs have better performance than their backbones, there is still a gap compared to ChatGPT. Our benchmark can be found at URL.


Regulation and NLP (RegNLP): Taming Large Language Models

arXiv.org Artificial Intelligence

The scientific innovation in Natural Language Processing (NLP) and more broadly in artificial intelligence (AI) is at its fastest pace to date. As large language models (LLMs) unleash a new era of automation, important debates emerge regarding the benefits and risks of their development, deployment and use. Currently, these debates have been dominated by often polarized narratives mainly led by the AI Safety and AI Ethics movements. This polarization, often amplified by social media, is swaying political agendas on AI regulation and governance and posing issues of regulatory capture. Capture occurs when the regulator advances the interests of the industry it is supposed to regulate, or of special interest groups rather than pursuing the general public interest. Meanwhile in NLP research, attention has been increasingly paid to the discussion of regulating risks and harms. This often happens without systematic methodologies or sufficient rooting in the disciplines that inspire an extended scope of NLP research, jeopardizing the scientific integrity of these endeavors. Regulation studies are a rich source of knowledge on how to systematically deal with risk and uncertainty, as well as with scientific evidence, to evaluate and compare regulatory options. This resource has largely remained untapped so far. In this paper, we argue how NLP research on these topics can benefit from proximity to regulatory studies and adjacent fields. We do so by discussing basic tenets of regulation, and risk and uncertainty, and by highlighting the shortcomings of current NLP discussions dealing with risk assessment. Finally, we advocate for the development of a new multidisciplinary research space on regulation and NLP (RegNLP), focused on connecting scientific knowledge to regulatory processes based on systematic methodologies.


IDTraffickers: An Authorship Attribution Dataset to link and connect Potential Human-Trafficking Operations on Text Escort Advertisements

arXiv.org Artificial Intelligence

Human trafficking (HT) is a pervasive global issue affecting vulnerable individuals, violating their fundamental human rights. Investigations reveal that a significant number of HT cases are associated with online advertisements (ads), particularly in escort markets. Consequently, identifying and connecting HT vendors has become increasingly challenging for Law Enforcement Agencies (LEAs). To address this issue, we introduce IDTraffickers, an extensive dataset consisting of 87,595 text ads and 5,244 vendor labels to enable the verification and identification of potential HT vendors on online escort markets. To establish a benchmark for authorship identification, we train a DeCLUTR-small model, achieving a macro-F1 score of 0.8656 in a closed-set classification environment. Next, we leverage the style representations extracted from the trained classifier to conduct authorship verification, resulting in a mean r-precision score of 0.8852 in an open-set ranking environment. Finally, to encourage further research and ensure responsible data sharing, we plan to release IDTraffickers for the authorship attribution task to researchers under specific conditions, considering the sensitive nature of the data. We believe that the availability of our dataset and benchmarks will empower future researchers to utilize our findings, thereby facilitating the effective linkage of escort ads and the development of more robust approaches for identifying HT indicators.


An Overview of Catastrophic AI Risks

arXiv.org Artificial Intelligence

Rapid advancements in artificial intelligence (AI) have sparked growing concerns among experts, policymakers, and world leaders regarding the potential for increasingly advanced AI systems to pose catastrophic risks. Although numerous risks have been detailed separately, there is a pressing need for a systematic discussion and illustration of the potential dangers to better inform efforts to mitigate them. This paper provides an overview of the main sources of catastrophic AI risks, which we organize into four categories: malicious use, in which individuals or groups intentionally use AIs to cause harm; AI race, in which competitive environments compel actors to deploy unsafe AIs or cede control to AIs; organizational risks, highlighting how human factors and complex systems can increase the chances of catastrophic accidents; and rogue AIs, describing the inherent difficulty in controlling agents far more intelligent than humans. For each category of risk, we describe specific hazards, present illustrative stories, envision ideal scenarios, and propose practical suggestions for mitigating these dangers. Our goal is to foster a comprehensive understanding of these risks and inspire collective and proactive efforts to ensure that AIs are developed and deployed in a safe manner. Ultimately, we hope this will allow us to realize the benefits of this powerful technology while minimizing the potential for catastrophic outcomes.


DiffusionShield: A Watermark for Copyright Protection against Generative Diffusion Models

arXiv.org Artificial Intelligence

Recently, Generative Diffusion Models (GDMs) have showcased their remarkable capabilities in learning and generating images. A large community of GDMs has naturally emerged, further promoting the diversified applications of GDMs in various fields. However, this unrestricted proliferation has raised serious concerns about copyright protection. For example, artists including painters and photographers are becoming increasingly concerned that GDMs could effortlessly replicate their unique creative works without authorization. In response to these challenges, we introduce a novel watermarking scheme, DiffusionShield, tailored for GDMs. DiffusionShield protects images from copyright infringement by GDMs through encoding the ownership information into an imperceptible watermark and injecting it into the images. Its watermark can be easily learned by GDMs and will be reproduced in their generated images. By detecting the watermark from generated images, copyright infringement can be exposed with evidence. Benefiting from the uniformity of the watermarks and the joint optimization method, DiffusionShield ensures low distortion of the original image, high watermark detection performance, and the ability to embed lengthy messages. We conduct rigorous and comprehensive experiments to show the effectiveness of DiffusionShield in defending against infringement by GDMs and its superiority over traditional watermarking methods.


Fair Off-Policy Learning from Observational Data

arXiv.org Artificial Intelligence

Algorithmic decision-making in practice must be fair for legal, ethical, and societal reasons. To achieve this, prior research has contributed various approaches that ensure fairness in machine learning predictions, while comparatively little effort has focused on fairness in decision-making, specifically off-policy learning. In this paper, we propose a novel framework for fair off-policy learning: we learn decision rules from observational data under different notions of fairness, where we explicitly assume that observational data were collected under a different - potentially discriminatory - behavioral policy. We then propose a neural networkbased framework to learn optimal policies under different fairness notions. We further provide theoretical guarantees in the form of generalization bounds for the finite-sample version of our framework. We demonstrate the effectiveness of our framework through extensive numerical experiments using both simulated and real-world data. Altogether, our work enables algorithmic decision-making in a wide array of practical applications where fairness must be ensured. Algorithmic decision-making in practice must avoid discrimination and thus be fair to meet legal, ethical, and societal demands (Nkonde, 2019; De-Arteaga et al., 2022; Corbett-Davies et al., 2023). For example, in the U.S., the Fair Housing Act and Equal Credit Opportunity Act stipulate that decisions must not be subject to systematic discrimination by gender, race, or other attributes deemed as sensitive. However, research from different areas has provided repeated evidence that algorithmic decisionmaking is often not fair. A prominent example is Amazon's tool for automatically screening job applicants that was used between 2014 and 2017 (Dastin, 2018). It was later discovered that the underlying algorithm generated decisions that were subject to systematic discrimination against women and thus resulted in a ceteris paribus lower probability of women being hired. Ensuring fairness in off-policy learning is subject to inherent challenges.


Guiding Large Language Models via Directional Stimulus Prompting

arXiv.org Artificial Intelligence

We introduce Directional Stimulus Prompting, a novel framework for guiding black-box large language models (LLMs) toward specific desired outputs. Instead of directly adjusting LLMs, our method employs a small tunable policy model (e.g., T5) to generate an auxiliary directional stimulus prompt for each input instance. These directional stimulus prompts act as nuanced, instance-specific hints and clues to guide LLMs in generating desired outcomes, such as including specific keywords in the generated summary. Our approach sidesteps the challenges of direct LLM tuning by optimizing the policy model to explore directional stimulus prompts that align LLMs with desired behaviors. The policy model can be optimized through 1) supervised fine-tuning using labeled data and 2) reinforcement learning from offline or online rewards based on the LLM's output. We assess our method across summarization, dialogue response generation, and chain-of-thought reasoning tasks. Our experiments demonstrate that the framework consistently improves LLMs' (e.g., ChatGPT, Codex, InstructGPT) performance on these supervised tasks using minimal labeled data. Notably, using just 80 dialogues on the MultiWOZ dataset, our approach enhances ChatGPT's performance by an impressive 41.4%, matching or surpassing some fully supervised start-of-the-art models. Additionally, the instance-specific chain-of-thought prompt generated by our approach improves InstructGPT's reasoning accuracy compared to human-crafted or automatically generated prompts. The code and data are publicly available at \url{https://github.com/Leezekun/Directional-Stimulus-Prompting}.


U.N. forum on internet governance begins in Kyoto, focus on AI

The Japan Times

A United Nations forum on public policy issues regarding the internet began in Kyoto on Sunday with focus on artificial intelligence and measures against disinformation. The results of the discussions at the Internet Governance Forum scheduled through Thursday will be utilized for the Hiroshima AI Process, in which the Group of Seven industrialized nations will establish rules on AI-related topics. Digital Minister Taro Kono attended as a panelist for a discussion titled "Understanding'Data Free Flow with Trust (DFFT),'" where he emphasized the need for more nations to join the dialogue. About 6,000 people from government, business and educational facilities are expected to attend the over 300 scheduled talks about cybercrime and the information gap born from differences in internet availability, among other topics. One session will look at measures against fake AI-generated video and audio that may be disseminated on social media.