Government
LexSumm and LexT5: Benchmarking and Modeling Legal Summarization Tasks in English
Santosh, T. Y. S. S., Weiss, Cornelius, Grabmair, Matthias
In the evolving NLP landscape, benchmarks serve as yardsticks for gauging progress. However, existing Legal NLP benchmarks only focus on predictive tasks, overlooking generative tasks. This work curates LexSumm, a benchmark designed for evaluating legal summarization tasks in English. It comprises eight English legal summarization datasets, from diverse jurisdictions, such as the US, UK, EU and India. Additionally, we release LexT5, legal oriented sequence-to-sequence model, addressing the limitation of the existing BERT-style encoder-only models in the legal domain. We assess its capabilities through zero-shot probing on LegalLAMA and fine-tuning on LexSumm. Our analysis reveals abstraction and faithfulness errors even in summaries generated by zero-shot LLMs, indicating opportunities for further improvements. LexSumm benchmark and LexT5 model are available at https://github.com/TUMLegalTech/LexSumm-LexT5.
Solving the Challenge Set without Solving the Task: On Winograd Schemas as a Test of Pronominal Coreference Resolution
Porada, Ian, Cheung, Jackie Chi Kit
Challenge sets such as the Winograd Schema Challenge (WSC) are used to benchmark systems' ability to resolve ambiguities in natural language. If one assumes as in existing work that solving a given challenge set is at least as difficult as solving some more general task, then high performance on the challenge set should indicate high performance on the general task overall. However, we show empirically that this assumption of difficulty does not always hold. In particular, we demonstrate that despite the strong performance of prompted language models (LMs) on the WSC and its variants, these same modeling techniques perform relatively poorly at resolving certain pronominal ambiguities attested in OntoNotes and related datasets that are perceived to be easier. Motivated by these findings, we propose a method for ensembling a prompted LM with a supervised, task-specific system that is overall more accurate at resolving pronominal coreference across datasets. Finally, we emphasize that datasets involving the same linguistic phenomenon draw on distinct, but overlapping, capabilities, and evaluating on any one dataset alone does not provide a complete picture of a system's overall capability.
Bayesian Sheaf Neural Networks
Gillespie, Patrick, Maroulas, Vasileios, Schizas, Ioannis
Equipping graph neural networks with a convolution operation defined in terms of a cellular sheaf offers advantages for learning expressive representations of heterophilic graph data. The most flexible approach to constructing the sheaf is to learn it as part of the network as a function of the node features. However, this leaves the network potentially overly sensitive to the learned sheaf. As a counter-measure, we propose a variational approach to learning cellular sheaves within sheaf neural networks, yielding an architecture we refer to as a Bayesian sheaf neural network. As part of this work, we define a novel family of reparameterizable probability distributions on the rotation group $SO(n)$ using the Cayley transform. We evaluate the Bayesian sheaf neural network on several graph datasets, and show that our Bayesian sheaf models outperform deterministic sheaf models when training data is limited, and are less sensitive to the choice of hyperparameters.
Two Heads Are Better Than One: A Multi-Agent System Has the Potential to Improve Scientific Idea Generation
Su, Haoyang, Chen, Renqi, Tang, Shixiang, Zheng, Xinzhe, Li, Jingzhe, Yin, Zhenfei, Ouyang, Wanli, Dong, Nanqing
The rapid advancement of scientific progress requires innovative tools that can accelerate discovery. While recent AI methods, particularly large language models (LLMs), have shown promise in tasks such as hypothesis generation and experimental design, they fall short in replicating the collaborative nature of real-world scientific practices, where diverse teams of experts work together to tackle complex problems. To address the limitation, we propose an LLM-based multi-agent system, i.e., Virtual Scientists (VirSci), designed to mimic the teamwork inherent in scientific research. VirSci organizes a team of agents to collaboratively generate, evaluate, and refine research ideas. Through comprehensive experiments, we demonstrate that this multi-agent approach outperforms the state-of-the-art method in producing novel and impactful scientific ideas, showing potential in aligning with key insights in the Science of Science field. Our findings suggest that integrating collaborative agents can lead to more innovative scientific outputs, offering a robust system for autonomous scientific discovery.
Fine-grained Attention I/O Complexity: Comprehensive Analysis for Backward Passes
Li, Xiaoyu, Liang, Yingyu, Shi, Zhenmei, Song, Zhao, Zhou, Yufa
Large Language Models (LLMs) have demonstrated remarkable capabilities in processing long-context information. However, the quadratic complexity of attention computation with respect to sequence length poses significant computational challenges, and I/O aware algorithms have been proposed. This paper presents a comprehensive analysis of the I/O complexity for attention mechanisms, focusing on backward passes by categorizing into small and large cache scenarios. Using the red-blue pebble game framework, we establish tight bounds on I/O complexity across all cache sizes. We confirm that the de facto standard I/O aware algorithm FlashAttention is optimal for both forward and backward passes for the large cache size scenario. For small cache sizes, we provide an algorithm that improves over existing methods and achieves the tight bounds. Additionally, we extend our analysis to sparse attention, a mainstream speeding-up approach, deriving fine-grained lower bounds for both forward and backward passes and both small and large caches. Our findings complete the theoretical foundation for I/O complexity in attention mechanisms, offering insights for designing efficient algorithms of LLM training and inference.
MoIN: Mixture of Introvert Experts to Upcycle an LLM
Tejankar, Ajinkya, Navaneet, KL, Panchal, Ujjawal, Pourahmadi, Kossar, Pirsiavash, Hamed
The goal of this paper is to improve (upcycle) an existing large language model without the prohibitive requirements of continued pre-training of the full-model. The idea is to split the pre-training data into semantically relevant groups and train an expert on each subset. An expert takes the form of a lightweight adapter added on the top of a frozen base model. During inference, an incoming query is first routed to the most relevant expert which is then loaded onto the base model for the forward pass. Unlike typical Mixture of Experts (MoE) models, the experts in our method do not work with other experts for a single query. Hence, we dub them "introvert" experts. Freezing the base model and keeping the experts as lightweight adapters allows extreme parallelism during training and inference. Training of all experts can be done in parallel without any communication channels between them. Similarly, the inference can also be heavily parallelized by distributing experts on different GPUs and routing each request to the GPU containing its relevant expert. We implement a proof-of-concept version of this method and show the validity of our approach.
Beyond Exact Match: Semantically Reassessing Event Extraction by Large Language Models
Lu, Yi-Fan, Mao, Xian-Ling, Lan, Tian, Xu, Chen, Huang, Heyan
Event extraction has gained extensive research attention due to its broad range of applications. However, the current mainstream evaluation method for event extraction relies on token-level exact match, which misjudges numerous semantic-level correct cases. This reliance leads to a significant discrepancy between the evaluated performance of models under exact match criteria and their real performance. To address this problem, we propose RAEE, an automatic evaluation framework that accurately assesses event extraction results at semantic-level instead of token-level. Specifically, RAEE leverages Large Language Models (LLMs) as automatic evaluation agents, incorporating chain-of-thought prompting and an adaptive mechanism to achieve interpretable and adaptive evaluations for precision and recall of triggers and arguments. Extensive experimental results demonstrate that: (1) RAEE achieves a very high correlation with the human average; (2) after reassessing 14 models, including advanced LLMs, on 10 datasets, there is a significant performance gap between exact match and RAEE. The exact match evaluation significantly underestimates the performance of existing event extraction models, particularly underestimating the capabilities of LLMs; (3) fine-grained analysis under RAEE evaluation reveals insightful phenomena worth further exploration. The evaluation toolkit of our proposed RAEE will be publicly released.
Topology Learning of unknown Networked Linear Dynamical System excited by Cyclostationary inputs
Doddi, Harish, Deka, Deepjyoti, Salapaka, Murti
Topology learning of networked dynamical systems is an important problem with implications to optimal control, decision-making over networks, cybersecurity and safety. The majority of prior work in consistent topology estimation relies on dynamical systems excited by temporally uncorrelated processes. In this article, we present a novel algorithm for guaranteed topology learning of networks that are excited by temporally (colored) cyclostationary processes, which encompasses a wide range of temporal correlation including wide-sense stationarity. Furthermore, unlike prior work, the framework applies to linear dynamic system with complex valued dependencies, and leverages group lasso regularization for effective learning of the network structure. In the second part of the article, we analyze conditions for consistent topology learning for bidirected tree networks when a subset of the network is unobserved. Here, the full topology along with unobserved nodes are recovered from observed node's time-series alone. Our theoretical contributions are validated on simulated data as well as on real-world climate data.
On Goodhart's law, with an application to value alignment
El-Mhamdi, El-Mahdi, Hoang, Lê-Nguyên
``When a measure becomes a target, it ceases to be a good measure'', this adage is known as {\it Goodhart's law}. In this paper, we investigate formally this law and prove that it critically depends on the tail distribution of the discrepancy between the true goal and the measure that is optimized. Discrepancies with long-tail distributions favor a Goodhart's law, that is, the optimization of the measure can have a counter-productive effect on the goal. We provide a formal setting to assess Goodhart's law by studying the asymptotic behavior of the correlation between the goal and the measure, as the measure is optimized. Moreover, we introduce a distinction between a {\it weak} Goodhart's law, when over-optimizing the metric is useless for the true goal, and a {\it strong} Goodhart's law, when over-optimizing the metric is harmful for the true goal. A distinction which we prove to depend on the tail distribution. We stress the implications of this result to large-scale decision making and policies that are (and have to be) based on metrics, and propose numerous research directions to better assess the safety of such policies in general, and to the particularly concerning case where these policies are automated with algorithms.
Minimax rates of convergence for nonparametric regression under adversarial attacks
Recent research shows the susceptibility of machine learning models to adversarial attacks, wherein minor but maliciously chosen perturbations of the input can significantly degrade model performance. In this paper, we theoretically analyse the limits of robustness against such adversarial attacks in a nonparametric regression setting, by examining the minimax rates of convergence in an adversarial sup-norm. Our work reveals that the minimax rate under adversarial attacks in the input is the same as sum of two terms: one represents the minimax rate in the standard setting without adversarial attacks, and the other reflects the maximum deviation of the true regression function value within the target function class when subjected to the input perturbations. The optimal rates under the adversarial setup can be achieved by a plug-in procedure constructed from a minimax optimal estimator in the corresponding standard setting. Two specific examples are given to illustrate the established minimax results.