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STEAM & MoSAFE: SOTIF Error-and-Failure Model & Analysis for AI-Enabled Driving Automation

arXiv.org Artificial Intelligence

Driving Automation Systems (DAS) are subject to complex road environments and vehicle behaviors and increasingly rely on sophisticated sensors and Artificial Intelligence (AI). These properties give rise to unique safety faults stemming from specification insufficiencies and technological performance limitations, where sensors and AI introduce errors that vary in magnitude and temporal patterns, posing potential safety risks. The Safety of the Intended Functionality (SOTIF) standard emerges as a promising framework for addressing these concerns, focusing on scenario-based analysis to identify hazardous behaviors and their causes. Although the current standard provides a basic cause-and-effect model and high-level process guidance, it lacks concepts required to identify and evaluate hazardous errors, especially within the context of AI. This paper introduces two key contributions to bridge this gap. First, it defines the SOTIF Temporal Error and Failure Model (STEAM) as a refinement of the SOTIF cause-and-effect model, offering a comprehensive system-design perspective. STEAM refines error definitions, introduces error sequences, and classifies them as error sequence patterns, providing particular relevance to systems employing advanced sensors and AI. Second, this paper proposes the Model-based SOTIF Analysis of Failures and Errors (MoSAFE) method, which allows instantiating STEAM based on system-design models by deriving hazardous error sequence patterns at module level from hazardous behaviors at vehicle level via weakest precondition reasoning. Finally, the paper presents a case study centered on an automated speed-control feature, illustrating the practical applicability of the refined model and the MoSAFE method in addressing complex safety challenges in DAS.


Federated Multi-Objective Learning

arXiv.org Artificial Intelligence

In recent years, multi-objective optimization (MOO) emerges as a foundational problem underpinning many multi-agent multi-task learning applications. However, existing algorithms in MOO literature remain limited to centralized learning settings, which do not satisfy the distributed nature and data privacy needs of such multi-agent multi-task learning applications. This motivates us to propose a new federated multi-objective learning (FMOL) framework with multiple clients distributively and collaboratively solving an MOO problem while keeping their training data private. Notably, our FMOL framework allows a different set of objective functions across different clients to support a wide range of applications, which advances and generalizes the MOO formulation to the federated learning paradigm for the first time. For this FMOL framework, we propose two new federated multi-objective optimization (FMOO) algorithms called federated multi-gradient descent averaging (FMGDA) and federated stochastic multi-gradient descent averaging (FSMGDA). Both algorithms allow local updates to significantly reduce communication costs, while achieving the {\em same} convergence rates as those of their algorithmic counterparts in the single-objective federated learning. Our extensive experiments also corroborate the efficacy of our proposed FMOO algorithms.


Fairness under Covariate Shift: Improving Fairness-Accuracy tradeoff with few Unlabeled Test Samples

arXiv.org Artificial Intelligence

Covariate shift in the test data is a common practical phenomena that can significantly downgrade both the accuracy and the fairness performance of the model. Ensuring fairness across different sensitive groups under covariate shift is of paramount importance due to societal implications like criminal justice. We operate in the unsupervised regime where only a small set of unlabeled test samples along with a labeled training set is available. Towards improving fairness under this highly challenging yet realistic scenario, we make three contributions. First is a novel composite weighted entropy based objective for prediction accuracy which is optimized along with a representation matching loss for fairness. We experimentally verify that optimizing with our loss formulation outperforms a number of state-of-the-art baselines in the pareto sense with respect to the fairness-accuracy tradeoff on several standard datasets. Our second contribution is a new setting we term Asymmetric Covariate Shift that, to the best of our knowledge, has not been studied before. Asymmetric covariate shift occurs when distribution of covariates of one group shifts significantly compared to the other groups and this happens when a dominant group is over-represented. While this setting is extremely challenging for current baselines, We show that our proposed method significantly outperforms them. Our third contribution is theoretical, where we show that our weighted entropy term along with prediction loss on the training set approximates test loss under covariate shift. Empirically and through formal sample complexity bounds, we show that this approximation to the unseen test loss does not depend on importance sampling variance which affects many other baselines.


Deep Learning-Based Knowledge Injection for Metaphor Detection: A Comprehensive Review

arXiv.org Artificial Intelligence

Metaphor as an advanced cognitive modality works by extracting familiar concepts in the target domain in order to understand vague and abstract concepts in the source domain. This helps humans to quickly understand and master new domains and thus adapt to changing environments. With the continuous development of metaphor research in the natural language community, many studies using knowledge-assisted models to detect textual metaphors have emerged in recent years. Compared to not using knowledge, systems that introduce various kinds of knowledge achieve greater performance gains and reach SOTA in a recent study. Based on this, the goal of this paper is to provide a comprehensive review of research advances in the application of deep learning for knowledge injection in metaphor detection tasks. We will first systematically summarize and generalize the mainstream knowledge and knowledge injection principles. Then, the datasets, evaluation metrics, and benchmark models used in metaphor detection tasks are examined. Finally, we explore the current issues facing knowledge injection methods and provide an outlook on future research directions.


LEXTREME: A Multi-Lingual and Multi-Task Benchmark for the Legal Domain

arXiv.org Artificial Intelligence

Lately, propelled by the phenomenal advances around the transformer architecture, the legal NLP field has enjoyed spectacular growth. To measure progress, well curated and challenging benchmarks are crucial. However, most benchmarks are English only and in legal NLP specifically there is no multilingual benchmark available yet. Additionally, many benchmarks are saturated, with the best models clearly outperforming the best humans and achieving near perfect scores. We survey the legal NLP literature and select 11 datasets covering 24 languages, creating LEXTREME. To provide a fair comparison, we propose two aggregate scores, one based on the datasets and one on the languages. The best baseline (XLM-R large) achieves both a dataset aggregate score a language aggregate score of 61.3. This indicates that LEXTREME is still very challenging and leaves ample room for improvement. To make it easy for researchers and practitioners to use, we release LEXTREME on huggingface together with all the code required to evaluate models and a public Weights and Biases project with all the runs.


Molecule Generation for Drug Design: a Graph Learning Perspective

arXiv.org Artificial Intelligence

Machine learning, particularly graph learning, is gaining increasing recognition for its transformative impact across various fields. One such promising application is in the realm of molecule design and discovery, notably within the pharmaceutical industry. Our survey offers a comprehensive overview of state-of-the-art methods in molecule design, particularly focusing on \emph{de novo} drug design, which incorporates (deep) graph learning techniques. We categorize these methods into three distinct groups: \emph{i)} \emph{all-at-once}, \emph{ii)} \emph{fragment-based}, and \emph{iii)} \emph{node-by-node}. Additionally, we introduce some key public datasets and outline the commonly used evaluation metrics for both the generation and optimization of molecules. In the end, we discuss the existing challenges in this field and suggest potential directions for future research.


Privacy-Preserving in Blockchain-based Federated Learning Systems

arXiv.org Artificial Intelligence

Federated Learning (FL) has recently arisen as a revolutionary approach to collaborative training Machine Learning models. According to this novel framework, multiple participants train a global model collaboratively, coordinating with a central aggregator without sharing their local data. As FL gains popularity in diverse domains, security, and privacy concerns arise due to the distributed nature of this solution. Therefore, integrating this strategy with Blockchain technology has been consolidated as a preferred choice to ensure the privacy and security of participants. This paper explores the research efforts carried out by the scientific community to define privacy solutions in scenarios adopting Blockchain-Enabled FL. It comprehensively summarizes the background related to FL and Blockchain, evaluates existing architectures for their integration, and the primary attacks and possible countermeasures to guarantee privacy in this setting. Finally, it reviews the main application scenarios where Blockchain-Enabled FL approaches have been proficiently applied. This survey can help academia and industry practitioners understand which theories and techniques exist to improve the performance of FL through Blockchain to preserve privacy and which are the main challenges and future directions in this novel and still under-explored context. We believe this work provides a novel contribution respect to the previous surveys and is a valuable tool to explore the current landscape, understand perspectives, and pave the way for advancements or improvements in this amalgamation of Blockchain and Federated Learning.


Quadrotor Stabilization with Safety Guarantees: A Universal Formula Approach

arXiv.org Artificial Intelligence

Safe stabilization is a significant challenge for quadrotors, which involves reaching a goal position while avoiding obstacles. Most of the existing solutions for this problem rely on optimization-based methods, demanding substantial onboard computational resources. This paper introduces a novel approach to address this issue and provides a solution that offers fast computational capabilities tailored for onboard execution. Drawing inspiration from Sontag's universal formula, we propose an analytical control strategy that incorporates the conditions of control Lyapunov functions (CLFs) and control barrier functions (CBFs), effectively avoiding the need for solving optimization problems onboard. Moreover, we extend our approach by incorporating the concepts of input-to-state stability (ISS) and input-to-state safety (ISSf), enhancing the universal formula's capacity to effectively manage disturbances. Furthermore, we present a projection-based approach to ensure that the universal formula remains effective even when faced with control input constraints. The basic idea of this approach is to project the control input derived from the universal formula onto the closest point within the control input domain. Through comprehensive simulations and experimental results, we validate the efficacy and highlight the advantages of our methodology.


Computational Argumentation-based Chatbots: a Survey

arXiv.org Artificial Intelligence

Chatbots are conversational software applications designed to interact dialectically with users for a plethora of different purposes. Surprisingly, these colloquial agents have only recently been coupled with computational models of arguments (i.e. computational argumentation), whose aim is to formalise, in a machine-readable format, the ordinary exchange of information that characterises human communications. Chatbots may employ argumentation with different degrees and in a variety of manners. The present survey sifts through the literature to review papers concerning this kind of argumentation-based bot, drawing conclusions about the benefits and drawbacks that this approach entails in comparison with standard chatbots, while also envisaging possible future development and integration with the Transformer-based architecture and state-of-the-art Large Language models.


Exploring Large Language Model based Intelligent Agents: Definitions, Methods, and Prospects

arXiv.org Artificial Intelligence

Intelligent agents stand out as a potential path toward artificial general intelligence (AGI). Thus, researchers have dedicated significant effort to diverse implementations for them. Benefiting from recent progress in large language models (LLMs), LLM-based agents that use universal natural language as an interface exhibit robust generalization capabilities across various applications -- from serving as autonomous general-purpose task assistants to applications in coding, social, and economic domains, LLM-based agents offer extensive exploration opportunities. This paper surveys current research to provide an in-depth overview of LLM-based intelligent agents within single-agent and multi-agent systems. It covers their definitions, research frameworks, and foundational components such as their composition, cognitive and planning methods, tool utilization, and responses to environmental feedback. We also delve into the mechanisms of deploying LLM-based agents in multi-agent systems, including multi-role collaboration, message passing, and strategies to alleviate communication issues between agents. The discussions also shed light on popular datasets and application scenarios. We conclude by envisioning prospects for LLM-based agents, considering the evolving landscape of AI and natural language processing.