Law
The Fear That Inspired Elon Musk and Sam Altman to Create OpenAI
Elon Musk last week sued two of his OpenAI cofounders, Sam Altman and Greg Brockman, accusing them of "flagrant breaches" of the trio's original agreement that the company would develop artificial intelligence openly and without chasing profits. Late on Tuesday, OpenAI released partially redacted emails between Musk, Altman, Brockman, and others that provide a counternarrative. The emails suggest that Musk was open to OpenAI becoming more profit-focused relatively early on, potentially undermining his own claim that it deviated from its original mission. In one message Musk offers to fold OpenAI into his electric-car company Tesla to provide more resources, an idea originally suggested by an email he forwarded from an unnamed outside party. The newly published emails also imply that Musk was not dogmatic about OpenAI having to freely provide its developments to all.
AI will likely increase energy use and accelerate climate misinformation โ report
Claims that artificial intelligence will help solve the climate crisis are misguided, with the technology instead likely cause rising energy use and turbocharge the spread of climate disinformation, a coalition of environmental groups has warned. Advances in AI have been touted by big tech companies and the United Nations as a way to help ameliorate global heating, via tools that help track deforestation, identify pollution leaks and track extreme weather events. AI is already being used to predict droughts in Africa and to measure changes to melting icebergs. Google, which has developed its own AI program called Bard (recently rebranded to Gemini) and has an AI project to make traffic lights more efficient, has been at the forefront of promoting emissions reductions through AI adoption, releasing a report last year that found AI could cut global emissions by as much as 10%, equivalent to the entire carbon pollution put out by the European Union by 2030. "AI has a really major role in addressing climate change," said Kate Brandt, Google's chief sustainability officer, said in December, describing the technology at an "inflection point" in making major progress in environmental goals.
AI chatbots use racist stereotypes even after anti-racism training
Commercial AI chatbots demonstrate racial prejudice toward speakers of African American English โ despite expressing superficially positive sentiments toward African Americans. This hidden bias could influence AI decisions about a person's employability and criminality. "We discover a form of covert racism in [large language models] that is triggered by dialect features alone, with massive harms for affected groups," said Valentin Hofmann at the Allen Institute for AI, a non-profit research organisation in Washington state, in a social media post. "For example, GPT-4 is more likely to suggest that defendants be sentenced to death when they speak African American English." Hofmann and his colleagues discovered such covert prejudice in a dozen versions of large language models, including OpenAI's GPT-4 and GPT-3.5, that power commercial chatbots already used by hundreds of millions of people.
A former Google engineer was arrested for allegedly stealing AI secrets for Chinese rivals
A former Google engineer was arrested in California on Wednesday for stealing more than 500 files containing artificial intelligence trade secrets from the company and using the information to benefit rival tech companies in China. In an indictment that was unsealed in a federal California court, prosecutors accused Linwei Ding, a 38-year-old Chinese national who started working at Google in 2019, of uploading trade secrets from his Google-issued laptop to personal cloud storage accounts. The documents that Ding stole involved "building blocks" of Google's AI infrastructure, according to the indictment. Ding was arrested in Newark, California, and charged with four counts of theft of trade secrets. If convicted, he can be sentenced up to 10 years in prison and a fine of up to 250,000 for each count.
The Social Impact of Generative AI: An Analysis on ChatGPT
Baldassarre, Maria T., Caivano, Danilo, Nieto, Berenice Fernandez, Gigante, Domenico, Ragone, Azzurra
In recent months, the social impact of Artificial Intelligence (AI) has gained considerable public interest, driven by the emergence of Generative AI models, ChatGPT in particular. The rapid development of these models has sparked heated discussions regarding their benefits, limitations, and associated risks. Generative models hold immense promise across multiple domains, such as healthcare, finance, and education, to cite a few, presenting diverse practical applications. Nevertheless, concerns about potential adverse effects have elicited divergent perspectives, ranging from privacy risks to escalating social inequality. This paper adopts a methodology to delve into the societal implications of Generative AI tools, focusing primarily on the case of ChatGPT. It evaluates the potential impact on several social sectors and illustrates the findings of a comprehensive literature review of both positive and negative effects, emerging trends, and areas of opportunity of Generative AI models. This analysis aims to facilitate an in-depth discussion by providing insights that can inspire policy, regulation, and responsible development practices to foster a human-centered AI.
Presenting Terrorizer: an algorithm for consolidating company names in patent assignees
Ascione, Grazia Sveva, Sterzi, Valerio
The problem of disambiguation of company names poses a significant challenge in extracting useful information from patents. This issue biases research outcomes as it mostly underestimates the number of patents attributed to companies, particularly multinational corporations which file patents under a plethora of names, including alternate spellings of the same entity and, eventually, companies' subsidiaries. To date, addressing these challenges has relied on labor-intensive dictionary based or string matching approaches, leaving the problem of patents' assignee harmonization on large datasets mostly unresolved. To bridge this gap, this paper describes the Terrorizer algorithm, a text-based algorithm that leverages natural language processing (NLP), network theory, and rule-based techniques to harmonize the variants of company names recorded as patent assignees. In particular, the algorithm follows the tripartite structure of its antecedents, namely parsing, matching and filtering stage, adding an original "knowledge augmentation" phase which is used to enrich the information available on each assignee name. We use Terrorizer on a set of 325'917 companies' names who are assignees of patents granted by the USPTO from 2005 to 2022. The performance of Terrorizer is evaluated on four gold standard datasets. This validation step shows us two main things: the first is that the performance of Terrorizer is similar over different kind of datasets, proving that our algorithm generalizes well. Second, when comparing its performance with the one of the algorithm currently used in PatentsView for the same task (Monath et al., 2021), it achieves a higher F1 score. Finally, we use the Tree-structured Parzen Estimator (TPE) optimization algorithm for the hyperparameters' tuning. Our final result is a reduction in the initial set of names of over 42%.
SaulLM-7B: A pioneering Large Language Model for Law
Colombo, Pierre, Pires, Telmo Pessoa, Boudiaf, Malik, Culver, Dominic, Melo, Rui, Corro, Caio, Martins, Andre F. T., Esposito, Fabrizio, Raposo, Vera Lรบcia, Morgado, Sofia, Desa, Michael
In this paper, we introduce SaulLM-7B, a large language model (LLM) tailored for the legal domain. With 7 billion parameters, SaulLM-7B is the first LLM designed explicitly for legal text comprehension and generation. Leveraging the Mistral 7B architecture as its foundation, SaulLM-7B is trained on an English legal corpus of over 30 billion tokens. SaulLM-7B exhibits state-of-the-art proficiency in understanding and processing legal documents. Additionally, we present a novel instructional fine-tuning method that leverages legal datasets to further enhance SaulLM-7B's performance in legal tasks. SaulLM-7B is released under the MIT License.
A Safe Harbor for AI Evaluation and Red Teaming
Longpre, Shayne, Kapoor, Sayash, Klyman, Kevin, Ramaswami, Ashwin, Bommasani, Rishi, Blili-Hamelin, Borhane, Huang, Yangsibo, Skowron, Aviya, Yong, Zheng-Xin, Kotha, Suhas, Zeng, Yi, Shi, Weiyan, Yang, Xianjun, Southen, Reid, Robey, Alexander, Chao, Patrick, Yang, Diyi, Jia, Ruoxi, Kang, Daniel, Pentland, Sandy, Narayanan, Arvind, Liang, Percy, Henderson, Peter
Independent evaluation and red teaming are critical for identifying the risks posed by generative AI systems. However, the terms of service and enforcement strategies used by prominent AI companies to deter model misuse have disincentives on good faith safety evaluations. This causes some researchers to fear that conducting such research or releasing their findings will result in account suspensions or legal reprisal. Although some companies offer researcher access programs, they are an inadequate substitute for independent research access, as they have limited community representation, receive inadequate funding, and lack independence from corporate incentives. We propose that major AI developers commit to providing a legal and technical safe harbor, indemnifying public interest safety research and protecting it from the threat of account suspensions or legal reprisal. These proposals emerged from our collective experience conducting safety, privacy, and trustworthiness research on generative AI systems, where norms and incentives could be better aligned with public interests, without exacerbating model misuse. We believe these commitments are a necessary step towards more inclusive and unimpeded community efforts to tackle the risks of generative AI.
Low-Resource Court Judgment Summarization for Common Law Systems
Liu, Shuaiqi, Cao, Jiannong, Li, Yicong, Yang, Ruosong, Wen, Zhiyuan
Common law courts need to refer to similar precedents' judgments to inform their current decisions. Generating high-quality summaries of court judgment documents can facilitate legal practitioners to efficiently review previous cases and assist the general public in accessing how the courts operate and how the law is applied. Previous court judgment summarization research focuses on civil law or a particular jurisdiction's judgments. However, judges can refer to the judgments from all common law jurisdictions. Current summarization datasets are insufficient to satisfy the demands of summarizing precedents across multiple jurisdictions, especially when labeled data are scarce for many jurisdictions. To address the lack of datasets, we present CLSum, the first dataset for summarizing multi-jurisdictional common law court judgment documents. Besides, this is the first court judgment summarization work adopting large language models (LLMs) in data augmentation, summary generation, and evaluation. Specifically, we design an LLM-based data augmentation method incorporating legal knowledge. We also propose a legal knowledge enhanced evaluation metric based on LLM to assess the quality of generated judgment summaries. Our experimental results verify that the LLM-based summarization methods can perform well in the few-shot and zero-shot settings. Our LLM-based data augmentation method can mitigate the impact of low data resources. Furthermore, we carry out comprehensive comparative experiments to find essential model components and settings that are capable of enhancing summarization performance.
Enhancing Court View Generation with Knowledge Injection and Guidance
Li, Ang, Wu, Yiquan, Liu, Yifei, Wu, Fei, Cai, Ming, Kuang, Kun
Court View Generation (CVG) is a challenging task in the field of Legal Artificial Intelligence (LegalAI), which aims to generate court views based on the plaintiff claims and the fact descriptions. While Pretrained Language Models (PLMs) have showcased their prowess in natural language generation, their application to the complex, knowledge-intensive domain of CVG often reveals inherent limitations. In this paper, we present a novel approach, named Knowledge Injection and Guidance (KIG), designed to bolster CVG using PLMs. To efficiently incorporate domain knowledge during the training stage, we introduce a knowledge-injected prompt encoder for prompt tuning, thereby reducing computational overhead. Moreover, to further enhance the model's ability to utilize domain knowledge, we employ a generating navigator, which dynamically guides the text generation process in the inference stage without altering the model's architecture, making it readily transferable. Comprehensive experiments on real-world data demonstrate the effectiveness of our approach compared to several established baselines, especially in the responsivity of claims, where it outperforms the best baseline by 11.87%.