Government
Optimal Control of Logically Constrained Partially Observable and Multi-Agent Markov Decision Processes
Kalagarla, Krishna C., Kartik, Dhruva, Shen, Dongming, Jain, Rahul, Nayyar, Ashutosh, Nuzzo, Pierluigi
Autonomous systems often have logical constraints arising, for example, from safety, operational, or regulatory requirements. Such constraints can be expressed using temporal logic specifications. The system state is often partially observable. Moreover, it could encompass a team of multiple agents with a common objective but disparate information structures and constraints. In this paper, we first introduce an optimal control theory for partially observable Markov decision processes (POMDPs) with finite linear temporal logic constraints. We provide a structured methodology for synthesizing policies that maximize a cumulative reward while ensuring that the probability of satisfying a temporal logic constraint is sufficiently high. Our approach comes with guarantees on approximate reward optimality and constraint satisfaction. We then build on this approach to design an optimal control framework for logically constrained multi-agent settings with information asymmetry. We illustrate the effectiveness of our approach by implementing it on several case studies.
Assessing Confidence with Assurance 2.0
Bloomfield, Robin, Rushby, John
An assurance case is intended to provide justifiable confidence in the truth of its top claim, which typically concerns safety or security. A natural question is then "how much" confidence does the case provide? We argue that confidence cannot be reduced to a single attribute or measurement. Instead, we suggest it should be based on attributes that draw on three different perspectives: positive, negative, and residual doubts. Positive Perspectives consider the extent to which the evidence and overall argument of the case combine to make a positive statement justifying belief in its claims. We set a high bar for justification, requiring it to be indefeasible. The primary positive measure for this is soundness, which interprets the argument as a logical proof. Confidence in evidence can be expressed probabilistically and we use confirmation measures to ensure that the "weight" of evidence crosses some threshold. In addition, probabilities can be aggregated from evidence through the steps of the argument using probability logics to yield what we call probabilistic valuations for the claims. Negative Perspectives record doubts and challenges to the case, typically expressed as defeaters, and their exploration and resolution. Assurance developers must guard against confirmation bias and should vigorously explore potential defeaters as they develop the case, and should record them and their resolution to avoid rework and to aid reviewers. Residual Doubts: the world is uncertain so not all potential defeaters can be resolved. We explore risks and may deem them acceptable or unavoidable. It is crucial however that these judgments are conscious ones and that they are recorded in the assurance case. This report examines the perspectives in detail and indicates how Clarissa, our prototype toolset for Assurance 2.0, assists in their evaluation.
QuACK: Accelerating Gradient-Based Quantum Optimization with Koopman Operator Learning
Luo, Di, Shen, Jiayu, Dangovski, Rumen, Soljačić, Marin
Quantum optimization, a key application of quantum computing, has traditionally been stymied by the linearly increasing complexity of gradient calculations with an increasing number of parameters. This work bridges the gap between Koopman operator theory, renowned for its success in predicting nonlinear dynamics, and natural gradient methods in quantum optimization, leading to a significant acceleration of gradient-based quantum optimization. We present Quantum-circuit Alternating Controlled Koopman learning (QuACK), a novel framework that leverages an alternating algorithm for efficient prediction of gradient dynamics on quantum computers. We demonstrate QuACK's remarkable ability to accelerate gradient-based optimization across a range of applications in quantum optimization and machine learning. In fact, our empirical studies, spanning quantum chemistry, quantum condensed matter, quantum machine learning, and noisy environments, have shown accelerations of more than 200x speedup in the overparameterized regime, 10x speedup in the smooth regime, and 3x speedup in the non-smooth regime. With QuACK, we offer a robust advancement that harnesses the advantage of gradient-based quantum optimization for practical benefits.
SummaReranker: A Multi-Task Mixture-of-Experts Re-ranking Framework for Abstractive Summarization
Ravaut, Mathieu, Joty, Shafiq, Chen, Nancy F.
Sequence-to-sequence neural networks have recently achieved great success in abstractive summarization, especially through fine-tuning large pre-trained language models on the downstream dataset. These models are typically decoded with beam search to generate a unique summary. However, the search space is very large, and with the exposure bias, such decoding is not optimal. In this paper, we show that it is possible to directly train a second-stage model performing re-ranking on a set of summary candidates. Our mixture-of-experts SummaReranker learns to select a better candidate and consistently improves the performance of the base model. With a base PEGASUS, we push ROUGE scores by 5.44% on CNN-DailyMail (47.16 ROUGE-1), 1.31% on XSum (48.12 ROUGE-1) and 9.34% on Reddit TIFU (29.83 ROUGE-1), reaching a new state-of-the-art. Our code and checkpoints will be available at https://github.com/ntunlp/SummaReranker.
A New Aligned Simple German Corpus
Toborek, Vanessa, Busch, Moritz, Boßert, Malte, Bauckhage, Christian, Welke, Pascal
"Leichte Sprache", the German counterpart to Simple English, is a regulated language aiming to facilitate complex written language that would otherwise stay inaccessible to different groups of people. We present a new sentence-aligned monolingual corpus for Simple German -- German. It contains multiple document-aligned sources which we have aligned using automatic sentence-alignment methods. We evaluate our alignments based on a manually labelled subset of aligned documents. The quality of our sentence alignments, as measured by F1-score, surpasses previous work. We publish the dataset under CC BY-SA and the accompanying code under MIT license.
CyPhERS: A Cyber-Physical Event Reasoning System providing real-time situational awareness for attack and fault response
Müller, Nils, Bao, Kaibin, Matthes, Jörg, Heussen, Kai
Cyber-physical systems (CPSs) constitute the backbone of critical infrastructures such as power grids or water distribution networks. Operating failures in these systems can cause serious risks for society. To avoid or minimize downtime, operators require real-time awareness about critical incidents. However, online event identification in CPSs is challenged by the complex interdependency of numerous physical and digital components, requiring to take cyber attacks and physical failures equally into account. The online event identification problem is further complicated through the lack of historical observations of critical but rare events, and the continuous evolution of cyber attack strategies. This work introduces and demonstrates CyPhERS, a Cyber-Physical Event Reasoning System. CyPhERS provides real-time information pertaining the occurrence, location, physical impact, and root cause of potentially critical events in CPSs, without the need for historical event observations. Key novelty of CyPhERS is the capability to generate informative and interpretable event signatures of known and unknown types of both cyber attacks and physical failures. The concept is evaluated and benchmarked on a demonstration case that comprises a multitude of attack and fault events targeting various components of a CPS. The results demonstrate that the event signatures provide relevant and inferable information on both known and unknown event types.
Selection by Prediction with Conformal p-values
Jin, Ying, Candès, Emmanuel J.
Decision making or scientific discovery pipelines such as job hiring and drug discovery often involve multiple stages: before any resource-intensive step, there is often an initial screening that uses predictions from a machine learning model to shortlist a few candidates from a large pool. We study screening procedures that aim to select candidates whose unobserved outcomes exceed user-specified values. We develop a method that wraps around any prediction model to produce a subset of candidates while controlling the proportion of falsely selected units. Building upon the conformal inference framework, our method first constructs p-values that quantify the statistical evidence for large outcomes; it then determines the shortlist by comparing the p-values to a threshold introduced in the multiple testing literature. In many cases, the procedure selects candidates whose predictions are above a data-dependent threshold. Our theoretical guarantee holds under mild exchangeability conditions on the samples, generalizing existing results on multiple conformal p-values. We demonstrate the empirical performance of our method via simulations, and apply it to job hiring and drug discovery datasets.
Multi-Objective Genetic Algorithm for Multi-View Feature Selection
Imani, Vandad, Sevilla-Salcedo, Carlos, Fortino, Vittorio, Tohka, Jussi
Multi-view datasets offer diverse forms of data that can enhance prediction models by providing complementary information. However, the use of multi-view data leads to an increase in high-dimensional data, which poses significant challenges for the prediction models that can lead to poor generalization. Therefore, relevant feature selection from multi-view datasets is important as it not only addresses the poor generalization but also enhances the interpretability of the models. Despite the success of traditional feature selection methods, they have limitations in leveraging intrinsic information across modalities, lacking generalizability, and being tailored to specific classification tasks. We propose a novel genetic algorithm strategy to overcome these limitations of traditional feature selection methods for multi-view data. Our proposed approach, called the multi-view multi-objective feature selection genetic algorithm (MMFS-GA), simultaneously selects the optimal subset of features within a view and between views under a unified framework. The MMFS-GA framework demonstrates superior performance and interpretability for feature selection on multi-view datasets in both binary and multiclass classification tasks. The results of our evaluations on three benchmark datasets, including synthetic and real data, show improvement over the best baseline methods. This work provides a promising solution for multi-view feature selection and opens up new possibilities for further research in multi-view datasets.
STL: Surprisingly Tricky Logic (for System Validation)
Siu, Ho Chit, Leahy, Kevin, Mann, Makai
Much of the recent work developing formal methods techniques to specify or learn the behavior of autonomous systems is predicated on a belief that formal specifications are interpretable and useful for humans when checking systems. Though frequently asserted, this assumption is rarely tested. We performed a human experiment (N = 62) with a mix of people who were and were not familiar with formal methods beforehand, asking them to validate whether a set of signal temporal logic (STL) constraints would keep an agent out of harm and allow it to complete a task in a gridworld capture-the-flag setting. Validation accuracy was $45\% \pm 20\%$ (mean $\pm$ standard deviation). The ground-truth validity of a specification, subjects' familiarity with formal methods, and subjects' level of education were found to be significant factors in determining validation correctness. Participants exhibited an affirmation bias, causing significantly increased accuracy on valid specifications, but significantly decreased accuracy on invalid specifications. Additionally, participants, particularly those familiar with formal methods, tended to be overconfident in their answers, and be similarly confident regardless of actual correctness. Our data do not support the belief that formal specifications are inherently human-interpretable to a meaningful degree for system validation. We recommend ergonomic improvements to data presentation and validation training, which should be tested before claims of interpretability make their way back into the formal methods literature.
Coping with low data availability for social media crisis message categorisation
During crisis situations, social media allows people to quickly share information, including messages requesting help. This can be valuable to emergency responders, who need to categorise and prioritise these messages based on the type of assistance being requested. However, the high volume of messages makes it difficult to filter and prioritise them without the use of computational techniques. Fully supervised filtering techniques for crisis message categorisation typically require a large amount of annotated training data, but this can be difficult to obtain during an ongoing crisis and is expensive in terms of time and labour to create. This thesis focuses on addressing the challenge of low data availability when categorising crisis messages for emergency response. It first presents domain adaptation as a solution for this problem, which involves learning a categorisation model from annotated data from past crisis events (source domain) and adapting it to categorise messages from an ongoing crisis event (target domain). In many-to-many adaptation, where the model is trained on multiple past events and adapted to multiple ongoing events, a multi-task learning approach is proposed using pre-trained language models. This approach outperforms baselines and an ensemble approach further improves performance...