Government
Understanding and Tackling Label Errors in Individual-Level Nature Language Understanding
Xiao, Yunpeng, Zhao, Youpeng, Shu, Kai
Natural language understanding (NLU) is a task that enables machines to understand human language. Some tasks, such as stance detection and sentiment analysis, are closely related to individual subjective perspectives, thus termed individual-level NLU. Previously, these tasks are often simplified to text-level NLU tasks, ignoring individual factors. This not only makes inference difficult and unexplainable but often results in a large number of label errors when creating datasets. To address the above limitations, we propose a new NLU annotation guideline based on individual-level factors. Specifically, we incorporate other posts by the same individual and then annotate individual subjective perspectives after considering all individual posts. We use this guideline to expand and re-annotate the stance detection and topic-based sentiment analysis datasets. We find that error rates in the samples were as high as 31.7\% and 23.3\%. We further use large language models to conduct experiments on the re-annotation datasets and find that the large language models perform well on both datasets after adding individual factors. Both GPT-4o and Llama3-70B can achieve an accuracy greater than 87\% on the re-annotation datasets. We also verify the effectiveness of individual factors through ablation studies. We call on future researchers to add individual factors when creating such datasets. Our re-annotation dataset can be found at https://github.com/24yearsoldstudent/Individual-NLU
Multiple Distribution Shift -- Aerial (MDS-A): A Dataset for Test-Time Error Detection and Model Adaptation
Ngu, Noel, Taparia, Aditya, Simari, Gerardo I., Leiva, Mario, Corcoran, Jack, Senanayake, Ransalu, Shakarian, Paulo, Bastian, Nathaniel D.
Machine learning models assume that training and test samples are drawn from the same distribution. As such, significant differences between training and test distributions often lead to degradations in performance. We introduce Multiple Distribution Shift -- Aerial (MDS-A) -- a collection of inter-related datasets of the same aerial domain that are perturbed in different ways to better characterize the effects of out-of-distribution performance. Specifically, MDS-A is a set of simulated aerial datasets collected under different weather conditions. We include six datasets under different simulated weather conditions along with six baseline object-detection models, as well as several test datasets that are a mix of weather conditions that we show have significant differences from the training data. In this paper, we present characterizations of MDS-A, provide performance results for the baseline machine learning models (on both their specific training datasets and the test data), as well as results of the baselines after employing recent knowledge-engineering error-detection techniques (EDR) thought to improve out-of-distribution performance. The dataset is available at https://lab-v2.github.io/mdsa-dataset-website.
BeforeIT.jl: High-Performance Agent-Based Macroeconomics Made Easy
Glielmo, Aldo, Devetak, Mitja, Meligrana, Adriano, Poledna, Sebastian
BeforeIT is an open-source software for building and simulating state-of-the-art macroeconomic agent-based models (macro ABMs) based on the recently introduced macro ABM developed in [1] and here referred to as the base model. Written in Julia, it combines extraordinary computational efficiency with user-friendliness and extensibility. We present the main structure of the software, demonstrate its ease of use with illustrative examples, and benchmark its performance. Our benchmarks show that the base model built with BeforeIT is orders of magnitude faster than a Matlab version, and significantly faster than Matlab-generated C code. BeforeIT is designed to facilitate reproducibility, extensibility, and experimentation. As the first open-source, industry-grade software to build macro ABMs of the type of the base model, BeforeIT can significantly foster collaboration and innovation in the field of agent-based macroeconomic modelling. The package, along with its documentation, is freely available at https://github.com/bancaditalia/BeforeIT.jl under the AGPL-3.0.
HumT DumT: Measuring and controlling human-like language in LLMs
Cheng, Myra, Yu, Sunny, Jurafsky, Dan
Should LLMs generate language that makes them seem human? Human-like language might improve user experience, but might also lead to overreliance and stereotyping. Assessing these potential impacts requires a systematic way to measure human-like tone in LLM outputs. We introduce HumT and SocioT, metrics for human-like tone and other dimensions of social perceptions in text data based on relative probabilities from an LLM. By measuring HumT across preference and usage datasets, we find that users prefer less human-like outputs from LLMs. HumT also offers insights into the impacts of anthropomorphism: human-like LLM outputs are highly correlated with warmth, social closeness, femininity, and low status, which are closely linked to the aforementioned harms. We introduce DumT, a method using HumT to systematically control and reduce the degree of human-like tone while preserving model performance. DumT offers a practical approach for mitigating risks associated with anthropomorphic language generation.
Task Shift: From Classification to Regression in Overparameterized Linear Models
LaBonte, Tyler, Lai, Kuo-Wei, Muthukumar, Vidya
Modern machine learning methods have recently demonstrated remarkable capability to generalize under task shift, where latent knowledge is transferred to a different, often more difficult, task under a similar data distribution. We investigate this phenomenon in an overparameterized linear regression setting where the task shifts from classification during training to regression during evaluation. In the zero-shot case, wherein no regression data is available, we prove that task shift is impossible in both sparse signal and random signal models for any Gaussian covariate distribution. In the few-shot case, wherein limited regression data is available, we propose a simple postprocessing algorithm which asymptotically recovers the ground-truth predictor. Our analysis leverages a fine-grained characterization of individual parameters arising from minimum-norm interpolation which may be of independent interest. Our results show that while minimum-norm interpolators for classification cannot transfer to regression a priori, they experience surprisingly structured attenuation which enables successful task shift with limited additional data.
Development of Application-Specific Large Language Models to Facilitate Research Ethics Review
Mann, Sebastian Porsdam, Jiehao, Joel Seah, Latham, Stephen R., Savulescu, Julian, Aboy, Mateo, Earp, Brian D.
Institutional review boards (IRBs) play a crucial role in ensuring the ethical conduct of human subjects research, but face challenges including inconsistency, delays, and inefficiencies. We propose the development and implementation of application-specific large language models (LLMs) to facilitate IRB review processes. These IRB-specific LLMs would be fine-tuned on IRB-specific literature and institutional datasets, and equipped with retrieval capabilities to access up-to-date, context-relevant information. We outline potential applications, including pre-review screening, preliminary analysis, consistency checking, and decision support. While addressing concerns about accuracy, context sensitivity, and human oversight, we acknowledge remaining challenges such as over-reliance on AI and the need for transparency. By enhancing the efficiency and quality of ethical review while maintaining human judgment in critical decisions, IRB-specific LLMs offer a promising tool to improve research oversight. We call for pilot studies to evaluate the feasibility and impact of this approach.
LLMs are Vulnerable to Malicious Prompts Disguised as Scientific Language
Ge, Yubin, Kirtane, Neeraja, Peng, Hao, Hakkani-Tรผr, Dilek
As large language models (LLMs) have been deployed in various real-world settings, concerns about the harm they may propagate have grown. Various jailbreaking techniques have been developed to expose the vulnerabilities of these models and improve their safety. This work reveals that many state-of-the-art LLMs are vulnerable to malicious requests hidden behind scientific language. Specifically, our experiments with GPT4o, GPT4o-mini, GPT-4, LLama3-405B-Instruct, Llama3-70B-Instruct, Cohere, Gemini models demonstrate that, the models' biases and toxicity substantially increase when prompted with requests that deliberately misinterpret social science and psychological studies as evidence supporting the benefits of stereotypical biases. Alarmingly, these models can also be manipulated to generate fabricated scientific arguments claiming that biases are beneficial, which can be used by ill-intended actors to systematically jailbreak these strong LLMs. Our analysis studies various factors that contribute to the models' vulnerabilities to malicious requests in academic language. Mentioning author names and venues enhances the persuasiveness of models, and the bias scores increase as dialogues progress. Our findings call for a more careful investigation on the use of scientific data for training LLMs.
FRAME: Boosting LLMs with A Four-Quadrant Multi-Stage Pretraining Strategy
Zhang, Xuemiao, Duan, Feiyu, Xu, Liangyu, Zhou, Yongwei, Wang, Sirui, Weng, Rongxiang, Wang, Jingang, Cai, Xunliang
Large language models (LLMs) have significantly advanced human language understanding and generation, with pretraining data quality and organization being crucial to their performance. Multi-stage pretraining is a promising approach, but existing methods often lack quantitative criteria for data partitioning and instead rely on intuitive heuristics. In this paper, we propose the novel Four-quadRAnt Multi-stage prEtraining strategy (FRAME), guided by the established principle of organizing the pretraining process into four stages to achieve significant loss reductions four times. This principle is grounded in two key findings: first, training on high Perplexity (PPL) data followed by low PPL data, and second, training on low PPL difference (PD) data followed by high PD data, both causing the loss to drop significantly twice and performance enhancements. By partitioning data into four quadrants and strategically organizing them, FRAME achieves a remarkable 16.8% average improvement over random across MMLU and CMMLU for the 3B model, effectively boosting LLM performance.
A Frontier AI Risk Management Framework: Bridging the Gap Between Current AI Practices and Established Risk Management
Campos, Simeon, Papadatos, Henry, Roger, Fabien, Touzet, Chloรฉ, Murray, Malcolm, Quarks, Otter
The recent development of powerful AI systems has highlighted the need for robust risk management frameworks in the AI industry. Although companies have begun to implement safety frameworks, current approaches often lack the systematic rigor found in other high-risk industries. This paper presents a comprehensive risk management framework for the development of frontier AI that bridges this gap by integrating established risk management principles with emerging AI-specific practices. The framework consists of four key components: (1) risk identification (through literature review, open-ended red-teaming, and risk modeling), (2) risk analysis and evaluation using quantitative metrics and clearly defined thresholds, (3) risk treatment through mitigation measures such as containment, deployment controls, and assurance processes, and (4) risk governance establishing clear organizational structures and accountability. Drawing from best practices in mature industries such as aviation or nuclear power, while accounting for AI's unique challenges, this framework provides AI developers with actionable guidelines for implementing robust risk management. The paper details how each component should be implemented throughout the life-cycle of the AI system - from planning through deployment - and emphasizes the importance and feasibility of conducting risk management work prior to the final training run to minimize the burden associated with it.
Truth Knows No Language: Evaluating Truthfulness Beyond English
Figueras, Blanca Calvo, Sagarzazu, Eneko, Etxaniz, Julen, Barnes, Jeremy, Gamallo, Pablo, Flores, Iria De Dios, Agerri, Rodrigo
We introduce a professionally translated extension of the TruthfulQA benchmark designed to evaluate truthfulness in Basque, Catalan, Galician, and Spanish. Truthfulness evaluations of large language models (LLMs) have primarily been conducted in English. However, the ability of LLMs to maintain truthfulness across languages remains under-explored. Our study evaluates 12 state-of-the-art open LLMs, comparing base and instruction-tuned models using human evaluation, multiple-choice metrics, and LLM-as-a-Judge scoring. Our findings reveal that, while LLMs perform best in English and worst in Basque (the lowest-resourced language), overall truthfulness discrepancies across languages are smaller than anticipated. Furthermore, we show that LLM-as-a-Judge correlates more closely with human judgments than multiple-choice metrics, and that informativeness plays a critical role in truthfulness assessment. Our results also indicate that machine translation provides a viable approach for extending truthfulness benchmarks to additional languages, offering a scalable alternative to professional translation. Finally, we observe that universal knowledge questions are better handled across languages than context- and time-dependent ones, highlighting the need for truthfulness evaluations that account for cultural and temporal variability. Dataset and code are publicly available under open licenses.