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XAL: EXplainable Active Learning Makes Classifiers Better Low-resource Learners

arXiv.org Artificial Intelligence

Active learning aims to construct an effective training set by iteratively curating the most informative unlabeled data for annotation, which is practical in low-resource tasks. Most active learning techniques in classification rely on the model's uncertainty or disagreement to choose unlabeled data. However, previous work indicates that existing models are poor at quantifying predictive uncertainty, which can lead to over-confidence in superficial patterns and a lack of exploration. Inspired by the cognitive processes in which humans deduce and predict through causal information, we propose a novel Explainable Active Learning framework (XAL) for low-resource text classification, which aims to encourage classifiers to justify their inferences and delve into unlabeled data for which they cannot provide reasonable explanations. Specifically, besides using a pre-trained bi-directional encoder for classification, we employ a pre-trained uni-directional decoder to generate and score the explanation. A ranking loss is proposed to enhance the decoder's capability in scoring explanations. During the selection of unlabeled data, we combine the predictive uncertainty of the encoder and the explanation score of the decoder to acquire informative data for annotation. As XAL is a general framework for text classification, we test our methods on six different classification tasks. Extensive experiments show that XAL achieves substantial improvement on all six tasks over previous AL methods. Ablation studies demonstrate the effectiveness of each component, and human evaluation shows that the model trained in XAL performs surprisingly well in explaining its prediction.


Subsurface Characterization using Ensemble-based Approaches with Deep Generative Models

arXiv.org Machine Learning

Estimating spatially distributed properties such as hydraulic conductivity (K) from available sparse measurements is a great challenge in subsurface characterization. However, the use of inverse modeling is limited for ill-posed, high-dimensional applications due to computational costs and poor prediction accuracy with sparse datasets. In this paper, we combine Wasserstein Generative Adversarial Network with Gradient Penalty (WGAN-GP), a deep generative model that can accurately capture complex subsurface structure, and Ensemble Smoother with Multiple Data Assimilation (ES-MDA), an ensemble-based inversion method, for accurate and accelerated subsurface characterization. WGAN-GP is trained to generate high-dimensional K fields from a low-dimensional latent space and ES-MDA then updates the latent variables by assimilating available measurements. Several subsurface examples are used to evaluate the accuracy and efficiency of the proposed method and the main features of the unknown K fields are characterized accurately with reliable uncertainty quantification. Furthermore, the estimation performance is compared with a widely-used variational, i.e., optimization-based, inversion approach, and the proposed approach outperforms the variational inversion method, especially for the channelized and fractured field examples. We explain such superior performance by visualizing the objective function in the latent space: because of nonlinear and aggressive dimension reduction via generative modeling, the objective function surface becomes extremely complex while the ensemble approximation can smooth out the multi-modal surface during the minimization. This suggests that the ensemble-based approach works well over the variational approach when combined with deep generative models at the cost of forward model runs unless convergence-ensuring modifications are implemented in the variational inversion.


Deep symbolic regression for physics guided by units constraints: toward the automated discovery of physical laws

arXiv.org Artificial Intelligence

Symbolic Regression is the study of algorithms that automate the search for analytic expressions that fit data. While recent advances in deep learning have generated renewed interest in such approaches, the development of symbolic regression methods has not been focused on physics, where we have important additional constraints due to the units associated with our data. Here we present $\Phi$-SO, a Physical Symbolic Optimization framework for recovering analytical symbolic expressions from physics data using deep reinforcement learning techniques by learning units constraints. Our system is built, from the ground up, to propose solutions where the physical units are consistent by construction. This is useful not only in eliminating physically impossible solutions, but because the "grammatical" rules of dimensional analysis restrict enormously the freedom of the equation generator, thus vastly improving performance. The algorithm can be used to fit noiseless data, which can be useful for instance when attempting to derive an analytical property of a physical model, and it can also be used to obtain analytical approximations to noisy data. We test our machinery on a standard benchmark of equations from the Feynman Lectures on Physics and other physics textbooks, achieving state-of-the-art performance in the presence of noise (exceeding 0.1%) and show that it is robust even in the presence of substantial (10%) noise. We showcase its abilities on a panel of examples from astrophysics.


Temporal Convolutional Explorer Helps Understand 1D-CNN's Learning Behavior in Time Series Classification from Frequency Domain

arXiv.org Artificial Intelligence

While one-dimensional convolutional neural networks (1D-CNNs) have been empirically proven effective in time series classification tasks, we find that there remain undesirable outcomes that could arise in their application, motivating us to further investigate and understand their underlying mechanisms. In this work, we propose a Temporal Convolutional Explorer (TCE) to empirically explore the learning behavior of 1D-CNNs from the perspective of the frequency domain. Our TCE analysis highlights that deeper 1D-CNNs tend to distract the focus from the low-frequency components leading to the accuracy degradation phenomenon, and the disturbing convolution is the driving factor. Then, we leverage our findings to the practical application and propose a regulatory framework, which can easily be integrated into existing 1D-CNNs. It aims to rectify the suboptimal learning behavior by enabling the network to selectively bypass the specified disturbing convolutions. Finally, through comprehensive experiments on widely-used UCR, UEA, and UCI benchmarks, we demonstrate that 1) TCE's insight into 1D-CNN's learning behavior; 2) our regulatory framework enables state-of-the-art 1D-CNNs to get improved performances with less consumption of memory and computational overhead.


Factuality Challenges in the Era of Large Language Models

arXiv.org Artificial Intelligence

The emergence of tools based on Large Language Models (LLMs), such as OpenAI's ChatGPT, Microsoft's Bing Chat, and Google's Bard, has garnered immense public attention. These incredibly useful, natural-sounding tools mark significant advances in natural language generation, yet they exhibit a propensity to generate false, erroneous, or misleading content -- commonly referred to as "hallucinations." Moreover, LLMs can be exploited for malicious applications, such as generating false but credible-sounding content and profiles at scale. This poses a significant challenge to society in terms of the potential deception of users and the increasing dissemination of inaccurate information. In light of these risks, we explore the kinds of technological innovations, regulatory reforms, and AI literacy initiatives needed from fact-checkers, news organizations, and the broader research and policy communities. By identifying the risks, the imminent threats, and some viable solutions, we seek to shed light on navigating various aspects of veracity in the era of generative AI.


FireAct: Toward Language Agent Fine-tuning

arXiv.org Artificial Intelligence

Recent efforts have augmented language models (LMs) with external tools or environments, leading to the development of language agents that can reason and act. However, most of these agents rely on few-shot prompting techniques with off-the-shelf LMs. In this paper, we investigate and argue for the overlooked direction of fine-tuning LMs to obtain language agents. Using a setup of question answering (QA) with a Google search API, we explore a variety of base LMs, prompting methods, fine-tuning data, and QA tasks, and find language agents are consistently improved after fine-tuning their backbone LMs. For example, fine-tuning Llama2-7B with 500 agent trajectories generated by GPT-4 leads to a 77% HotpotQA performance increase. Furthermore, we propose FireAct, a novel approach to fine-tuning LMs with trajectories from multiple tasks and prompting methods, and show having more diverse fine-tuning data can further improve agents. Along with other findings regarding scaling effects, robustness, generalization, efficiency and cost, our work establishes comprehensive benefits of fine-tuning LMs for agents, and provides an initial set of experimental designs, insights, as well as open questions toward language agent fine-tuning.


SALMON: Self-Alignment with Principle-Following Reward Models

arXiv.org Artificial Intelligence

Supervised Fine-Tuning (SFT) on response demonstrations combined with Reinforcement Learning from Human Feedback (RLHF) constitutes a powerful paradigm for aligning LLM-based AI agents. However, a significant limitation of such an approach is its dependency on high-quality human annotations, making its application to intricate tasks challenging due to difficulties in obtaining consistent response demonstrations and in-distribution response preferences. This paper presents a novel approach, namely SALMON (Self-ALignMent with principle-fOllowiNg reward models), to align base language models with minimal human supervision, using only a small set of human-defined principles, yet achieving superior performance. Central to our approach is a principle-following reward model. Trained on synthetic preference data, this model can generate reward scores based on arbitrary human-defined principles. By merely adjusting these principles during the RL training phase, we gain full control over the preferences with the reward model, subsequently influencing the behavior of the RL-trained policies, and eliminating the reliance on the collection of online human preferences. Applying our method to the LLaMA-2-70b base language model, we developed an AI assistant named Dromedary-2. With only 6 exemplars for in-context learning and 31 human-defined principles, Dromedary-2 significantly surpasses the performance of several state-of-the-art AI systems, including LLaMA-2-Chat-70b, on various benchmark datasets. We have open-sourced the code and model weights to encourage further research into aligning LLM-based AI agents with enhanced supervision efficiency, improved controllability, and scalable oversight.


AI Systems of Concern

arXiv.org Artificial Intelligence

Concerns around future dangers from advanced AI often centre on systems hypothesised to have intrinsic characteristics such as agent-like behaviour, strategic awareness, and long-range planning. We label this cluster of characteristics as "Property X". Most present AI systems are low in "Property X"; however, in the absence of deliberate steering, current research directions may rapidly lead to the emergence of highly capable AI systems that are also high in "Property X". We argue that "Property X" characteristics are intrinsically dangerous, and when combined with greater capabilities will result in AI systems for which safety and control is difficult to guarantee. Drawing on several scholars' alternative frameworks for possible AI research trajectories, we argue that most of the proposed benefits of advanced AI can be obtained by systems designed to minimise this property. We then propose indicators and governance interventions to identify and limit the development of systems with risky "Property X" characteristics.


A Review of the Ethics of Artificial Intelligence and its Applications in the United States

arXiv.org Artificial Intelligence

This study is focused on the ethics of Artificial Intelligence and its application in the United States, the paper highlights the impact AI has in every sector of the US economy and multiple facets of the technological space and the resultant effect on entities spanning businesses, government, academia, and civil society. There is a need for ethical considerations as these entities are beginning to depend on AI for delivering various crucial tasks, which immensely influence their operations, decision-making, and interactions with each other. The adoption of ethical principles, guidelines, and standards of work is therefore required throughout the entire process of AI development, deployment, and usage to ensure responsible and ethical AI practices. Our discussion explores eleven fundamental'ethical principles' structured as overarching themes. These encompass Transparency, Justice, Fairness, Equity, Non-Maleficence, Responsibility, Accountability, Privacy, Beneficence, Freedom, Autonomy, Trust, Dignity, Sustainability, and Solidarity. These principles collectively serve as a guiding framework, directing the ethical path for the responsible development, deployment, and utilization of artificial intelligence (AI) technologies across diverse sectors and entities within the United States. The paper also discusses the revolutionary impact of AI applications, such as Machine Learning, and explores various approaches used to implement AI ethics. This examination is crucial to address the growing concerns surrounding the inherent risks associated with the widespread use of artificial intelligence. NTRODUCTION Since the advent of artificial intelligence, various applications have been developed that have assisted human productivity and alleviated human effort, resulting in efficient time management. Artificial intelligence has aided businesses, healthcare, information technology, banking, transportation, and robots. The term "artificial intelligence" refers to reproducing human intelligence processes using machines, specifically computer systems[1].Artificial intelligence allows the United States of America to run more efficiently, produce cleaner products, reduce adverse environmental impacts, promote public safety, and improve human health. Until recently, conversations around "AI ethics" were limited to academic institutions and non-profit organizations.


A Survey of Large Language Models for Healthcare: from Data, Technology, and Applications to Accountability and Ethics

arXiv.org Artificial Intelligence

The utilization of large language models (LLMs) in the Healthcare domain has generated both excitement and concern due to their ability to effectively respond to freetext queries with certain professional knowledge. This survey outlines the capabilities of the currently developed LLMs for Healthcare and explicates their development process, with the aim of providing an overview of the development roadmap from traditional Pretrained Language Models (PLMs) to LLMs. Specifically, we first explore the potential of LLMs to enhance the efficiency and effectiveness of various Healthcare applications highlighting both the strengths and limitations. Secondly, we conduct a comparison between the previous PLMs and the latest LLMs, as well as comparing various LLMs with each other. Then we summarize related Healthcare training data, training methods, optimization strategies, and usage. Finally, the unique concerns associated with deploying LLMs in Healthcare settings are investigated, particularly regarding fairness, accountability, transparency and ethics. Our survey provide a comprehensive investigation from perspectives of both computer science and Healthcare specialty. Besides the discussion about Healthcare concerns, we supports the computer science community by compiling a collection of open source resources, such as accessible datasets, the latest methodologies, code implementations, and evaluation benchmarks in the Github. Summarily, we contend that a significant paradigm shift is underway, transitioning from PLMs to LLMs. This shift encompasses a move from discriminative AI approaches to generative AI approaches, as well as a shift from model-centered methodologies to datacentered methodologies.