This paper introduces the TAI Scan Tool, a RAG-based TAI self-assessment tool with minimalistic input. The current version of the tool supports the legal TAI assessment, with a particular emphasis on facilitating compliance with the AI Act. It involves a two-step approach with a pre-screening and an assessment phase. The assessment output of the system includes insight regarding the risk-level of the AI system according to the AI Act, while at the same time retrieving relevant articles to aid with compliance and notify on their obligations. Our qualitative evaluation using use-case scenarios yields promising results, correctly predicting risk levels while retrieving relevant articles across three distinct semantic groups. Furthermore, interpretation of results shows that the tool's reasoning relies on comparison with the setting of high-risk systems, a behaviour attributed to their deployment requiring careful consideration, and therefore frequently presented within the AI Act.

Rebus puzzles, visual riddles that encode language through imagery, spatial arrangement, and symbolic substitution, pose a unique challenge to current vision-language models (VLMs). Unlike traditional image captioning or question answering tasks, rebus solving requires multi-modal abstraction, symbolic reasoning, and a grasp of cultural, phonetic and linguistic puns. In this paper, we investigate the capacity of contemporary VLMs to interpret and solve rebus puzzles by constructing a hand-generated and annotated benchmark of diverse English-language rebus puzzles, ranging from simple pictographic substitutions to spatially-dependent cues ("head" over "heels"). We analyze how different VLMs perform, and our findings reveal that while VLMs exhibit some surprising capabilities in decoding simple visual clues, they struggle significantly with tasks requiring abstract reasoning, lateral thinking, and understanding visual metaphors.

Large language models (LLMs) have been used in many application domains, including cyber security. The application of LLMs in the cyber security domain presents significant opportunities, such as for enhancing threat analysis and malware detection, but it can also introduce critical risks and safety concerns, including potential personal data leakage and automated generation of new malware. Building on recent findings that fine-tuning LLMs with pseudo-malicious cyber security data significantly compromises their safety, this paper presents a comprehensive validation and extension of these safety risks using a different evaluation framework. We employ the garak red teaming framework with the OWASP Top 10 for LLM Applications to assess four open-source LLMs: Mistral 7B, Llama 3 8B, Gemma 2 9B, and DeepSeek R1 8B. Our evaluation confirms and extends previous findings, showing that fine-tuning reduces safety resilience across all tested LLMs (e.g., the failure rate of Mistral 7B against prompt injection increases from 9.1% to 68.7%). We further propose and evaluate a novel safety alignment approach that carefully rewords instruction-response pairs to include explicit safety precautions and ethical considerations. This work validates previous safety concerns through independent evaluation and introduces new methods for mitigating these risks, contributing towards the development of secure, trustworthy, and ethically aligned LLMs. This approach demonstrates that it is possible to maintain or even improve model safety while preserving technical utility, offering a practical path towards developing safer fine-tuning methodologies.

Federated Learning (FL) enables decentralized training of machine learning models on distributed data while preserving privacy. However, in real-world FL settings, client data is often non-identically distributed and imbalanced, resulting in statistical data heterogeneity which impacts the generalization capabilities of the server's model across clients, slows convergence and reduces performance. In this paper, we address this challenge by proposing first a characterization of statistical data heterogeneity by means of 6 metrics of global and client attribute imbalance, class imbalance, and spurious correlations. Next, we create and share 7 computer vision datasets for binary and multiclass image classification tasks in Federated Learning that cover a broad range of statistical data heterogeneity and hence simulate real-world situations. Finally, we propose FEDDIVERSE, a novel client selection algorithm in FL which is designed to manage and leverage data heterogeneity across clients by promoting collaboration between clients with complementary data distributions. Experiments on the seven proposed FL datasets demonstrate FEDDIVERSE's effectiveness in enhancing the performance and robustness of a variety of FL methods while having low communication and computational overhead.

To address these critical shortcomings, we introduce NIRV ANA, a novel pruning method explicitly designed to balance immediate zero-shot accuracy preservation with robust fine-tuning capability. Transformer-based (V aswani et al., 2017) large language models (LLMs) have revolutionized natural To alleviate this critical bottleneck, model compression techniques--particularly pruning (LeCun et al., 1989)--emerge as an essential strategy, aiming to create lighter, more accessible models These two can also be applied for semi-structured pruning. This oversight often results in suboptimal pruning choices, impairing model performance. To address these critical gaps, we introduce NIRV ANA (NTK-InfoRmed adaptiVe neuron & AttentioN heAd pruning), a novel structured pruning method that tightly integrates pruning decisions with model fine-tuning dynamics through the lens of the Neural Tangent Kernel (NTK) (Jacot et al., 2018). An adaptive sparsity allocation strategy that dynamically adjusts pruning ratios across layers and modules, explicitly addressing overlooked disparities in existing pruning methodologies. Recent unstructured pruning methods, such as SparseGPT (Frantar and Alistarh, 2023) and Wanda (Sun et al., 2023), prune individual weights Semi-structured methods address this by imposing fixed patterns (e.g., 2:4 sparsity (Fang et al., 2024; Zheng et al., 2024)), yet still struggle to support efficient training and require specialized hardware. ShortGPT (Men et al., 2024) introduce global or layer-wise pruning strategies, yet do not explicitly SliceGPT (Ashkboos et al., 2024) applies PCA-based transformations per block, but remains highly sensitive to calibration data, reflecting a broader Table 4. Since most of the current LLMs are based on SwiGLU Shazeer (2020) structure, we focus Neural Tangent Kernel (NTK) (Jacot et al., 2018) provides a kernel-based framework for analyzing See the details of the derivation in Section A.6 3.2 P Consequently, popular practices include fixing the weights (i.e., setting In Llama3's implementation, which employs Grouped Query Attention (GQA), multiple query heads share Without loss of generality, our analysis can be extended to the vector-output case.

Many incarcerated individuals face significant and complex challenges, including mental illness, substance dependence, and homelessness, yet jails and prisons are often poorly equipped to address these needs. With little support from the existing criminal justice system, these needs can remain untreated and worsen, often leading to further offenses and a cycle of incarceration with adverse outcomes both for the individual and for public safety, with particularly large impacts on communities of color that continue to widen the already extensive racial disparities in criminal justice outcomes. Responding to these failures, a growing number of criminal justice stakeholders are seeking to break this cycle through innovative approaches such as community-driven and alternative approaches to policing, mentoring, community building, restorative justice, pretrial diversion, holistic defense, and social service connections. Here we report on a collaboration between Johnson County, Kansas, and Carnegie Mellon University to perform targeted, proactive mental health outreach in an effort to reduce reincarceration rates. This paper describes the data used, our predictive modeling approach and results, as well as the design and analysis of a field trial conducted to confirm our model's predictive power, evaluate the impact of this targeted outreach, and understand at what level of reincarceration risk outreach might be most effective. Through this trial, we find that our model is highly predictive of new jail bookings, with more than half of individuals in the trial's highest-risk group returning to jail in the following year. Outreach was most effective among these highest-risk individuals, with impacts on mental health utilization, EMS dispatches, and criminal justice involvement.

Autonomous aircraft must safely operate in untowered airspace, where coordination relies on voice-based communication among human pilots. Safe operation requires an aircraft to predict the intent, and corresponding goal location, of other aircraft. This paper introduces a multimodal framework for aircraft goal prediction that integrates natural language understanding with spatial reasoning to improve autonomous decision-making in such environments. We leverage automatic speech recognition and large language models to transcribe and interpret pilot radio calls, identify aircraft, and extract discrete intent labels. These intent labels are fused with observed trajectories to condition a temporal convolutional network and Gaussian mixture model for probabilistic goal prediction. Our method significantly reduces goal prediction error compared to baselines that rely solely on motion history, demonstrating that language-conditioned prediction increases prediction accuracy. Experiments on a real-world dataset from an untowered airport validate the approach and highlight its potential to enable socially aware, language-conditioned robotic motion planning.

Variational quantum circuits (VQCs) are central to quantum machine learning, while recent progress in Kolmogorov-Arnold networks (KANs) highlights the power of learnable activation functions. We unify these directions by introducing quantum variational activation functions (QVAFs), realized through single-qubit data re-uploading circuits called DatA Re-Uploading ActivatioNs (DARUANs). We show that DARUAN with trainable weights in data pre-processing possesses an exponentially growing frequency spectrum with data repetitions, enabling an exponential reduction in parameter size compared with Fourier-based activations without loss of expressivity. Embedding DARUAN into KANs yields quantum-inspired KANs (QKANs), which retain the interpretability of KANs while improving their parameter efficiency, expressivity, and generalization. We further introduce two novel techniques to enhance scalability, feasibility and computational efficiency, such as layer extension and hybrid QKANs (HQKANs) as drop-in replacements of multi-layer perceptrons (MLPs) for feed-forward networks in large-scale models. We provide theoretical analysis and extensive experiments on function regression, image classification, and autoregressive generative language modeling, demonstrating the efficiency and scalability of QKANs. DARUANs and QKANs offer a promising direction for advancing quantum machine learning on both noisy intermediate-scale quantum (NISQ) hardware and classical quantum simulators.

Institute of Mathematics and Statistics, Federal University of Rio Grande do Sul (UFRGS), Av. Center for Coastal and Oceanic Geology Studies (CECO), Federal University of Rio Grande do Sul (UFRGS), Av. Abstract The forecast of wave variables are important for several applications that depend on a better description of the ocean state. Due to the chaotic behaviour of the differential equations which model this problem, a well know strategy to overcome the difficulties is basically to run several simulations, by for instance, varying the initial condition, and averaging the result of each of these, creating an ensemble. Moreover, in the last few years, considering the amount of available data and the computational power increase, machine learning algorithms have been applied as surrogate to traditional numerical models, yielding comparative or better results. In this work, we present a methodology to create an ensemble of different artificial neural networks architectures, namely, MLP, RNN, LSTM, CNN and a hybrid CNN-LSTM, which aims to predict significant wave height on six different locations in the Brazilian coast. The networks are trained using NOAA's numerical reforecast data and target the residual between observational data and the numerical model output. A new strategy to create the training and target datasets is demonstrated. Introduction Numerical simulations of both weather and ocean parameters rely on the evolution of nonlinear dynamical systems that have a high sensitivity on initial conditions. Considering that errors in the observations and analysis are present, and therefore in the initial conditions, the concept of a unique deterministic solution of the governing equations becomes fragile [1, 2].

Dialects represent a significant component of human culture and are found across all regions of the world. In Germany, more than 40% of the population speaks a regional dialect (Adler and Hansen, 2022). However, despite cultural importance, individuals speaking dialects often face negative societal stereotypes. We examine whether such stereotypes are mirrored by large language models (LLMs). We draw on the sociolinguistic literature on dialect perception to analyze traits commonly associated with dialect speakers. Based on these traits, we assess the dialect naming bias and dialect usage bias expressed by LLMs in two tasks: an association task and a decision task. To assess a model's dialect usage bias, we construct a novel evaluation corpus that pairs sentences from seven regional German dialects (e.g., Alemannic and Bavarian) with their standard German counterparts. We find that: (1) in the association task, all evaluated LLMs exhibit significant dialect naming and dialect usage bias against German dialect speakers, reflected in negative adjective associations; (2) all models reproduce these dialect naming and dialect usage biases in their decision making; and (3) contrary to prior work showing minimal bias with explicit demographic mentions, we find that explicitly labeling linguistic demographics--German dialect speakers--amplifies bias more than implicit cues like dialect usage.