Overview
Survey on AI Ethics: A Socio-technical Perspective
Mbiazi, Dave, Bhange, Meghana, Babaei, Maryam, Sheth, Ivaxi, Kenfack, Patrik Joslin
The past decade has observed a great advancement in AI with deep learning-based models being deployed in diverse scenarios including safety-critical applications. As these AI systems become deeply embedded in our societal infrastructure, the repercussions of their decisions and actions have significant consequences, making the ethical implications of AI deployment highly relevant and important. The ethical concerns associated with AI are multifaceted, including challenging issues of fairness, privacy and data protection, responsibility and accountability, safety and robustness, transparency and explainability, and environmental impact. These principles together form the foundations of ethical AI considerations that concern every stakeholder in the AI system lifecycle. In light of the present ethical and future x-risk concerns, governments have shown increasing interest in establishing guidelines for the ethical deployment of AI. This work unifies the current and future ethical concerns of deploying AI into society. While we acknowledge and appreciate the technical surveys for each of the ethical principles concerned, in this paper, we aim to provide a comprehensive overview that not only addresses each principle from a technical point of view but also discusses them from a social perspective.
Explainability for Large Language Models: A Survey
Zhao, Haiyan, Chen, Hanjie, Yang, Fan, Liu, Ninghao, Deng, Huiqi, Cai, Hengyi, Wang, Shuaiqiang, Yin, Dawei, Du, Mengnan
Large language models (LLMs) have demonstrated impressive capabilities in natural language processing. However, their internal mechanisms are still unclear and this lack of transparency poses unwanted risks for downstream applications. Therefore, understanding and explaining these models is crucial for elucidating their behaviors, limitations, and social impacts. In this paper, we introduce a taxonomy of explainability techniques and provide a structured overview of methods for explaining Transformer-based language models. We categorize techniques based on the training paradigms of LLMs: traditional fine-tuning-based paradigm and prompting-based paradigm. For each paradigm, we summarize the goals and dominant approaches for generating local explanations of individual predictions and global explanations of overall model knowledge. We also discuss metrics for evaluating generated explanations, and discuss how explanations can be leveraged to debug models and improve performance. Lastly, we examine key challenges and emerging opportunities for explanation techniques in the era of LLMs in comparison to conventional machine learning models.
Prompting in Autoregressive Large Language Models
Autoregressive Large Language Models have transformed the landscape of Natural Language Processing. Pre-train and prompt paradigm has replaced the conventional approach of pre-training and fine-tuning for many downstream NLP tasks. This shift has been possible largely due to LLMs and innovative prompting techniques. LLMs have shown great promise for a variety of downstream tasks owing to their vast parameters and huge datasets that they are pre-trained on. However, in order to fully realize their potential, their outputs must be guided towards the desired outcomes. Prompting, in which a specific input or instruction is provided to guide the LLMs toward the intended output, has become a tool for achieving this goal. In this paper, we discuss the various prompting techniques that have been applied to fully harness the power of LLMs. We present a taxonomy of existing literature on prompting techniques and provide a concise survey based on this taxonomy. Further, we identify some open problems in the realm of prompting in autoregressive LLMs which could serve as a direction for future research.
De-identification of clinical free text using natural language processing: A systematic review of current approaches
Kovačević, Aleksandar, Bašaragin, Bojana, Milošević, Nikola, Nenadić, Goran
Background: Electronic health records (EHRs) are a valuable resource for data-driven medical research. However, the presence of protected health information (PHI) makes EHRs unsuitable to be shared for research purposes. De-identification, i.e. the process of removing PHI is a critical step in making EHR data accessible. Natural language processing has repeatedly demonstrated its feasibility in automating the de-identification process. Objectives: Our study aims to provide systematic evidence on how the de-identification of clinical free text has evolved in the last thirteen years, and to report on the performances and limitations of the current state-of-the-art systems. In addition, we aim to identify challenges and potential research opportunities in this field. Methods: A systematic search in PubMed, Web of Science and the DBLP was conducted for studies published between January 2010 and February 2023. Titles and abstracts were examined to identify the relevant studies. Selected studies were then analysed in-depth, and information was collected on de-identification methodologies, data sources, and measured performance. Results: A total of 2125 publications were identified for the title and abstract screening. 69 studies were found to be relevant. Machine learning (37 studies) and hybrid (26 studies) approaches are predominant, while six studies relied only on rules. Majority of the approaches were trained and evaluated on public corpora. The 2014 i2b2/UTHealth corpus is the most frequently used (36 studies), followed by the 2006 i2b2 (18 studies) and 2016 CEGS N-GRID (10 studies) corpora.
Deep Regularized Compound Gaussian Network for Solving Linear Inverse Problems
Lyons, Carter, Raj, Raghu G., Cheney, Margaret
Incorporating prior information into inverse problems, e.g. via maximum-a-posteriori estimation, is an important technique for facilitating robust inverse problem solutions. In this paper, we devise two novel approaches for linear inverse problems that permit problem-specific statistical prior selections within the compound Gaussian (CG) class of distributions. The CG class subsumes many commonly used priors in signal and image reconstruction methods including those of sparsity-based approaches. The first method developed is an iterative algorithm, called generalized compound Gaussian least squares (G-CG-LS), that minimizes a regularized least squares objective function where the regularization enforces a CG prior. G-CG-LS is then unrolled, or unfolded, to furnish our second method, which is a novel deep regularized (DR) neural network, called DR-CG-Net, that learns the prior information. A detailed computational theory on convergence properties of G-CG-LS and thorough numerical experiments for DR-CG-Net are provided. Due to the comprehensive nature of the CG prior, these experiments show that our unrolled DR-CG-Net outperforms competitive prior art methods in tomographic imaging and compressive sensing, especially in challenging low-training scenarios.
(Ir)rationality in AI: State of the Art, Research Challenges and Open Questions
Macmillan-Scott, Olivia, Musolesi, Mirco
The concept of rationality is central to the field of artificial intelligence. Whether we are seeking to simulate human reasoning, or the goal is to achieve bounded optimality, we generally seek to make artificial agents as rational as possible. Despite the centrality of the concept within AI, there is no unified definition of what constitutes a rational agent. This article provides a survey of rationality and irrationality in artificial intelligence, and sets out the open questions in this area. The understanding of rationality in other fields has influenced its conception within artificial intelligence, in particular work in economics, philosophy and psychology. Focusing on the behaviour of artificial agents, we consider irrational behaviours that can prove to be optimal in certain scenarios. Some methods have been developed to deal with irrational agents, both in terms of identification and interaction, however work in this area remains limited. Methods that have up to now been developed for other purposes, namely adversarial scenarios, may be adapted to suit interactions with artificial agents. We further discuss the interplay between human and artificial agents, and the role that rationality plays within this interaction; many questions remain in this area, relating to potentially irrational behaviour of both humans and artificial agents.
A knowledge-driven AutoML architecture
Cofaru, Corneliu, Loeckx, Johan
Automated machine learning (AutoML) gathered a significant amount of attention in recent years as a way of automating some of the typical workflows in machine learning (ML) and data science more broadly. For a comprehensive and systematic view on the subject, there is an already growing number of survey works that cover the state-of-the-art Hutter et al. (2019); Yao et al. (2018); Elshawi et al. (2019); Zöller and Huber (2021); Truong et al. (2019); He et al. (2021); Hospedales et al. (2020); Vanschoren (2018Santu"); Karmaker Santu"Santu". Currently, it is becoming apparent that the size of the potential problem space, required solution sophistication, transparency and legal constraints Roscher et al. (2020); Drozdal et al. (2020); Rudin et al. (2021); Veale and Borgesius (2021); Smuha et al. (2021) render AutoML a problem extremely difficult to define and solve either holistically or agnostically.
Graph-based Molecular Representation Learning
Guo, Zhichun, Guo, Kehan, Nan, Bozhao, Tian, Yijun, Iyer, Roshni G., Ma, Yihong, Wiest, Olaf, Zhang, Xiangliang, Wang, Wei, Zhang, Chuxu, Chawla, Nitesh V.
Molecular representation learning (MRL) is a key step to build the connection between machine learning and chemical science. In particular, it encodes molecules as numerical vectors preserving the molecular structures and features, on top of which the downstream tasks (e.g., property prediction) can be performed. Recently, MRL has achieved considerable progress, especially in methods based on deep molecular graph learning. In this survey, we systematically review these graph-based molecular representation techniques, especially the methods incorporating chemical domain knowledge. Specifically, we first introduce the features of 2D and 3D molecular graphs. Then we summarize and categorize MRL methods into three groups based on their input. Furthermore, we discuss some typical chemical applications supported by MRL. To facilitate studies in this fast-developing area, we also list the benchmarks and commonly used datasets in the paper. Finally, we share our thoughts on future research directions.
End-to-end Reinforcement Learning for Time-Optimal Quadcopter Flight
Ferede, Robin, De Wagter, Christophe, Izzo, Dario, de Croon, Guido C. H. E.
Aggressive time-optimal control of quadcopters poses a significant challenge in the field of robotics. The state-of-the-art approach leverages reinforcement learning (RL) to train optimal neural policies. However, a critical hurdle is the sim-to-real gap, often addressed by employing a robust inner loop controller -an abstraction that, in theory, constrains the optimality of the trained controller, necessitating margins to counter potential disturbances. In contrast, our novel approach introduces high-speed quadcopter control using end-to-end RL (E2E) that gives direct motor commands. To bridge the reality gap, we incorporate a learned residual model and an adaptive method that can compensate for modeling errors in thrust and moments. We compare our E2E approach against a state-of-the-art network that commands thrust and body rates to an INDI inner loop controller, both in simulated and real-world flight. E2E showcases a significant 1.39-second advantage in simulation and a 0.17-second edge in real-world testing, highlighting end-to-end reinforcement learning's potential. The performance drop observed from simulation to reality shows potential for further improvement, including refining strategies to address the reality gap or exploring offline reinforcement learning with real flight data.
Edge AI for Internet of Energy: Challenges and Perspectives
Himeur, Yassine, Sayed, Aya Nabil, Alsalemi, Abdullah, Bensaali, Faycal, Amira, Abbes
The digital landscape of the Internet of Energy (IoE) is on the brink of a revolutionary transformation with the integration of edge Artificial Intelligence (AI). This comprehensive review elucidates the promise and potential that edge AI holds for reshaping the IoE ecosystem. Commencing with a meticulously curated research methodology, the article delves into the myriad of edge AI techniques specifically tailored for IoE. The myriad benefits, spanning from reduced latency and real-time analytics to the pivotal aspects of information security, scalability, and cost-efficiency, underscore the indispensability of edge AI in modern IoE frameworks. As the narrative progresses, readers are acquainted with pragmatic applications and techniques, highlighting on-device computation, secure private inference methods, and the avant-garde paradigms of AI training on the edge. A critical analysis follows, offering a deep dive into the present challenges including security concerns, computational hurdles, and standardization issues. However, as the horizon of technology ever expands, the review culminates in a forward-looking perspective, envisaging the future symbiosis of 5G networks, federated edge AI, deep reinforcement learning, and more, painting a vibrant panorama of what the future beholds. For anyone vested in the domains of IoE and AI, this review offers both a foundation and a visionary lens, bridging the present realities with future possibilities.