Overview
Stackelberg Games with $k$-Submodular Function under Distributional Risk-Receptiveness and Robustness
Park, Seonghun, Bansal, Manish
We study submodular optimization in adversarial context, applicable to machine learning problems such as feature selection using data susceptible to uncertainties and attacks. We focus on Stackelberg games between an attacker (or interdictor) and a defender where the attacker aims to minimize the defender's objective of maximizing a $k$-submodular function. We allow uncertainties arising from the success of attacks and inherent data noise, and address challenges due to incomplete knowledge of the probability distribution of random parameters. Specifically, we introduce Distributionally Risk-Averse $k$-Submodular Interdiction Problem (DRA $k$-SIP) and Distributionally Risk-Receptive $k$-Submodular Interdiction Problem (DRR $k$-SIP) along with finitely convergent exact algorithms for solving them. The DRA $k$-SIP solution allows risk-averse interdictor to develop robust strategies for real-world uncertainties. Conversely, DRR $k$-SIP solution suggests aggressive tactics for attackers, willing to embrace (distributional) risk to inflict maximum damage, identifying critical vulnerable components, which can be used for the defender's defensive strategies. The optimal values derived from both DRA $k$-SIP and DRR $k$-SIP offer a confidence interval-like range for the expected value of the defender's objective function, capturing distributional ambiguity. We conduct computational experiments using instances of feature selection and sensor placement problems, and Wisconsin breast cancer data and synthetic data, respectively.
A Multimodal Foundation Agent for Financial Trading: Tool-Augmented, Diversified, and Generalist
Zhang, Wentao, Zhao, Lingxuan, Xia, Haochong, Sun, Shuo, Sun, Jiaze, Qin, Molei, Li, Xinyi, Zhao, Yuqing, Zhao, Yilei, Cai, Xinyu, Zheng, Longtao, Wang, Xinrun, An, Bo
Financial trading is a crucial component of the markets, informed by a multimodal information landscape encompassing news, prices, and Kline charts, and encompasses diverse tasks such as quantitative trading and high-frequency trading with various assets. While advanced AI techniques like deep learning and reinforcement learning are extensively utilized in finance, their application in financial trading tasks often faces challenges due to inadequate handling of multimodal data and limited generalizability across various tasks. To address these challenges, we present FinAgent, a multimodal foundational agent with tool augmentation for financial trading. FinAgent's market intelligence module processes a diverse range of data-numerical, textual, and visual-to accurately analyze the financial market. Its unique dual-level reflection module not only enables rapid adaptation to market dynamics but also incorporates a diversified memory retrieval system, enhancing the agent's ability to learn from historical data and improve decision-making processes. The agent's emphasis on reasoning for actions fosters trust in its financial decisions. Moreover, FinAgent integrates established trading strategies and expert insights, ensuring that its trading approaches are both data-driven and rooted in sound financial principles. With comprehensive experiments on 6 financial datasets, including stocks and Crypto, FinAgent significantly outperforms 9 state-of-the-art baselines in terms of 6 financial metrics with over 36% average improvement on profit. Specifically, a 92.27% return (a 84.39% relative improvement) is achieved on one dataset. Notably, FinAgent is the first advanced multimodal foundation agent designed for financial trading tasks.
From Efficient Multimodal Models to World Models: A Survey
Mai, Xinji, Tao, Zeng, Lin, Junxiong, Wang, Haoran, Chang, Yang, Kang, Yanlan, Wang, Yan, Zhang, Wenqiang
Multimodal Large Models (MLMs) are becoming a significant research focus, combining powerful large language models with multimodal learning to perform complex tasks across different data modalities. This review explores the latest developments and challenges in MLMs, emphasizing their potential in achieving artificial general intelligence and as a pathway to world models. We provide an overview of key techniques such as Multimodal Chain of Thought (M-COT), Multimodal Instruction Tuning (M-IT), and Multimodal In-Context Learning (M-ICL). Additionally, we discuss both the fundamental and specific technologies of multimodal models, highlighting their applications, input/output modalities, and design characteristics. Despite significant advancements, the development of a unified multimodal model remains elusive. We discuss the integration of 3D generation and embodied intelligence to enhance world simulation capabilities and propose incorporating external rule systems for improved reasoning and decision-making. Finally, we outline future research directions to address these challenges and advance the field.
LlamaFactory: Unified Efficient Fine-Tuning of 100+ Language Models
Zheng, Yaowei, Zhang, Richong, Zhang, Junhao, Ye, Yanhan, Luo, Zheyan, Feng, Zhangchi, Ma, Yongqiang
Large language models (LLMs) (Zhao et al., 2023) We minimize the dependencies of these modules present remarkable reasoning capabilities and empower on specific models and datasets, allowing the framework a wide range of applications, such as question to flexibly scale to hundreds of models and answering (Jiang et al., 2023b), machine translation datasets. Concretely, we first establish a model registry (Wang et al., 2023c; Jiao et al., 2023a), and where the Model Loader can precisely attach information extraction (Jiao et al., 2023b). Subsequently, adapters to the pre-trained models by identifying a substantial number of LLMs are developed exact layers. Then we develop a data description and accessible through open-source communities.
A Survey on Failure Analysis and Fault Injection in AI Systems
Yu, Guangba, Tan, Gou, Huang, Haojia, Zhang, Zhenyu, Chen, Pengfei, Natella, Roberto, Zheng, Zibin
The rapid advancement of Artificial Intelligence (AI) has led to its integration into various areas, especially with Large Language Models (LLMs) significantly enhancing capabilities in Artificial Intelligence Generated Content (AIGC). However, the complexity of AI systems has also exposed their vulnerabilities, necessitating robust methods for failure analysis (FA) and fault injection (FI) to ensure resilience and reliability. Despite the importance of these techniques, there lacks a comprehensive review of FA and FI methodologies in AI systems. This study fills this gap by presenting a detailed survey of existing FA and FI approaches across six layers of AI systems. We systematically analyze 160 papers and repositories to answer three research questions including (1) what are the prevalent failures in AI systems, (2) what types of faults can current FI tools simulate, (3) what gaps exist between the simulated faults and real-world failures. Our findings reveal a taxonomy of AI system failures, assess the capabilities of existing FI tools, and highlight discrepancies between real-world and simulated failures. Moreover, this survey contributes to the field by providing a framework for fault diagnosis, evaluating the state-of-the-art in FI, and identifying areas for improvement in FI techniques to enhance the resilience of AI systems.
A Survey on Data Quality Dimensions and Tools for Machine Learning
Zhou, Yuhan, Tu, Fengjiao, Sha, Kewei, Ding, Junhua, Chen, Haihua
Machine learning (ML) technologies have become substantial in practically all aspects of our society, and data quality (DQ) is critical for the performance, fairness, robustness, safety, and scalability of ML models. With the large and complex data in data-centric AI, traditional methods like exploratory data analysis (EDA) and cross-validation (CV) face challenges, highlighting the importance of mastering DQ tools. In this survey, we review 17 DQ evaluation and improvement tools in the last 5 years. By introducing the DQ dimensions, metrics, and main functions embedded in these tools, we compare their strengths and limitations and propose a roadmap for developing open-source DQ tools for ML. Based on the discussions on the challenges and emerging trends, we further highlight the potential applications of large language models (LLMs) and generative AI in DQ evaluation and improvement for ML. We believe this comprehensive survey can enhance understanding of DQ in ML and could drive progress in data-centric AI. A complete list of the literature investigated in this survey is available on GitHub at: https://github.com/haihua0913/awesome-dq4ml.
When Search Engine Services meet Large Language Models: Visions and Challenges
Xiong, Haoyi, Bian, Jiang, Li, Yuchen, Li, Xuhong, Du, Mengnan, Wang, Shuaiqiang, Yin, Dawei, Helal, Sumi
Combining Large Language Models (LLMs) with search engine services marks a significant shift in the field of services computing, opening up new possibilities to enhance how we search for and retrieve information, understand content, and interact with internet services. This paper conducts an in-depth examination of how integrating LLMs with search engines can mutually benefit both technologies. We focus on two main areas: using search engines to improve LLMs (Search4LLM) and enhancing search engine functions using LLMs (LLM4Search). For Search4LLM, we investigate how search engines can provide diverse high-quality datasets for pre-training of LLMs, how they can use the most relevant documents to help LLMs learn to answer queries more accurately, how training LLMs with Learning-To-Rank (LTR) tasks can enhance their ability to respond with greater precision, and how incorporating recent search results can make LLM-generated content more accurate and current. In terms of LLM4Search, we examine how LLMs can be used to summarize content for better indexing by search engines, improve query outcomes through optimization, enhance the ranking of search results by analyzing document relevance, and help in annotating data for learning-to-rank tasks in various learning contexts. However, this promising integration comes with its challenges, which include addressing potential biases and ethical issues in training models, managing the computational and other costs of incorporating LLMs into search services, and continuously updating LLM training with the ever-changing web content. We discuss these challenges and chart out required research directions to address them. We also discuss broader implications for service computing, such as scalability, privacy concerns, and the need to adapt search engine architectures for these advanced models.
The Rise of Artificial Intelligence in Educational Measurement: Opportunities and Ethical Challenges
Bulut, Okan, Beiting-Parrish, Maggie, Casabianca, Jodi M., Slater, Sharon C., Jiao, Hong, Song, Dan, Ormerod, Christopher M., Fabiyi, Deborah Gbemisola, Ivan, Rodica, Walsh, Cole, Rios, Oscar, Wilson, Joshua, Yildirim-Erbasli, Seyma N., Wongvorachan, Tarid, Liu, Joyce Xinle, Tan, Bin, Morilova, Polina
The integration of artificial intelligence (AI) in educational measurement has revolutionized assessment methods, enabling automated scoring, rapid content analysis, and personalized feedback through machine learning and natural language processing. These advancements provide timely, consistent feedback and valuable insights into student performance, thereby enhancing the assessment experience. However, the deployment of AI in education also raises significant ethical concerns regarding validity, reliability, transparency, fairness, and equity. Issues such as algorithmic bias and the opacity of AI decision-making processes pose risks of perpetuating inequalities and affecting assessment outcomes. Responding to these concerns, various stakeholders, including educators, policymakers, and organizations, have developed guidelines to ensure ethical AI use in education. The National Council of Measurement in Education's Special Interest Group on AI in Measurement and Education (AIME) also focuses on establishing ethical standards and advancing research in this area. In this paper, a diverse group of AIME members examines the ethical implications of AI-powered tools in educational measurement, explores significant challenges such as automation bias and environmental impact, and proposes solutions to ensure AI's responsible and effective use in education.
Verification and Synthesis of Compatible Control Lyapunov and Control Barrier Functions
Dai, Hongkai, Jiang, Chuanrui, Zhang, Hongchao, Clark, Andrew
Safety and stability are essential properties of control systems. Control Barrier Functions (CBFs) and Control Lyapunov Functions (CLFs) have been proposed to ensure safety and stability respectively. However, previous approaches typically verify and synthesize the CBFs and CLFs separately, satisfying their respective constraints, without proving that the CBFs and CLFs are compatible with each other, namely at every state, there exists control actions that satisfy both the CBF and CLF constraints simultaneously. There exists some recent works that synthesized compatible CLF and CBF, but relying on nominal polynomial or rational controllers, which is just a sufficient but not necessary condition for compatibility. In this work, we investigate verification and synthesis of compatible CBF and CLF independent from any nominal controllers. We derive exact necessary and sufficient conditions for compatibility, and further formulate Sum-Of-Squares program for the compatibility verification. Based on our verification framework, we also design an alternating nominal-controller-free synthesis method. We evaluate our method in a linear toy, a non-linear toy, and a power converter example.
Fairness and Bias in Multimodal AI: A Survey
Adewumi, Tosin, Alkhaled, Lama, Gurung, Namrata, van Boven, Goya, Pagliai, Irene
The importance of addressing fairness and bias in artificial intelligence (AI) systems cannot be over-emphasized. Mainstream media has been awashed with news of incidents around stereotypes and bias in many of these systems in recent years. In this survey, we fill a gap with regards to the minimal study of fairness and bias in Large Multimodal Models (LMMs) compared to Large Language Models (LLMs), providing 50 examples of datasets and models along with the challenges affecting them; we identify a new category of quantifying bias (preuse), in addition to the two well-known ones in the literature: intrinsic and extrinsic; we critically discuss the various ways researchers are addressing these challenges. Our method involved two slightly different search queries on Google Scholar, which revealed that 33,400 and 538,000 links are the results for the terms "Fairness and bias in Large Multimodal Models" and "Fairness and bias in Large Language Models", respectively. We believe this work contributes to filling this gap and providing insight to researchers and other stakeholders on ways to address the challenge of fairness and bias in multimodal A!.