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Leveraging Large Language Models to Democratize Access to Costly Financial Datasets for Academic Research

arXiv.org Artificial Intelligence

Unequal access to costly datasets essential for empirical research has long hindered researchers from disadvantaged institutions, limiting their ability to contribute to their fields and advance their careers. Recent breakthroughs in Large Language Models (LLMs) have the potential to democratize data access by automating data collection from unstructured sources. We develop and evaluate a novel methodology using GPT-4o-mini within a Retrieval-Augmented Generation (RAG) framework to collect data from corporate disclosures. Our approach achieves human-level accuracy in collecting CEO pay ratios from approximately 10,000 proxy statements and Critical Audit Matters (CAMs) from more than 12,000 10-K filings, with LLM processing times of 9 and 40 minutes respectively, each at a cost under $10. This stands in stark contrast to the hundreds of hours needed for manual collection or the thousands of dollars required for commercial database subscriptions. To foster a more inclusive research community by empowering researchers with limited resources to explore new avenues of inquiry, we share our methodology and the resulting datasets.


Explore Reinforced: Equilibrium Approximation with Reinforcement Learning

arXiv.org Artificial Intelligence

Current approximate Coarse Correlated Equilibria (CCE) algorithms struggle with equilibrium approximation for games in large stochastic environments but are theoretically guaranteed to converge to a strong solution concept. In contrast, modern Reinforcement Learning (RL) algorithms provide faster training yet yield weaker solutions. We introduce Exp3-IXrl - a blend of RL and game-theoretic approach, separating the RL agent's action selection from the equilibrium computation while preserving the integrity of the learning process. We demonstrate that our algorithm expands the application of equilibrium approximation algorithms to new environments. Specifically, we show the improved performance in a complex and adversarial cybersecurity network environment - the Cyber Operations Research Gym - and in the classical multi-armed bandit settings.


Towards Type Agnostic Cyber Defense Agents

arXiv.org Artificial Intelligence

With computing now ubiquitous across government, industry, and education, cybersecurity has become a critical component for every organization on the planet. Due to this ubiquity of computing, cyber threats have continued to grow year over year, leading to labor shortages and a skills gap in cybersecurity. As a result, many cybersecurity product vendors and security organizations have looked to artificial intelligence to shore up their defenses. This work considers how to characterize attackers and defenders in one approach to the automation of cyber defense -- the application of reinforcement learning. Specifically, we characterize the types of attackers and defenders in the sense of Bayesian games and, using reinforcement learning, derive empirical findings about how to best train agents that defend against multiple types of attackers.


Adversarial Attacks on Hyperbolic Networks

arXiv.org Artificial Intelligence

As hyperbolic deep learning grows in popularity, so does the need for adversarial robustness in the context of such a non-Euclidean geometry. To this end, this paper proposes hyperbolic alternatives to the commonly used FGM and PGD adversarial attacks. Through interpretable synthetic benchmarks and experiments on existing datasets, we show how the existing and newly proposed attacks differ. Moreover, we investigate the differences in adversarial robustness between Euclidean and fully hyperbolic networks. We find that these networks suffer from different types of vulnerabilities and that the newly proposed hyperbolic attacks cannot address these differences. Therefore, we conclude that the shifts in adversarial robustness are due to the models learning distinct patterns resulting from their different geometries.


TransFair: Transferring Fairness from Ocular Disease Classification to Progression Prediction

arXiv.org Artificial Intelligence

The use of artificial intelligence (AI) in automated disease classification significantly reduces healthcare costs and improves the accessibility of services. However, this transformation has given rise to concerns about the fairness of AI, which disproportionately affects certain groups, particularly patients from underprivileged populations. Recently, a number of methods and large-scale datasets have been proposed to address group performance disparities. Although these methods have shown effectiveness in disease classification tasks, they may fall short in ensuring fair prediction of disease progression, mainly because of limited longitudinal data with diverse demographics available for training a robust and equitable prediction model. In this paper, we introduce TransFair to enhance demographic fairness in progression prediction for ocular diseases. TransFair aims to transfer a fairness-enhanced disease classification model to the task of progression prediction with fairness preserved. Specifically, we train a fair EfficientNet, termed FairEN, equipped with a fairness-aware attention mechanism using extensive data for ocular disease classification. Subsequently, this fair classification model is adapted to a fair progression prediction model through knowledge distillation, which aims to minimize the latent feature distances between the classification and progression prediction models. We evaluate FairEN and TransFair for fairness-enhanced ocular disease classification and progression prediction using both two-dimensional (2D) and 3D retinal images. Extensive experiments and comparisons with models with and without considering fairness learning show that TransFair effectively enhances demographic equity in predicting ocular disease progression.


Truth or Mirage? Towards End-to-End Factuality Evaluation with LLM-Oasis

arXiv.org Artificial Intelligence

After the introduction of Large Language Models (LLMs), there have been substantial improvements in the performance of Natural Language Generation (NLG) tasks, including Text Summarization and Machine Translation. However, LLMs still produce outputs containing hallucinations, that is, content not grounded in factual information. Therefore, developing methods to assess the factuality of LLMs has become urgent. Indeed, resources for factuality evaluation have recently emerged. Although challenging, these resources face one or more of the following limitations: (i) they are tailored to a specific task or domain; (ii) they are limited in size, thereby preventing the training of new factuality evaluators; (iii) they are designed for simpler verification tasks, such as claim verification. To address these issues, we introduce LLM-Oasis, to the best of our knowledge the largest resource for training end-to-end factuality evaluators. LLM-Oasis is constructed by extracting claims from Wikipedia, falsifying a subset of these claims, and generating pairs of factual and unfactual texts. We then rely on human annotators to both validate the quality of our dataset and to create a gold standard test set for benchmarking factuality evaluation systems. Our experiments demonstrate that LLM-Oasis presents a significant challenge for state-of-the-art LLMs, with GPT-4o achieving up to 60% accuracy in our proposed end-to-end factuality evaluation task, highlighting its potential to drive future research in the field.


Scaling Speech-Text Pre-training with Synthetic Interleaved Data

arXiv.org Artificial Intelligence

Speech language models (SpeechLMs) accept speech input and produce speech output, allowing for more natural human-computer interaction compared to textbased large language models (LLMs). Traditional approaches for developing SpeechLMs are constrained by the limited availability of unsupervised speech data and parallel speech-text data, which are significantly less abundant than text pre-training data, thereby limiting their scalability as LLMs. We propose a novel approach to scaling speech-text pre-training by leveraging large-scale synthetic interleaved data derived from text corpora, eliminating the need for parallel speechtext datasets. Our method efficiently constructs speech-text interleaved data by sampling text spans from existing text corpora and synthesizing corresponding speech spans using a text-to-token model, bypassing the need to generate actual speech. We also employ a supervised speech tokenizer derived from an automatic speech recognition (ASR) model by incorporating a vector-quantized bottleneck into the encoder. Starting from a pre-trained language model and scaling our pre-training to 1 trillion tokens (with 600B synthetic interleaved speech-text data), we achieve state-of-the-art performance in speech language modeling and spoken question answering, improving performance on spoken questions tasks from the previous SOTA of 13% (Moshi) to 31%. We further demonstrate that by fine-tuning the pre-trained model with speech dialogue data, we can develop an end-to-end spoken chatbot that achieves competitive performance comparable to existing baselines in both conversational abilities and speech quality, even operating exclusively in the speech domain. All NLP tasks are generation tasks. Figure 1: (Left) The performance on Spoken QA continuously improves as the amount of synthetic interleaved data increases, significantly surpassing the previous SOTA (Moshi). Work was done when ML, LZ interned at Zhipu.AI. Large language models (LLMs) have significantly advanced natural language processing, demonstrating capabilities beyond traditional language tasks. Trained on vast internet corpora, they exhibit emergent abilities such as instruction following (Ouyang et al., 2022), logical reasoning (Wei et al., 2022), and tool utilization (Schick et al., 2023). These advancements have enabled applications like interactive chatbots and personalized digital assistants. However, an ideal AI assistant should not rely solely on text. Voice-based interaction offers a more natural and intuitive interface for human-AI interaction. Traditional voice-based systems combine Automatic Speech Recognition (ASR), LLMs, and Text-to-Speech (TTS) models in a cascading manner. This approach, however, suffers from information loss during ASR and TTS processes, limiting the ability to capture and express the rich nuances of speech.


A Multi-Agent Reinforcement Learning Testbed for Cognitive Radio Applications

arXiv.org Artificial Intelligence

Technological trends show that Radio Frequency Reinforcement Learning (RFRL) will play a prominent role in the wireless communication systems of the future. Applications of RFRL range from military communications jamming to enhancing WiFi networks. Before deploying algorithms for these purposes, they must be trained in a simulation environment to ensure adequate performance. For this reason, we previously created the RFRL Gym: a standardized, accessible tool for the development and testing of reinforcement learning (RL) algorithms in the wireless communications space. This environment leveraged the OpenAI Gym framework and featured customizable simulation scenarios within the RF spectrum. However, the RFRL Gym was limited to training a single RL agent per simulation; this is not ideal, as most real-world RF scenarios will contain multiple intelligent agents in cooperative, competitive, or mixed settings, which is a natural consequence of spectrum congestion. Therefore, through integration with Ray RLlib, multi-agent reinforcement learning (MARL) functionality for training and assessment has been added to the RFRL Gym, making it even more of a robust tool for RF spectrum simulation. This paper provides an overview of the updated RFRL Gym environment. In this work, the general framework of the tool is described relative to comparable existing resources, highlighting the significant additions and refactoring we have applied to the Gym. Afterward, results from testing various RF scenarios in the MARL environment and future additions are discussed.


Enriching Ontologies with Disjointness Axioms using Large Language Models

arXiv.org Artificial Intelligence

Ontologies often lack explicit disjointness declarations between classes, despite their usefulness for sophisticated reasoning and consistency checking in Knowledge Graphs. In this study, we explore the potential of Large Language Models (LLMs) to enrich ontologies by identifying and asserting class disjointness axioms. Our approach aims at leveraging the implicit knowledge embedded in LLMs, using prompt engineering to elicit this knowledge for classifying ontological disjointness. We validate our methodology on the DBpedia ontology, focusing on open-source LLMs. Our findings suggest that LLMs, when guided by effective prompt strategies, can reliably identify disjoint class relationships, thus streamlining the process of ontology completion without extensive manual input. For comprehensive disjointness enrichment, we propose a process that takes logical relationships between disjointness and subclass statements into account in order to maintain satisfiability and reduce the number of calls to the LLM. This work provides a foundation for future applications of LLMs in automated ontology enhancement and offers insights into optimizing LLM performance through strategic prompt design. Our code is publicly available on GitHub at https://github.com/n28div/llm-disjointness.


RaD: A Metric for Medical Image Distribution Comparison in Out-of-Domain Detection and Other Applications

arXiv.org Machine Learning

Determining whether two sets of images belong to the same or different domain is a crucial task in modern medical image analysis and deep learning, where domain shift is a common problem that commonly results in decreased model performance. This determination is also important to evaluate the output quality of generative models, e.g., image-to-image translation models used to mitigate domain shift. Current metrics for this either rely on the (potentially biased) choice of some downstream task such as segmentation, or adopt task-independent perceptual metrics (e.g., FID) from natural imaging which insufficiently capture anatomical consistency and realism in medical images. We introduce a new perceptual metric tailored for medical images: Radiomic Feature Distance (RaD), which utilizes standardized, clinically meaningful and interpretable image features. We show that RaD is superior to other metrics for out-of-domain (OOD) detection in a variety of experiments. Furthermore, RaD outperforms previous perceptual metrics (FID, KID, etc.) for image-to-image translation by correlating more strongly with downstream task performance as well as anatomical consistency and realism, and shows similar utility for evaluating unconditional image generation. RaD also offers additional benefits such as interpretability, as well as stability and computational efficiency at low sample sizes. Our results are supported by broad experiments spanning four multi-domain medical image datasets, nine downstream tasks, six image translation models, and other factors, highlighting the broad potential of RaD for medical image analysis.