Law
Evaluating GPT-3.5's Awareness and Summarization Abilities for European Constitutional Texts with Shared Topics
Greco, Candida M., Tagarelli, A.
Constitutions are foundational legal documents that underpin the governmental and societal structures. As such, they are a reflection of a nation's cultural and social uniqueness, but also contribute to establish topics of universal importance, like citizens' rights and duties (RD). In this work, using the renowned GPT-3.5, we leverage generative large language models to understand constitutional passages that transcend national boundaries. A key contribution of our study is the introduction of a novel application of abstractive summarization on a multi-source collection of constitutional texts, with a focus on European countries' constitution passages related to RD topics. Our results show the meaningfulness of GPT-3.5 to produce informative, coherent and faithful summaries capturing RD topics across European countries.
Empathy and the Right to Be an Exception: What LLMs Can and Cannot Do
Kidder, William, D'Cruz, Jason, Varshney, Kush R.
Advances in the performance of large language models (LLMs) have led some researchers to propose the emergence of theory of mind (ToM) in artificial intelligence (AI). LLMs can attribute beliefs, desires, intentions, and emotions, and they will improve in their accuracy. Rather than employing the characteristically human method of empathy, they learn to attribute mental states by recognizing linguistic patterns in a dataset that typically do not include that individual. We ask whether LLMs' inability to empathize precludes them from honoring an individual's right to be an exception, that is, from making assessments of character and predictions of behavior that reflect appropriate sensitivity to a person's individuality. Can LLMs seriously consider an individual's claim that their case is different based on internal mental states like beliefs, desires, and intentions, or are they limited to judging that case based on its similarities to others? We propose that the method of empathy has special significance for honoring the right to be an exception that is distinct from the value of predictive accuracy, at which LLMs excel. We conclude by considering whether using empathy to consider exceptional cases has intrinsic or merely practical value and we introduce conceptual and empirical avenues for advancing this investigation.
Automated legal reasoning with discretion to act using s(LAW)
Arias, Joaquín, Moreno-Rebato, Mar, Rodríguez-García, José A., Ossowski, Sascha
Automated legal reasoning and its application in smart contracts and automated decisions are increasingly attracting interest. In this context, ethical and legal concerns make it necessary for automated reasoners to justify in human-understandable terms the advice given. Logic Programming, specially Answer Set Programming, has a rich semantics and has been used to very concisely express complex knowledge. However, modelling discretionality to act and other vague concepts such as ambiguity cannot be expressed in top-down execution models based on Prolog, and in bottom-up execution models based on ASP the justifications are incomplete and/or not scalable. We propose to use s(CASP), a top-down execution model for predicate ASP, to model vague concepts following a set of patterns. We have implemented a framework, called s(LAW), to model, reason, and justify the applicable legislation and validate it by translating (and benchmarking) a representative use case, the criteria for the admission of students in the "Comunidad de Madrid".
Black-Box Access is Insufficient for Rigorous AI Audits
Casper, Stephen, Ezell, Carson, Siegmann, Charlotte, Kolt, Noam, Curtis, Taylor Lynn, Bucknall, Benjamin, Haupt, Andreas, Wei, Kevin, Scheurer, Jérémy, Hobbhahn, Marius, Sharkey, Lee, Krishna, Satyapriya, Von Hagen, Marvin, Alberti, Silas, Chan, Alan, Sun, Qinyi, Gerovitch, Michael, Bau, David, Tegmark, Max, Krueger, David, Hadfield-Menell, Dylan
External audits of AI systems are increasingly recognized as a key mechanism for AI governance. The effectiveness of an audit, however, depends on the degree of system access granted to auditors. Recent audits of state-of-the-art AI systems have primarily relied on black-box access, in which auditors can only query the system and observe its outputs. However, white-box access to the system's inner workings (e.g., weights, activations, gradients) allows an auditor to perform stronger attacks, more thoroughly interpret models, and conduct fine-tuning. Meanwhile, outside-the-box access to its training and deployment information (e.g., methodology, code, documentation, hyperparameters, data, deployment details, findings from internal evaluations) allows for auditors to scrutinize the development process and design more targeted evaluations. In this paper, we examine the limitations of black-box audits and the advantages of white- and outside-the-box audits. We also discuss technical, physical, and legal safeguards for performing these audits with minimal security risks. Given that different forms of access can lead to very different levels of evaluation, we conclude that (1) transparency regarding the access and methods used by auditors is necessary to properly interpret audit results, and (2) white- and outside-the-box access allow for substantially more scrutiny than black-box access alone.
Convolutional Neural Networks can achieve binary bail judgement classification
Barman, Amit, Roy, Devangan, Paul, Debapriya, Dutta, Indranil, Guha, Shouvik Kumar, Karmakar, Samir, Naskar, Sudip Kumar
There is an evident lack of implementation of Machine Learning (ML) in the legal domain in India, and any research that does take place in this domain is usually based on data from the higher courts of law and works with English data. The lower courts and data from the different regional languages of India are often overlooked. In this paper, we deploy a Convolutional Neural Network (CNN) architecture on a corpus of Hindi legal documents. We perform a bail Prediction task with the help of a CNN model and achieve an overall accuracy of 93\% which is an improvement on the benchmark accuracy, set by Kapoor et al. (2022), albeit in data from 20 districts of the Indian state of Uttar Pradesh.
Ta'keed: The First Generative Fact-Checking System for Arabic Claims
Althabiti, Saud, Alsalka, Mohammad Ammar, Atwell, Eric
This paper introduces Ta'keed, an explainable Arabic automatic fact-checking system. While existing research often focuses on classifying claims as "True" or "False," there is a limited exploration of generating explanations for claim credibility, particularly in Arabic. Ta'keed addresses this gap by assessing claim truthfulness based on retrieved snippets, utilizing two main components: information retrieval and LLM-based claim verification. We compiled the ArFactEx, a testing gold-labelled dataset with manually justified references, to evaluate the system. The initial model achieved a promising F1 score of 0.72 in the classification task. Meanwhile, the system's generated explanations are compared with gold-standard explanations syntactically and semantically. The study recommends evaluating using semantic similarities, resulting in an average cosine similarity score of 0.76. Additionally, we explored the impact of varying snippet quantities on claim classification accuracy, revealing a potential correlation, with the model using the top seven hits outperforming others with an F1 score of 0.77.
TrustLLM: Trustworthiness in Large Language Models
Sun, Lichao, Huang, Yue, Wang, Haoran, Wu, Siyuan, Zhang, Qihui, Gao, Chujie, Huang, Yixin, Lyu, Wenhan, Zhang, Yixuan, Li, Xiner, Liu, Zhengliang, Liu, Yixin, Wang, Yijue, Zhang, Zhikun, Kailkhura, Bhavya, Xiong, Caiming, Xiao, Chaowei, Li, Chunyuan, Xing, Eric, Huang, Furong, Liu, Hao, Ji, Heng, Wang, Hongyi, Zhang, Huan, Yao, Huaxiu, Kellis, Manolis, Zitnik, Marinka, Jiang, Meng, Bansal, Mohit, Zou, James, Pei, Jian, Liu, Jian, Gao, Jianfeng, Han, Jiawei, Zhao, Jieyu, Tang, Jiliang, Wang, Jindong, Mitchell, John, Shu, Kai, Xu, Kaidi, Chang, Kai-Wei, He, Lifang, Huang, Lifu, Backes, Michael, Gong, Neil Zhenqiang, Yu, Philip S., Chen, Pin-Yu, Gu, Quanquan, Xu, Ran, Ying, Rex, Ji, Shuiwang, Jana, Suman, Chen, Tianlong, Liu, Tianming, Zhou, Tianyi, Wang, William, Li, Xiang, Zhang, Xiangliang, Wang, Xiao, Xie, Xing, Chen, Xun, Wang, Xuyu, Liu, Yan, Ye, Yanfang, Cao, Yinzhi, Chen, Yong, Zhao, Yue
Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness.
Agent AI: Surveying the Horizons of Multimodal Interaction
Durante, Zane, Huang, Qiuyuan, Wake, Naoki, Gong, Ran, Park, Jae Sung, Sarkar, Bidipta, Taori, Rohan, Noda, Yusuke, Terzopoulos, Demetri, Choi, Yejin, Ikeuchi, Katsushi, Vo, Hoi, Fei-Fei, Li, Gao, Jianfeng
Multi-modal AI systems will likely become a ubiquitous presence in our everyday lives. A promising approach to making these systems more interactive is to embody them as agents within physical and virtual environments. At present, systems leverage existing foundation models as the basic building blocks for the creation of embodied agents. Embedding agents within such environments facilitates the ability of models to process and interpret visual and contextual data, which is critical for the creation of more sophisticated and context-aware AI systems. For example, a system that can perceive user actions, human behavior, environmental objects, audio expressions, and the collective sentiment of a scene can be used to inform and direct agent responses within the given environment. To accelerate research on agent-based multimodal intelligence, we define "Agent AI" as a class of interactive systems that can perceive visual stimuli, language inputs, and other environmentally-grounded data, and can produce meaningful embodied actions. In particular, we explore systems that aim to improve agents based on next-embodied action prediction by incorporating external knowledge, multi-sensory inputs, and human feedback. We argue that by developing agentic AI systems in grounded environments, one can also mitigate the hallucinations of large foundation models and their tendency to generate environmentally incorrect outputs. The emerging field of Agent AI subsumes the broader embodied and agentic aspects of multimodal interactions. Beyond agents acting and interacting in the physical world, we envision a future where people can easily create any virtual reality or simulated scene and interact with agents embodied within the virtual environment.
A Survey on Trustworthy Edge Intelligence: From Security and Reliability To Transparency and Sustainability
Wang, Xiaojie, Wang, Beibei, Wu, Yu, Ning, Zhaolong, Guo, Song, Yu, Fei Richard
Edge Intelligence (EI) integrates Edge Computing (EC) and Artificial Intelligence (AI) to push the capabilities of AI to the network edge for real-time, efficient and secure intelligent decision-making and computation. However, EI faces various challenges due to resource constraints, heterogeneous network environments, and diverse service requirements of different applications, which together affect the trustworthiness of EI in the eyes of stakeholders. This survey comprehensively summarizes the characteristics, architecture, technologies, and solutions of trustworthy EI. Specifically, we first emphasize the need for trustworthy EI in the context of the trend toward large models. We then provide an initial definition of trustworthy EI, explore its key characteristics and give a multi-layered architecture for trustworthy EI. Then, we summarize several important issues that hinder the achievement of trustworthy EI. Subsequently, we present enabling technologies for trustworthy EI systems and provide an in-depth literature review of the state-of-the-art solutions for realizing the trustworthiness of EI. Finally, we discuss the corresponding research challenges and open issues.
Security Considerations in AI-Robotics: A Survey of Current Methods, Challenges, and Opportunities
Neupane, Subash, Mitra, Shaswata, Fernandez, Ivan A., Saha, Swayamjit, Mittal, Sudip, Chen, Jingdao, Pillai, Nisha, Rahimi, Shahram
Robotics and Artificial Intelligence (AI) have been inextricably intertwined since their inception. Today, AI-Robotics systems have become an integral part of our daily lives, from robotic vacuum cleaners to semi-autonomous cars. These systems are built upon three fundamental architectural elements: perception, navigation and planning, and control. However, while the integration of AI-Robotics systems has enhanced the quality our lives, it has also presented a serious problem - these systems are vulnerable to security attacks. The physical components, algorithms, and data that make up AI-Robotics systems can be exploited by malicious actors, potentially leading to dire consequences. Motivated by the need to address the security concerns in AI-Robotics systems, this paper presents a comprehensive survey and taxonomy across three dimensions: attack surfaces, ethical and legal concerns, and Human-Robot Interaction (HRI) security. Our goal is to provide users, developers and other stakeholders with a holistic understanding of these areas to enhance the overall AI-Robotics system security. We begin by surveying potential attack surfaces and provide mitigating defensive strategies. We then delve into ethical issues, such as dependency and psychological impact, as well as the legal concerns regarding accountability for these systems. Besides, emerging trends such as HRI are discussed, considering privacy, integrity, safety, trustworthiness, and explainability concerns. Finally, we present our vision for future research directions in this dynamic and promising field.