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Guardrails for avoiding harmful medical product recommendations and off-label promotion in generative AI models

arXiv.org Artificial Intelligence

Generative AI (GenAI) models have demonstrated remarkable capabilities in a wide variety of medical tasks. However, as these models are trained using generalist datasets with very limited human oversight, they can learn uses of medical products that have not been adequately evaluated for safety and efficacy, nor approved by regulatory agencies. Given the scale at which GenAI may reach users, unvetted recommendations pose a public health risk. In this work, we propose an approach to identify potentially harmful product recommendations, and demonstrate it using a recent multimodal large language model.


Extracting thin film structures of energy materials using transformers

arXiv.org Artificial Intelligence

Neutron-Transformer Reflectometry and Advanced Computation Engine (N-TRACE ), a neural network model using transformer architecture, is introduced for neutron reflectometry data analysis. It offers fast, accurate initial parameter estimations and efficient refinements, improving efficiency and precision for real-time data analysis of lithium-mediated nitrogen reduction for electrochemical ammonia synthesis, with relevance to other chemical transformations and batteries. Despite limitations in generalizing across systems, it shows promises for the use of transformers as the basis for models that could replace trial-and-error approaches to modeling reflectometry data.


Ragnar\"ok: A Reusable RAG Framework and Baselines for TREC 2024 Retrieval-Augmented Generation Track

arXiv.org Artificial Intelligence

Did you try out the new Bing Search? Or maybe you fiddled around with Google AI~Overviews? These might sound familiar because the modern-day search stack has recently evolved to include retrieval-augmented generation (RAG) systems. They allow searching and incorporating real-time data into large language models (LLMs) to provide a well-informed, attributed, concise summary in contrast to the traditional search paradigm that relies on displaying a ranked list of documents. Therefore, given these recent advancements, it is crucial to have an arena to build, test, visualize, and systematically evaluate RAG-based search systems. With this in mind, we propose the TREC 2024 RAG Track to foster innovation in evaluating RAG systems. In our work, we lay out the steps we've made towards making this track a reality -- we describe the details of our reusable framework, Ragnar\"ok, explain the curation of the new MS MARCO V2.1 collection choice, release the development topics for the track, and standardize the I/O definitions which assist the end user. Next, using Ragnar\"ok, we identify and provide key industrial baselines such as OpenAI's GPT-4o or Cohere's Command R+. Further, we introduce a web-based user interface for an interactive arena allowing benchmarking pairwise RAG systems by crowdsourcing. We open-source our Ragnar\"ok framework and baselines to achieve a unified standard for future RAG systems.


Watermark Stealing in Large Language Models

arXiv.org Artificial Intelligence

LLM watermarking has attracted attention as a promising way to detect AI-generated content, with some works suggesting that current schemes may already be fit for deployment. In this work we dispute this claim, identifying watermark stealing (WS) as a fundamental vulnerability of these schemes. We show that querying the API of the watermarked LLM to approximately reverse-engineer a watermark enables practical spoofing attacks, as hypothesized in prior work, but also greatly boosts scrubbing attacks, which was previously unnoticed. We are the first to propose an automated WS algorithm and use it in the first comprehensive study of spoofing and scrubbing in realistic settings. We show that for under $50 an attacker can both spoof and scrub state-of-the-art schemes previously considered safe, with average success rate of over 80%. Our findings challenge common beliefs about LLM watermarking, stressing the need for more robust schemes. We make all our code and additional examples available at https://watermark-stealing.org.


Multi-Objective Global Path Planning for Lunar Exploration With a Quadruped Robot

arXiv.org Artificial Intelligence

In unstructured environments the best path is not always the shortest, but needs to consider various objectives like energy efficiency, risk of failure or scientific outcome. This paper proposes a global planner, based on the A* algorithm, capable of individually considering multiple layers of map data for different cost objectives. We introduce weights between the objectives, which can be adapted to achieve a variety of optimal paths. In order to find the best of these paths, a tool for statistical path analysis is presented. Our planner was tested on exemplary lunar topographies to propose two trajectories for exploring the Aristarchus Plateau. The optimized paths significantly reduce the risk of failure while yielding more scientific value compared to a manually planned paths in the same area. The planner and analysis tool are made open-source in order to simplify mission planning for planetary scientists.


Public Constitutional AI

arXiv.org Artificial Intelligence

We are increasingly subjected to the power of AI authorities. As AI decisions become inescapable, entering domains such as healthcare, education, and law, we must confront a vital question: how can we ensure AI systems have the legitimacy necessary for effective governance? This essay argues that to secure AI legitimacy, we need methods that engage the public in designing and constraining AI systems, ensuring these technologies reflect the community's shared values. Constitutional AI, proposed by Anthropic, represents a step towards this goal, offering a model for democratic control of AI. However, while Constitutional AI's commitment to hardcoding explicit principles into AI models enhances transparency and accountability, it falls short in two crucial aspects: addressing the opacity of individual AI decisions and fostering genuine democratic legitimacy. To overcome these limitations, this essay proposes "Public Constitutional AI." This approach envisions a participatory process where diverse stakeholders, including ordinary citizens, deliberate on the principles guiding AI development. The resulting "AI Constitution" would carry the legitimacy of popular authorship, grounding AI governance in the public will. Furthermore, the essay proposes "AI Courts" to develop "AI case law," providing concrete examples for operationalizing constitutional principles in AI training. This evolving combination of constitutional principles and case law aims to make AI governance more responsive to public values. By grounding AI governance in deliberative democratic processes, Public Constitutional AI offers a path to imbue automated authorities with genuine democratic legitimacy, addressing the unique challenges posed by increasingly powerful AI systems while ensuring their alignment with the public interest.


Robust Zero Trust Architecture: Joint Blockchain based Federated learning and Anomaly Detection based Framework

arXiv.org Artificial Intelligence

This paper introduces a robust zero-trust architecture (ZTA) tailored for the decentralized system that empowers efficient remote work and collaboration within IoT networks. Using blockchain-based federated learning principles, our proposed framework includes a robust aggregation mechanism designed to counteract malicious updates from compromised clients, enhancing the security of the global learning process. Moreover, secure and reliable trust computation is essential for remote work and collaboration. The robust ZTA framework integrates anomaly detection and trust computation, ensuring secure and reliable device collaboration in a decentralized fashion. We introduce an adaptive algorithm that dynamically adjusts to varying user contexts, using unsupervised clustering to detect novel anomalies, like zero-day attacks. To ensure a reliable and scalable trust computation, we develop an algorithm that dynamically adapts to varying user contexts by employing incremental anomaly detection and clustering techniques to identify and share local and global anomalies between nodes. Future directions include scalability improvements, Dirichlet process for advanced anomaly detection, privacy-preserving techniques, and the integration of post-quantum cryptographic methods to safeguard against emerging quantum threats.


BEEAR: Embedding-based Adversarial Removal of Safety Backdoors in Instruction-tuned Language Models

arXiv.org Artificial Intelligence

Safety backdoor attacks in large language models (LLMs) enable the stealthy triggering of unsafe behaviors while evading detection during normal interactions. The high dimensionality of potential triggers in the token space and the diverse range of malicious behaviors make this a critical challenge. We present BEEAR, a mitigation approach leveraging the insight that backdoor triggers induce relatively uniform drifts in the model's embedding space. Our bi-level optimization method identifies universal embedding perturbations that elicit unwanted behaviors and adjusts the model parameters to reinforce safe behaviors against these perturbations. Experiments show BEEAR reduces the success rate of RLHF time backdoor attacks from >95% to <1% and from 47% to 0% for instruction-tuning time backdoors targeting malicious code generation, without compromising model utility. Requiring only defender-defined safe and unwanted behaviors, BEEAR represents a step towards practical defenses against safety backdoors in LLMs, providing a foundation for further advancements in AI safety and security.


Tempora-Fusion: Time-Lock Puzzle with Efficient Verifiable Homomorphic Linear Combination

arXiv.org Artificial Intelligence

To securely transmit sensitive information into the future, Time-Lock Puzzles (TLPs) have been developed. Their applications include scheduled payments, timed commitments, e-voting, and sealed-bid auctions. Homomorphic TLP is a key variant of TLP that enables computation on puzzles from different clients. This allows a solver/server to tackle only a single puzzle encoding the computation's result. However, existing homomorphic TLPs lack support for verifying the correctness of the computation results. We address this limitation by introducing Tempora-Fusion, a TLP that allows a server to perform homomorphic linear combinations of puzzles from different clients while ensuring verification of computation correctness. This scheme avoids asymmetric-key cryptography for verification, thus paving the way for efficient implementations. We discuss our scheme's application in various domains, such as federated learning, scheduled payments in online banking, and e-voting.


Link Prediction with Untrained Message Passing Layers

arXiv.org Artificial Intelligence

Message passing neural networks (MPNNs) operate on graphs by exchanging information between neigbouring nodes. MPNNs have been successfully applied to various node-, edge-, and graph-level tasks in areas like molecular science, computer vision, natural language processing, and combinatorial optimization. However, most MPNNs require training on large amounts of labeled data, which can be costly and time-consuming. In this work, we explore the use of various untrained message passing layers in graph neural networks, i.e. variants of popular message passing architecture where we remove all trainable parameters that are used to transform node features in the message passing step. Focusing on link prediction, we find that untrained message passing layers can lead to competitive and even superior performance compared to fully trained MPNNs, especially in the presence of high-dimensional features. We provide a theoretical analysis of untrained message passing by relating the inner products of features implicitly produced by untrained message passing layers to path-based topological node similarity measures. As such, untrained message passing architectures can be viewed as a highly efficient and interpretable approach to link prediction.