Government
Abstractive Summarization of Large Document Collections Using GPT
Liu, Sengjie, Healey, Christopher G.
This paper proposes a method of abstractive summarization designed to scale to document collections instead of individual documents. Our approach applies a combination of semantic clustering, document size reduction within topic clusters, semantic chunking of a cluster's documents, GPT-based summarization and concatenation, and a combined sentiment and text visualization of each topic to support exploratory data analysis. Statistical comparison of our results to existing state-of-the-art systems BART, BRIO, PEGASUS, and MoCa using ROGUE summary scores showed statistically equivalent performance with BART and PEGASUS on the CNN/Daily Mail test dataset, and with BART on the Gigaword test dataset. This finding is promising since we view document collection summarization as more challenging than individual document summarization. We conclude with a discussion of how issues of scale are
Regulation and NLP (RegNLP): Taming Large Language Models
Goanta, Catalina, Aletras, Nikolaos, Chalkidis, Ilias, Ranchordas, Sofia, Spanakis, Gerasimos
The scientific innovation in Natural Language Processing (NLP) and more broadly in artificial intelligence (AI) is at its fastest pace to date. As large language models (LLMs) unleash a new era of automation, important debates emerge regarding the benefits and risks of their development, deployment and use. Currently, these debates have been dominated by often polarized narratives mainly led by the AI Safety and AI Ethics movements. This polarization, often amplified by social media, is swaying political agendas on AI regulation and governance and posing issues of regulatory capture. Capture occurs when the regulator advances the interests of the industry it is supposed to regulate, or of special interest groups rather than pursuing the general public interest. Meanwhile in NLP research, attention has been increasingly paid to the discussion of regulating risks and harms. This often happens without systematic methodologies or sufficient rooting in the disciplines that inspire an extended scope of NLP research, jeopardizing the scientific integrity of these endeavors. Regulation studies are a rich source of knowledge on how to systematically deal with risk and uncertainty, as well as with scientific evidence, to evaluate and compare regulatory options. This resource has largely remained untapped so far. In this paper, we argue how NLP research on these topics can benefit from proximity to regulatory studies and adjacent fields. We do so by discussing basic tenets of regulation, and risk and uncertainty, and by highlighting the shortcomings of current NLP discussions dealing with risk assessment. Finally, we advocate for the development of a new multidisciplinary research space on regulation and NLP (RegNLP), focused on connecting scientific knowledge to regulatory processes based on systematic methodologies.
IDTraffickers: An Authorship Attribution Dataset to link and connect Potential Human-Trafficking Operations on Text Escort Advertisements
Saxena, Vageesh, Bashpole, Benjamin, Van Dijck, Gijs, Spanakis, Gerasimos
Human trafficking (HT) is a pervasive global issue affecting vulnerable individuals, violating their fundamental human rights. Investigations reveal that a significant number of HT cases are associated with online advertisements (ads), particularly in escort markets. Consequently, identifying and connecting HT vendors has become increasingly challenging for Law Enforcement Agencies (LEAs). To address this issue, we introduce IDTraffickers, an extensive dataset consisting of 87,595 text ads and 5,244 vendor labels to enable the verification and identification of potential HT vendors on online escort markets. To establish a benchmark for authorship identification, we train a DeCLUTR-small model, achieving a macro-F1 score of 0.8656 in a closed-set classification environment. Next, we leverage the style representations extracted from the trained classifier to conduct authorship verification, resulting in a mean r-precision score of 0.8852 in an open-set ranking environment. Finally, to encourage further research and ensure responsible data sharing, we plan to release IDTraffickers for the authorship attribution task to researchers under specific conditions, considering the sensitive nature of the data. We believe that the availability of our dataset and benchmarks will empower future researchers to utilize our findings, thereby facilitating the effective linkage of escort ads and the development of more robust approaches for identifying HT indicators.
Ethics of Artificial Intelligence and Robotics in the Architecture, Engineering, and Construction Industry
Liang, Ci-Jyun, Le, Thai-Hoa, Ham, Youngjib, Mantha, Bharadwaj R. K., Cheng, Marvin H., Lin, Jacob J.
Artificial intelligence (AI) and robotics research and implementation emerged in the architecture, engineering, and construction (AEC) industry to positively impact project efficiency and effectiveness concerns such as safety, productivity, and quality. This shift, however, warrants the need for ethical considerations of AI and robotics adoption due to its potential negative impacts on aspects such as job security, safety, and privacy. Nevertheless, this did not receive sufficient attention, particularly within the academic community. This research systematically reviews AI and robotics research through the lens of ethics in the AEC community for the past five years. It identifies nine key ethical issues namely job loss, data privacy, data security, data transparency, decision-making conflict, acceptance and trust, reliability and safety, fear of surveillance, and liability, by summarizing existing literature and filtering it further based on its AEC relevance. Furthermore, thirteen research topics along the process were identified based on existing AEC studies that had direct relevance to the theme of ethics in general and their parallels are further discussed. Finally, the current challenges and knowledge gaps are discussed and seven specific future research directions are recommended. This study not only signifies more stakeholder awareness of this important topic but also provides imminent steps towards safer and more efficient realization.
Reproducing Kernel Hilbert Space Pruning for Sparse Hyperspectral Abundance Prediction
Rawson, Michael G., Doster, Timothy
Hyperspectral measurements from long range sensors can give a detailed picture of the items, materials, and chemicals in a scene but analysis can be difficult, slow, and expensive due to high spatial and spectral resolutions of state-of-the-art sensors. As such, sparsity is important to enable the future of spectral compression and analytics. It has been observed that environmental and atmospheric effects, including scattering, can produce nonlinear effects posing challenges for existing source separation and compression methods. We present a novel transformation into Hilbert spaces for pruning and constructing sparse representations via non-negative least squares minimization. Then we introduce max likelihood compression vectors to decrease information loss. Our approach is benchmarked against standard pruning and least squares as well as deep learning methods. Our methods are evaluated in terms of overall spectral reconstruction error and compression rate using real and synthetic data. We find that pruning least squares methods converge quickly unlike matching pursuit methods. We find that Hilbert space pruning can reduce error by as much as 40% of the error of standard pruning and also outperform neural network autoencoders.
Where Did the President Visit Last Week? Detecting Celebrity Trips from News Articles
Peng, Kai, Zhang, Ying, Ling, Shuai, Ke, Zhaoru, Zhang, Haipeng
Celebrities' whereabouts are of pervasive importance. For instance, where politicians go, how often they visit, and who they meet, come with profound geopolitical and economic implications. Although news articles contain travel information of celebrities, it is not possible to perform large-scale and network-wise analysis due to the lack of automatic itinerary detection tools. To design such tools, we have to overcome difficulties from the heterogeneity among news articles: 1)One single article can be noisy, with irrelevant people and locations, especially when the articles are long. 2)Though it may be helpful if we consider multiple articles together to determine a particular trip, the key semantics are still scattered across different articles intertwined with various noises, making it hard to aggregate them effectively. 3)Over 20% of the articles refer to the celebrities' trips indirectly, instead of using the exact celebrity names or location names, leading to large portions of trips escaping regular detecting algorithms. We model text content across articles related to each candidate location as a graph to better associate essential information and cancel out the noises. Besides, we design a special pooling layer based on attention mechanism and node similarity, reducing irrelevant information from longer articles. To make up the missing information resulted from indirect mentions, we construct knowledge sub-graphs for named entities (person, organization, facility, etc.). Specifically, we dynamically update embeddings of event entities like the G7 summit from news descriptions since the properties (date and location) of the event change each time, which is not captured by the pre-trained event representations. The proposed CeleTrip jointly trains these modules, which outperforms all baseline models and achieves 82.53% in the F1 metric.
An Overview of Catastrophic AI Risks
Hendrycks, Dan, Mazeika, Mantas, Woodside, Thomas
Rapid advancements in artificial intelligence (AI) have sparked growing concerns among experts, policymakers, and world leaders regarding the potential for increasingly advanced AI systems to pose catastrophic risks. Although numerous risks have been detailed separately, there is a pressing need for a systematic discussion and illustration of the potential dangers to better inform efforts to mitigate them. This paper provides an overview of the main sources of catastrophic AI risks, which we organize into four categories: malicious use, in which individuals or groups intentionally use AIs to cause harm; AI race, in which competitive environments compel actors to deploy unsafe AIs or cede control to AIs; organizational risks, highlighting how human factors and complex systems can increase the chances of catastrophic accidents; and rogue AIs, describing the inherent difficulty in controlling agents far more intelligent than humans. For each category of risk, we describe specific hazards, present illustrative stories, envision ideal scenarios, and propose practical suggestions for mitigating these dangers. Our goal is to foster a comprehensive understanding of these risks and inspire collective and proactive efforts to ensure that AIs are developed and deployed in a safe manner. Ultimately, we hope this will allow us to realize the benefits of this powerful technology while minimizing the potential for catastrophic outcomes.
Learning Interpretable Style Embeddings via Prompting LLMs
Patel, Ajay, Rao, Delip, Kothary, Ansh, McKeown, Kathleen, Callison-Burch, Chris
Style representation learning builds content-independent representations of author style in text. Stylometry, the analysis of style in text, is often performed by expert forensic linguists and no large dataset of stylometric annotations exists for training. Current style representation learning uses neural methods to disentangle style from content to create style vectors, however, these approaches result in uninterpretable representations, complicating their usage in downstream applications like authorship attribution where auditing and explainability is critical. In this work, we use prompting to perform stylometry on a large number of texts to create a synthetic dataset and train human-interpretable style representations we call LISA embeddings. We release our synthetic stylometry dataset and our interpretable style models as resources.
Fair Off-Policy Learning from Observational Data
Frauen, Dennis, Melnychuk, Valentyn, Feuerriegel, Stefan
Algorithmic decision-making in practice must be fair for legal, ethical, and societal reasons. To achieve this, prior research has contributed various approaches that ensure fairness in machine learning predictions, while comparatively little effort has focused on fairness in decision-making, specifically off-policy learning. In this paper, we propose a novel framework for fair off-policy learning: we learn decision rules from observational data under different notions of fairness, where we explicitly assume that observational data were collected under a different - potentially discriminatory - behavioral policy. We then propose a neural networkbased framework to learn optimal policies under different fairness notions. We further provide theoretical guarantees in the form of generalization bounds for the finite-sample version of our framework. We demonstrate the effectiveness of our framework through extensive numerical experiments using both simulated and real-world data. Altogether, our work enables algorithmic decision-making in a wide array of practical applications where fairness must be ensured. Algorithmic decision-making in practice must avoid discrimination and thus be fair to meet legal, ethical, and societal demands (Nkonde, 2019; De-Arteaga et al., 2022; Corbett-Davies et al., 2023). For example, in the U.S., the Fair Housing Act and Equal Credit Opportunity Act stipulate that decisions must not be subject to systematic discrimination by gender, race, or other attributes deemed as sensitive. However, research from different areas has provided repeated evidence that algorithmic decisionmaking is often not fair. A prominent example is Amazon's tool for automatically screening job applicants that was used between 2014 and 2017 (Dastin, 2018). It was later discovered that the underlying algorithm generated decisions that were subject to systematic discrimination against women and thus resulted in a ceteris paribus lower probability of women being hired. Ensuring fairness in off-policy learning is subject to inherent challenges.
Guiding Large Language Models via Directional Stimulus Prompting
Li, Zekun, Peng, Baolin, He, Pengcheng, Galley, Michel, Gao, Jianfeng, Yan, Xifeng
We introduce Directional Stimulus Prompting, a novel framework for guiding black-box large language models (LLMs) toward specific desired outputs. Instead of directly adjusting LLMs, our method employs a small tunable policy model (e.g., T5) to generate an auxiliary directional stimulus prompt for each input instance. These directional stimulus prompts act as nuanced, instance-specific hints and clues to guide LLMs in generating desired outcomes, such as including specific keywords in the generated summary. Our approach sidesteps the challenges of direct LLM tuning by optimizing the policy model to explore directional stimulus prompts that align LLMs with desired behaviors. The policy model can be optimized through 1) supervised fine-tuning using labeled data and 2) reinforcement learning from offline or online rewards based on the LLM's output. We assess our method across summarization, dialogue response generation, and chain-of-thought reasoning tasks. Our experiments demonstrate that the framework consistently improves LLMs' (e.g., ChatGPT, Codex, InstructGPT) performance on these supervised tasks using minimal labeled data. Notably, using just 80 dialogues on the MultiWOZ dataset, our approach enhances ChatGPT's performance by an impressive 41.4%, matching or surpassing some fully supervised start-of-the-art models. Additionally, the instance-specific chain-of-thought prompt generated by our approach improves InstructGPT's reasoning accuracy compared to human-crafted or automatically generated prompts. The code and data are publicly available at \url{https://github.com/Leezekun/Directional-Stimulus-Prompting}.