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A Standardized Machine-readable Dataset Documentation Format for Responsible AI

arXiv.org Artificial Intelligence

Data is critical to advancing AI technologies, yet its quality and documentation remain significant challenges, leading to adverse downstream effects (e.g., potential biases) in AI applications. This paper addresses these issues by introducing Croissant-RAI, a machine-readable metadata format designed to enhance the discoverability, interoperability, and trustworthiness of AI datasets. Croissant-RAI extends the Croissant metadata format and builds upon existing responsible AI (RAI) documentation frameworks, offering a standardized set of attributes and practices to facilitate community-wide adoption. Leveraging established web-publishing practices, such as Schema.org, Croissant-RAI enables dataset users to easily find and utilize RAI metadata regardless of the platform on which the datasets are published. Furthermore, it is seamlessly integrated into major data search engines, repositories, and machine learning frameworks, streamlining the reading and writing of responsible AI metadata within practitioners' existing workflows. Croissant-RAI was developed through a community-led effort. It has been designed to be adaptable to evolving documentation requirements and is supported by a Python library and a visual editor .


Logic-Based Explainability: Past, Present & Future

arXiv.org Artificial Intelligence

In recent years, the impact of machine learning (ML) and artificial intelligence (AI) in society has been absolutely remarkable. This impact is expected to continue in the foreseeable future. However,the adoption of AI/ML is also a cause of grave concern. The operation of the most advances AI/ML models is often beyond the grasp of human decision makers. As a result, decisions that impact humans may not be understood and may lack rigorous validation. Explainable AI (XAI) is concerned with providing human decision-makers with understandable explanations for the predictions made by ML models. As a result, XAI is a cornerstone of trustworthy AI. Despite its strategic importance, most work on XAI lacks rigor, and so its use in high-risk or safety-critical domains serves to foster distrust instead of contributing to build much-needed trust. Logic-based XAI has recently emerged as a rigorous alternative to those other non-rigorous methods of XAI. This paper provides a technical survey of logic-based XAI, its origins, the current topics of research, and emerging future topics of research. The paper also highlights the many myths that pervade non-rigorous approaches for XAI.


Variable importance measure for spatial machine learning models with application to air pollution exposure prediction

arXiv.org Machine Learning

Exposure assessment is fundamental to air pollution cohort studies. The objective is to predict air pollution exposures for study subjects at locations without data in order to optimize our ability to learn about health effects of air pollution. In addition to generating accurate predictions to minimize exposure measurement error, understanding the mechanism captured by the model is another crucial aspect that may not always be straightforward due to the complex nature of machine learning methods, as well as the lack of unifying notions of variable importance. This is further complicated in air pollution modeling by the presence of spatial correlation. We tackle these challenges in two datasets: sulfur (S) from regulatory United States national PM2.5 sub-species data and ultrafine particles (UFP) from a new Seattle-area traffic-related air pollution dataset. Our key contribution is a leave-one-out approach for variable importance that leads to interpretable and comparable measures for a broad class of models with separable mean and covariance components. We illustrate our approach with several spatial machine learning models, and it clearly highlights the difference in model mechanisms, even for those producing similar predictions. We leverage insights from this variable importance measure to assess the relative utilities of two exposure models for S and UFP that have similar out-of-sample prediction accuracies but appear to draw on different types of spatial information to make predictions.


Certifiably Byzantine-Robust Federated Conformal Prediction

arXiv.org Artificial Intelligence

Conformal prediction has shown impressive capacity in constructing statistically rigorous prediction sets for machine learning models with exchangeable data samples. The siloed datasets, coupled with the escalating privacy concerns related to local data sharing, have inspired recent innovations extending conformal prediction into federated environments with distributed data samples. However, this framework for distributed uncertainty quantification is susceptible to Byzantine failures. A minor subset of malicious clients can significantly compromise the practicality of coverage guarantees. To address this vulnerability, we introduce a novel framework Rob-FCP, which executes robust federated conformal prediction, effectively countering malicious clients capable of reporting arbitrary statistics with the conformal calibration process. We theoretically provide the conformal coverage bound of Rob-FCP in the Byzantine setting and show that the coverage of Rob-FCP is asymptotically close to the desired coverage level. We also propose a malicious client number estimator to tackle a more challenging setting where the number of malicious clients is unknown to the defender and theoretically shows its effectiveness. We empirically demonstrate the robustness of Rob-FCP against diverse proportions of malicious clients under a variety of Byzantine attacks on five standard benchmark and real-world healthcare datasets.


MARS: Benchmarking the Metaphysical Reasoning Abilities of Language Models with a Multi-task Evaluation Dataset

arXiv.org Artificial Intelligence

To enable Large Language Models (LLMs) to function as conscious agents with generalizable reasoning capabilities, it is crucial that they possess the reasoning ability to comprehend situational changes (transitions) in distribution triggered by environmental factors or actions from other agents. Despite its fundamental significance, this ability remains underexplored due to the complexity of modeling infinite possible changes in an event and their associated distributions, coupled with the lack of benchmark data with situational transitions. Addressing these gaps, we propose a novel formulation of reasoning with distributional changes as a three-step discriminative process, termed as MetAphysical ReaSoning. We then introduce the first-ever benchmark, MARS, comprising three tasks corresponding to each step. These tasks systematically assess LLMs' capabilities in reasoning the plausibility of (i) changes in actions, (ii) states caused by changed actions, and (iii) situational transitions driven by changes in action. Extensive evaluations with 20 (L)LMs of varying sizes and methods indicate that all three tasks in this process pose significant challenges, even for state-of-the-art LLMs and LMs after fine-tuning. Further analyses reveal potential causes for the underperformance of LLMs and demonstrate that pre-training them on large-scale conceptualization taxonomies can potentially enhance their metaphysical reasoning capabilities. Our data and models are publicly accessible at https://github.com/HKUST-KnowComp/MARS.


Graph Adversarial Diffusion Convolution

arXiv.org Artificial Intelligence

This paper introduces a min-max optimization formulation for the Graph Signal Denoising (GSD) problem. In this formulation, we first maximize the second term of GSD by introducing perturbations to the graph structure based on Laplacian distance and then minimize the overall loss of the GSD. By solving the min-max optimization problem, we derive a new variant of the Graph Diffusion Convolution (GDC) architecture, called Graph Adversarial Diffusion Convolution (GADC). GADC differs from GDC by incorporating an additional term that enhances robustness against adversarial attacks on the graph structure and noise in node features. Moreover, GADC improves the performance of GDC on heterophilic graphs. Extensive experiments demonstrate the effectiveness of GADC across various datasets. Code is available at https://github.com/SongtaoLiu0823/GADC.


Strengthening Network Intrusion Detection in IoT Environments with Self-Supervised Learning and Few Shot Learning

arXiv.org Artificial Intelligence

The Internet of Things (IoT) has been introduced as a breakthrough technology that integrates intelligence into everyday objects, enabling high levels of connectivity between them. As the IoT networks grow and expand, they become more susceptible to cybersecurity attacks. A significant challenge in current intrusion detection systems for IoT includes handling imbalanced datasets where labeled data are scarce, particularly for new and rare types of cyber attacks. Existing literature often fails to detect such underrepresented attack classes. This paper introduces a novel intrusion detection approach designed to address these challenges. By integrating Self Supervised Learning (SSL), Few Shot Learning (FSL), and Random Forest (RF), our approach excels in learning from limited and imbalanced data and enhancing detection capabilities. The approach starts with a Deep Infomax model trained to extract key features from the dataset. These features are then fed into a prototypical network to generate discriminate embedding. Subsequently, an RF classifier is employed to detect and classify potential malware, including a range of attacks that are frequently observed in IoT networks. The proposed approach was evaluated through two different datasets, MaleVis and WSN-DS, which demonstrate its superior performance with accuracies of 98.60% and 99.56%, precisions of 98.79% and 99.56%, recalls of 98.60% and 99.56%, and F1-scores of 98.63% and 99.56%, respectively.


Sequence Compression Speeds Up Credit Assignment in Reinforcement Learning

arXiv.org Artificial Intelligence

Temporal credit assignment in reinforcement learning is challenging due to delayed and stochastic outcomes. Monte Carlo targets can bridge long delays between action and consequence but lead to high-variance targets due to stochasticity. Temporal difference (TD) learning uses bootstrapping to overcome variance but introduces a bias that can only be corrected through many iterations. TD($\lambda$) provides a mechanism to navigate this bias-variance tradeoff smoothly. Appropriately selecting $\lambda$ can significantly improve performance. Here, we propose Chunked-TD, which uses predicted probabilities of transitions from a model for computing $\lambda$-return targets. Unlike other model-based solutions to credit assignment, Chunked-TD is less vulnerable to model inaccuracies. Our approach is motivated by the principle of history compression and 'chunks' trajectories for conventional TD learning. Chunking with learned world models compresses near-deterministic regions of the environment-policy interaction to speed up credit assignment while still bootstrapping when necessary. We propose algorithms that can be implemented online and show that they solve some problems much faster than conventional TD($\lambda$).


Reinforcement Tuning for Detecting Stances and Debunking Rumors Jointly with Large Language Models

arXiv.org Artificial Intelligence

Learning multi-task models for jointly detecting stance and verifying rumors poses challenges due to the need for training data of stance at post level and rumor veracity at claim level, which are difficult to obtain. To address this issue, we leverage large language models (LLMs) as the foundation annotators for the joint stance detection (SD) and rumor verification (RV) tasks, dubbed as JSDRV. We introduce a novel reinforcement tuning framework to enhance the joint predictive capabilities of LLM-based SD and RV components. Specifically, we devise a policy for selecting LLM-annotated data at the two levels, employing a hybrid reward mechanism to choose high-quality labels for effective LLM fine-tuning on both tasks. Results demonstrate that JSDRV improves the capabilities of LLMs in the joint tasks, not only outperforming state-of-the-art methods but also generalizing to non-LLMs accommodated as task models.


Advancing Generalized Transfer Attack with Initialization Derived Bilevel Optimization and Dynamic Sequence Truncation

arXiv.org Artificial Intelligence

Transfer attacks generate significant interest for real-world black-box applications by crafting transferable adversarial examples through surrogate models. Whereas, existing works essentially directly optimize the single-level objective w.r.t. the surrogate model, which always leads to poor interpretability of attack mechanism and limited generalization performance over unknown victim models. In this work, we propose the \textbf{B}il\textbf{E}vel \textbf{T}ransfer \textbf{A}ttac\textbf{K} (BETAK) framework by establishing an initialization derived bilevel optimization paradigm, which explicitly reformulates the nested constraint relationship between the Upper-Level (UL) pseudo-victim attacker and the Lower-Level (LL) surrogate attacker. Algorithmically, we introduce the Hyper Gradient Response (HGR) estimation as an effective feedback for the transferability over pseudo-victim attackers, and propose the Dynamic Sequence Truncation (DST) technique to dynamically adjust the back-propagation path for HGR and reduce computational overhead simultaneously. Meanwhile, we conduct detailed algorithmic analysis and provide convergence guarantee to support non-convexity of the LL surrogate attacker. Extensive evaluations demonstrate substantial improvement of BETAK (e.g., $\mathbf{53.41}$\% increase of attack success rates against IncRes-v$2_{ens}$) against different victims and defense methods in targeted and untargeted attack scenarios. The source code is available at https://github.com/callous-youth/BETAK.