Law
A debiasing technique for place-based algorithmic patrol management
Einarsson, Alexander, Oestmo, Simen, Wollman, Lester, Purves, Duncan, Jenkins, Ryan
In recent years, there has been a revolution in data-driven policing. With that has come scrutiny on how bias in historical data affects algorithmic decision making. In this exploratory work, we introduce a debiasing technique for place-based algorithmic patrol management systems. We show that the technique efficiently eliminates racially biased features while retaining high accuracy in the models. Finally, we provide a lengthy list of potential future research in the realm of fairness and data-driven policing which this work uncovered.
Trustworthy human-centric based Automated Decision-Making Systems
Cabrera, Marcelino, Cruz, Carlos, Novoa-Hernรกndez, Pavel, Pelta, David A., Verdegay, Josรฉ Luis
Automated Decision-Making Systems (ADS) have become pervasive across various fields, activities, and occupations, to enhance performance. However, this widespread adoption introduces potential risks, including the misuse of ADS. Such misuse may manifest when ADS is employed in situations where it is unnecessary or when essential requirements, conditions, and terms are overlooked, leading to unintended consequences. This research paper presents a thorough examination of the implications, distinctions, and ethical considerations associated with digitalization, digital transformation, and the utilization of ADS in contemporary society and future contexts. Emphasis is placed on the imperative need for regulation, transparency, and ethical conduct in the deployment of ADS.
SoK: Taming the Triangle -- On the Interplays between Fairness, Interpretability and Privacy in Machine Learning
Ferry, Julien, Aรฏvodji, Ulrich, Gambs, Sรฉbastien, Huguet, Marie-Josรฉ, Siala, Mohamed
Machine learning techniques are increasingly used for high-stakes decision-making, such as college admissions, loan attribution or recidivism prediction. Thus, it is crucial to ensure that the models learnt can be audited or understood by human users, do not create or reproduce discrimination or bias, and do not leak sensitive information regarding their training data. Indeed, interpretability, fairness and privacy are key requirements for the development of responsible machine learning, and all three have been studied extensively during the last decade. However, they were mainly considered in isolation, while in practice they interplay with each other, either positively or negatively. In this Systematization of Knowledge (SoK) paper, we survey the literature on the interactions between these three desiderata. More precisely, for each pairwise interaction, we summarize the identified synergies and tensions. These findings highlight several fundamental theoretical and empirical conflicts, while also demonstrating that jointly considering these different requirements is challenging when one aims at preserving a high level of utility. To solve this issue, we also discuss possible conciliation mechanisms, showing that a careful design can enable to successfully handle these different concerns in practice.
Fast-NTK: Parameter-Efficient Unlearning for Large-Scale Models
Li, Guihong, Hsu, Hsiang, Chen, Chun-Fu, Marculescu, Radu
The rapid growth of machine learning has spurred legislative initiatives such as ``the Right to be Forgotten,'' allowing users to request data removal. In response, ``machine unlearning'' proposes the selective removal of unwanted data without the need for retraining from scratch. While the Neural-Tangent-Kernel-based (NTK-based) unlearning method excels in performance, it suffers from significant computational complexity, especially for large-scale models and datasets. Our work introduces ``Fast-NTK,'' a novel NTK-based unlearning algorithm that significantly reduces the computational complexity by incorporating parameter-efficient fine-tuning methods, such as fine-tuning batch normalization layers in a CNN or visual prompts in a vision transformer. Our experimental results demonstrate scalability to much larger neural networks and datasets (e.g., 88M parameters; 5k images), surpassing the limitations of previous full-model NTK-based approaches designed for smaller cases (e.g., 8M parameters; 500 images). Notably, our approach maintains a performance comparable to the traditional method of retraining on the retain set alone. Fast-NTK can thus enable for practical and scalable NTK-based unlearning in deep neural networks.
FAST: Feature Aware Similarity Thresholding for Weak Unlearning in Black-Box Generative Models
The heightened emphasis on the regulation of deep generative models, propelled by escalating concerns pertaining to privacy and compliance with regulatory frameworks, underscores the imperative need for precise control mechanisms over these models. This urgency is particularly underscored by instances in which generative models generate outputs that encompass objectionable, offensive, or potentially injurious content. In response, machine unlearning has emerged to selectively forget specific knowledge or remove the influence of undesirable data subsets from pre-trained models. However, modern machine unlearning approaches typically assume access to model parameters and architectural details during unlearning, which is not always feasible. In multitude of downstream tasks, these models function as black-box systems, with inaccessible pre-trained parameters, architectures, and training data. In such scenarios, the possibility of filtering undesired outputs becomes a practical alternative. The primary goal of this study is twofold: first, to elucidate the relationship between filtering and unlearning processes, and second, to formulate a methodology aimed at mitigating the display of undesirable outputs generated from models characterized as black-box systems. Theoretical analysis in this study demonstrates that, in the context of black-box models, filtering can be seen as a form of weak unlearning. Our proposed \textbf{\textit{Feature Aware Similarity Thresholding(FAST)}} method effectively suppresses undesired outputs by systematically encoding the representation of unwanted features in the latent space.
YAYI 2: Multilingual Open-Source Large Language Models
Luo, Yin, Kong, Qingchao, Xu, Nan, Cao, Jia, Hao, Bao, Qu, Baoyu, Chen, Bo, Zhu, Chao, Zhao, Chenyang, Zhang, Donglei, Feng, Fan, Zhao, Feifei, Sun, Hailong, Yang, Hanxuan, Pan, Haojun, Liu, Hongyu, Guo, Jianbin, Du, Jiangtao, Wang, Jingyi, Li, Junfeng, Sun, Lei, Liu, Liduo, Dong, Lifeng, Liu, Lili, Wang, Lin, Zhang, Liwen, Wang, Minzheng, Wang, Pin, Yu, Ping, Li, Qingxiao, Yan, Rui, Zou, Rui, Li, Ruiqun, Huang, Taiwen, Wang, Xiaodong, Wu, Xiaofei, Peng, Xin, Zhang, Xina, Fang, Xing, Xiao, Xinglin, Hao, Yanni, Dong, Yao, Wang, Yigang, Liu, Ying, Jiang, Yongyu, Wang, Yungan, Wang, Yuqi, Wang, Zhangsheng, Yu, Zhaoxin, Luo, Zhen, Mao, Wenji, Wang, Lei, Zeng, Dajun
As the latest advancements in natural language processing, large language models (LLMs) have achieved human-level language understanding and generation abilities in many real-world tasks, and even have been regarded as a potential path to the artificial general intelligence. To better facilitate research on LLMs, many open-source LLMs, such as Llama 2 and Falcon, have recently been proposed and gained comparable performances to proprietary models. However, these models are primarily designed for English scenarios and exhibit poor performances in Chinese contexts. In this technical report, we propose YAYI 2, including both base and chat models, with 30 billion parameters. YAYI 2 is pre-trained from scratch on a multilingual corpus which contains 2.65 trillion tokens filtered by our pre-training data processing pipeline. The base model is aligned with human values through supervised fine-tuning with millions of instructions and reinforcement learning from human feedback. Extensive experiments on multiple benchmarks, such as MMLU and CMMLU, consistently demonstrate that the proposed YAYI 2 outperforms other similar sized open-source models.
The Economics of Human Oversight: How Norms and Incentives Affect Costs and Performance of AI Workers
Laux, Johann, Stephany, Fabian, Liefgreen, Alice
The global surge in AI applications is transforming industries, leading to displacement and complementation of existing jobs, while also giving rise to new employment opportunities. Human oversight of AI is an emerging task in which human workers interact with an AI model to improve its performance, safety, and compliance with normative principles. Data annotation, encompassing the labelling of images or annotating of texts, serves as a critical human oversight process, as the quality of a dataset directly influences the quality of AI models trained on it. Therefore, the efficiency of human oversight work stands as an important competitive advantage for AI developers. This paper delves into the foundational economics of human oversight, with a specific focus on the impact of norm design and monetary incentives on data quality and costs. An experimental study involving 307 data annotators examines six groups with varying task instructions (norms) and monetary incentives. Results reveal that annotators provided with clear rules exhibit higher accuracy rates, outperforming those with vague standards by 14%. Similarly, annotators receiving an additional monetary incentive perform significantly better, with the highest accuracy rate recorded in the group working with both clear rules and incentives (87.5% accuracy). However, both groups require more time to complete tasks, with a 31% increase in average task completion time compared to those working with standards and no incentives. These empirical findings underscore the trade-off between data quality and efficiency in data curation, shedding light on the nuanced impact of norm design and incentives on the economics of AI development. The paper contributes experimental insights to discussions on the economical, ethical, and legal considerations of AI technologies.
Next Steps for Human-Centered Generative AI: A Technical Perspective
Chen, Xiang 'Anthony', Burke, Jeff, Du, Ruofei, Hong, Matthew K., Jacobs, Jennifer, Laban, Philippe, Li, Dingzeyu, Peng, Nanyun, Willis, Karl D. D., Wu, Chien-Sheng, Zhou, Bolei
Through iterative, cross-disciplinary discussions, we define and propose next-steps for Human-centered Generative AI (HGAI). We contribute a comprehensive research agenda that lays out future directions of Generative AI spanning three levels: aligning with human values; assimilating human intents; and augmenting human abilities. By identifying these next-steps, we intend to draw interdisciplinary research teams to pursue a coherent set of emergent ideas in HGAI, focusing on their interested topics while maintaining a coherent big picture of the future work landscape.
Reconciling Predictive and Statistical Parity: A Causal Approach
Plecko, Drago, Bareinboim, Elias
Since the rise of fair machine learning as a critical field of inquiry, many different notions on how to quantify and measure discrimination have been proposed in the literature. Some of these notions, however, were shown to be mutually incompatible. Such findings make it appear that numerous different kinds of fairness exist, thereby making a consensus on the appropriate measure of fairness harder to reach, hindering the applications of these tools in practice. In this paper, we investigate one of these key impossibility results that relates the notions of statistical and predictive parity. Specifically, we derive a new causal decomposition formula for the fairness measures associated with predictive parity, and obtain a novel insight into how this criterion is related to statistical parity through the legal doctrines of disparate treatment, disparate impact, and the notion of business necessity. Our results show that through a more careful causal analysis, the notions of statistical and predictive parity are not really mutually exclusive, but complementary and spanning a spectrum of fairness notions through the concept of business necessity. Finally, we demonstrate the importance of our findings on a real-world example.
Attesting Distributional Properties of Training Data for Machine Learning
Duddu, Vasisht, Das, Anudeep, Khayata, Nora, Yalame, Hossein, Schneider, Thomas, Asokan, N.
The success of machine learning (ML) has been accompanied by increased concerns about its trustworthiness. Several jurisdictions are preparing ML regulatory frameworks. One such concern is ensuring that model training data has desirable distributional properties for certain sensitive attributes. For example, draft regulations indicate that model trainers are required to show that training datasets have specific distributional properties, such as reflecting the diversity of the population. We propose the novel notion of ML property attestation allowing a prover (e.g., model trainer) to demonstrate relevant properties of an ML model to a verifier (e.g., a customer) while preserving confidentiality of sensitive data. We focus on attestation of distributional properties of training data without revealing the data. We present an effective hybrid property attestation combining property inference with cryptographic mechanisms.