Goto

Collaborating Authors

 Government


SafeRAG: Benchmarking Security in Retrieval-Augmented Generation of Large Language Model

arXiv.org Artificial Intelligence

The indexing-retrieval-generation paradigm of retrieval-augmented generation (RAG) has been highly successful in solving knowledge-intensive tasks by integrating external knowledge into large language models (LLMs). However, the incorporation of external and unverified knowledge increases the vulnerability of LLMs because attackers can perform attack tasks by manipulating knowledge. In this paper, we introduce a benchmark named SafeRAG designed to evaluate the RAG security. First, we classify attack tasks into silver noise, inter-context conflict, soft ad, and white Denial-of-Service. Next, we construct RAG security evaluation dataset (i.e., SafeRAG dataset) primarily manually for each task. We then utilize the SafeRAG dataset to simulate various attack scenarios that RAG may encounter. Experiments conducted on 14 representative RAG components demonstrate that RAG exhibits significant vulnerability to all attack tasks and even the most apparent attack task can easily bypass existing retrievers, filters, or advanced LLMs, resulting in the degradation of RAG service quality. Code is available at: https://github.com/IAAR-Shanghai/SafeRAG.


A sketch of an AI control safety case

arXiv.org Artificial Intelligence

As LLM agents gain a greater capacity to cause harm, AI developers might increasingly rely on control measures such as monitoring to justify that they are safe. We sketch how developers could construct a "control safety case", which is a structured argument that models are incapable of subverting control measures in order to cause unacceptable outcomes. As a case study, we sketch an argument that a hypothetical LLM agent deployed internally at an AI company won't exfiltrate sensitive information. The sketch relies on evidence from a "control evaluation,"' where a red team deliberately designs models to exfiltrate data in a proxy for the deployment environment. The safety case then hinges on several claims: (1) the red team adequately elicits model capabilities to exfiltrate data, (2) control measures remain at least as effective in deployment, and (3) developers conservatively extrapolate model performance to predict the probability of data exfiltration in deployment. This safety case sketch is a step toward more concrete arguments that can be used to show that a dangerously capable LLM agent is safe to deploy.


The Right to AI

arXiv.org Artificial Intelligence

This paper proposes a Right to AI, which asserts that individuals and communities should meaningfully participate in the development and governance of the AI systems that shape their lives. Motivated by the increasing deployment of AI in critical domains and inspired by Henri Lefebvre's concept of the Right to the City, we reconceptualize AI as a societal infrastructure, rather than merely a product of expert design. In this paper, we critically evaluate how generative agents, large-scale data extraction, and diverse cultural values bring new complexities to AI oversight. The paper proposes that grassroots participatory methodologies can mitigate biased outcomes and enhance social responsiveness. It asserts that data is socially produced and should be managed and owned collectively. Drawing on Sherry Arnstein's Ladder of Citizen Participation and analyzing nine case studies, the paper develops a four-tier model for the Right to AI that situates the current paradigm and envisions an aspirational future. It proposes recommendations for inclusive data ownership, transparent design processes, and stakeholder-driven oversight. We also discuss market-led and state-centric alternatives and argue that participatory approaches offer a better balance between technical efficiency and democratic legitimacy.


MultiChallenge: A Realistic Multi-Turn Conversation Evaluation Benchmark Challenging to Frontier LLMs

arXiv.org Artificial Intelligence

We present MultiChallenge, a pioneering benchmark evaluating large language models (LLMs) on conducting multi-turn conversations with human users, a crucial yet underexamined capability for their applications. MultiChallenge identifies four categories of challenges in multi-turn conversations that are not only common and realistic among current human-LLM interactions, but are also challenging to all current frontier LLMs. All 4 challenges require accurate instruction-following, context allocation, and in-context reasoning at the same time. We also develop LLM as judge with instance-level rubrics to facilitate an automatic evaluation method with fair agreement with experienced human raters. Despite achieving near-perfect scores on existing multi-turn evaluation benchmarks, all frontier models have less than 50% accuracy on MultiChallenge, with the top-performing Claude 3.5 Sonnet (June 2024) achieving just a 41.4% average accuracy.


UA-1 PH2 DECISIVE Testing Handbook: Test Methods and Benchmarking Performance Results for sUAS in Dense Urban Environments

arXiv.org Artificial Intelligence

This report outlines all test methods and reviews all results derived from performance benchmarking of small unmanned aerial systems (sUAS) in dense urban environments conducted during Phase 2 of the Development and Execution of Comprehensive and Integrated Systematic Intelligent Vehicle Evaluations (DECISIVE) project by the University of Massachusetts Lowell (HEROES Project UA-1). Using 9 of the developed test methods, over 100 tests were conducted to benchmark the performance of 8 sUAS platforms: Cleo Robotics Dronut X1P (P = prototype), FLIR Black Hornet 3 PRS, Flyability Elios 2 GOV, Lumenier Nighthawk V3, Parrot ANAFI USA GOV, Skydio X2D, Teal Golden Eagle, and Vantage Robotics Vesper.


Tailored Truths: Optimizing LLM Persuasion with Personalization and Fabricated Statistics

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are becoming increasingly persuasive, demonstrating the ability to personalize arguments in conversation with humans by leveraging their personal data. This may have serious impacts on the scale and effectiveness of disinformation campaigns. We studied the persuasiveness of LLMs in a debate setting by having humans $(n=33)$ engage with LLM-generated arguments intended to change the human's opinion. We quantified the LLM's effect by measuring human agreement with the debate's hypothesis pre- and post-debate and analyzing both the magnitude of opinion change, as well as the likelihood of an update in the LLM's direction. We compare persuasiveness across established persuasion strategies, including personalized arguments informed by user demographics and personality, appeal to fabricated statistics, and a mixed strategy utilizing both personalized arguments and fabricated statistics. We found that static arguments generated by humans and GPT-4o-mini have comparable persuasive power. However, the LLM outperformed static human-written arguments when leveraging the mixed strategy in an interactive debate setting. This approach had a $\mathbf{51\%}$ chance of persuading participants to modify their initial position, compared to $\mathbf{32\%}$ for the static human-written arguments. Our results highlight the concerning potential for LLMs to enable inexpensive and persuasive large-scale disinformation campaigns.


LLMs Provide Unstable Answers to Legal Questions

arXiv.org Artificial Intelligence

An LLM is stable if it reaches the same conclusion when asked the identical question multiple times. We find leading LLMs like gpt-4o, claude-3.5, and gemini-1.5 are unstable when providing answers to hard legal questions, even when made as deterministic as possible by setting temperature to 0. We curate and release a novel dataset of 500 legal questions distilled from real cases, involving two parties, with facts, competing legal arguments, and the question of which party should prevail. When provided the exact same question, we observe that LLMs sometimes say one party should win, while other times saying the other party should win. This instability has implications for the increasing numbers of legal AI products, legal processes, and lawyers relying on these LLMs.


On Rollouts in Model-Based Reinforcement Learning

arXiv.org Artificial Intelligence

Model-based reinforcement learning (MBRL) seeks to enhance data efficiency by learning a model of the environment and generating synthetic rollouts from it. However, accumulated model errors during these rollouts can distort the data distribution, negatively impacting policy learning and hindering long-term planning. Thus, the accumulation of model errors is a key bottleneck in current MBRL methods. We propose Infoprop, a model-based rollout mechanism that separates aleatoric from epistemic model uncertainty and reduces the influence of the latter on the data distribution. Further, Infoprop keeps track of accumulated model errors along a model rollout and provides termination criteria to limit data corruption. We demonstrate the capabilities of Infoprop in the Infoprop-Dyna algorithm, reporting state-of-the-art performance in Dyna-style MBRL on common MuJoCo benchmark tasks while substantially increasing rollout length and data quality. Reinforcement learning (RL) has emerged as a powerful framework for solving complex decisionmaking tasks like racing Vasco et al. (2024); Kaufmann et al. (2023) and gameplay OpenAI et al. (2019); Bi & D'Andrea (2024).


Geospatial distributions reflect rates of evolution of features of language

arXiv.org Artificial Intelligence

Quantifying the speed of linguistic change is challenging due to the fact that the historical evolution of languages is sparsely documented. Consequently, traditional methods rely on phylogenetic reconstruction. In this paper, we propose a model-based approach to the problem through the analysis of language change as a stochastic process combining vertical descent, spatial interactions, and mutations in both dimensions. A notion of linguistic temperature emerges naturally from this analysis as a dimensionless measure of the propensity of a linguistic feature to undergo change. We demonstrate how temperatures of linguistic features can be inferred from their present-day geospatial distributions, without recourse to information about their phylogenies. Thus the evolutionary dynamics of language, operating across thousands of years, leaves a measurable geospatial signature. This signature licenses inferences about the historical evolution of languages even in the absence of longitudinal data.


Few Edges Are Enough: Few-Shot Network Attack Detection with Graph Neural Networks

arXiv.org Artificial Intelligence

Detecting cyberattacks using Graph Neural Networks (GNNs) has seen promising results recently. Most of the state-of-the-art models that leverage these techniques require labeled examples, hard to obtain in many real-world scenarios. To address this issue, unsupervised learning and Self-Supervised Learning (SSL) have emerged as interesting approaches to reduce the dependency on labeled data. Nonetheless, these methods tend to yield more anomalous detection algorithms rather than effective attack detection systems. This paper introduces Few Edges Are Enough (FEAE), a GNN-based architecture trained with SSL and Few-Shot Learning (FSL) to better distinguish between false positive anomalies and actual attacks. To maximize the potential of few-shot examples, our model employs a hybrid self-supervised objective that combines the advantages of contrastive-based and reconstruction-based SSL. By leveraging only a minimal number of labeled attack events, represented as attack edges, FEAE achieves competitive performance on two well-known network datasets compared to both supervised and unsupervised methods. Remarkably, our experimental results unveil that employing only 1 malicious event for each attack type in the dataset is sufficient to achieve substantial improvements. FEAE not only outperforms self-supervised GNN baselines but also surpasses some supervised approaches on one of the datasets.