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Developing Guidelines for Functionally-Grounded Evaluation of Explainable Artificial Intelligence using Tabular Data

arXiv.org Artificial Intelligence

Explainable Artificial Intelligence (XAI) techniques are used to provide transparency to complex, opaque predictive models. However, these techniques are often designed for image and text data, and it is unclear how fit-for-purpose they are when applied to tabular data. As XAI techniques are rarely evaluated in settings with tabular data, the applicability of existing evaluation criteria and methods are also unclear and needs (re-)examination. For example, some works suggest that evaluation methods may unduly influence the evaluation results when using tabular data. This lack of clarity on evaluation procedures can lead to reduced transparency and ineffective use of XAI techniques in real world settings. In this study, we examine literature on XAI evaluation to derive guidelines on functionally-grounded assessment of local, post hoc XAI techniques. We identify 20 evaluation criteria and associated evaluation methods, and derive guidelines on when and how each criterion should be evaluated. We also identify key research gaps to be addressed by future work. Our study contributes to the body of knowledge on XAI evaluation through in-depth examination of functionally-grounded XAI evaluation protocols, and has laid the groundwork for future research on XAI evaluation.


A Survey of Low-bit Large Language Models: Basics, Systems, and Algorithms

arXiv.org Artificial Intelligence

However, their remarkable capabilities come with significant computational and memory demands. This has raised considerable challenges when deploying these models in scenarios with limited resources or high concurrency. To address these challenges, low-bit quantization has emerged as a pivotal approach for enhancing the efficiency and deployability of LLMs. Low-bit quantization involves the process of reducing the bit-width of tensors, which effectively decreases the memory footprint and computational requirements of LLMs. By compressing weights, activations, and gradients of LLMs with low-bit integer/binary representation, quantization can significantly accelerate inference and training and reduce storage requirements with acceptable accuracy. This efficiency is crucial for enabling advanced LLMs to be accessible on devices with constrained resources, thereby broadening their applicability. In this paper, we aim to provide a survey with a comprehensive overview of low-bit quantization for large language models (LLMs), encompassing the fundamental concepts, system implementations, and algorithmic approaches related to low-bit LLMs. Compared with the traditional models, LLMs, as the representative paradigm of the foundation model, always feature a vast number of parameters, which presents unique challenges for effective quantization. As depicted in Figure 1, Section 2 introduces the fundamentals of low-bit quantization of LLMs, including new low-bit data formats and quantization granularities specific to LLMs.


Modulation and Coding for NOMA and RSMA

arXiv.org Artificial Intelligence

Next-generation multiple access (NGMA) serves as an umbrella term for transmission schemes distinct from conventional orthogonal methods. A key candidate of NGMA, non-orthogonal multiple access (NOMA), emerges as a solution to enhance connectivity by allowing multiple users to share time, frequency, and space concurrently. However, NOMA faces challenges in implementation, particularly in canceling inter-user interference. In this paper, we discuss the principles behind NOMA and review conventional NOMA methods. Then, to address these challenges, we present asynchronous transmission and interference-aware modulation techniques, enabling decoding without successive interference cancellation. The goal is to design constellations that dynamically adapt to interference, minimizing bit error rates (BERs) and enhancing user throughput in the presence of inter-user, inter-carrier, and inter-cell interference. The traditional link between minimizing BER and increasing spectral efficiency is explored, with deep autoencoders for end-to-end communication emerging as a potential solution to improve BERs. Interference-aware modulation can revolutionize constellation design for non-orthogonal channels. Rate-splitting multiple access (RSMA) is another promising interference management technique in multi-user systems. In addition to addressing challenges in finite-alphabet NOMA, this paper offers new insights and provides an overview of code-domain NOMA, trellis-coded NOMA, and RSMA as key NGMA candidates. We also discuss the evolution of channel coding toward low-latency communication and examine modulation and coding schemes in 5G networks. Finally, we highlight future research directions, emphasizing their importance for realizing NOMA from concept to functional technology.


Evaluating the performance of state-of-the-art esg domain-specific pre-trained large language models in text classification against existing models and traditional machine learning techniques

arXiv.org Artificial Intelligence

This research investigates the classification of Environmental, Social, and Governance (ESG) information within textual disclosures. The aim is to develop and evaluate binary classification models capable of accurately identifying and categorizing E, S and G-related content respectively. The motivation for this research stems from the growing importance of ESG considerations in investment decisions and corporate accountability. Accurate and efficient classification of ESG information is crucial for stakeholders to understand the impact of companies on sustainability and to make informed decisions. The research uses a quantitative approach involving data collection, data preprocessing, and the development of ESG-focused Large Language Models (LLMs) and traditional machine learning (Support Vector Machines, XGBoost) classifiers. Performance evaluation guides iterative refinement until satisfactory metrics are achieved. The research compares traditional machine learning techniques (Support Vector Machines, XGBoost), state-of-the-art language model (FinBERT-ESG) and fine-tuned LLMs like Llama 2, by employing standard Natural Language Processing performance metrics such as accuracy, precision, recall, F1-score. A novel fine-tuning method, Qlora, is applied to LLMs, resulting in significant performance improvements across all ESG domains. The research also develops domain-specific fine-tuned models, such as EnvLlama 2-Qlora, SocLlama 2-Qlora, and GovLlama 2-Qlora, which demonstrate impressive results in ESG text classification.


An Overview of the Burer-Monteiro Method for Certifiable Robot Perception

arXiv.org Artificial Intelligence

This paper presents an overview of the Burer-Monteiro method (BM), a technique that has been applied to solve robot perception problems to certifiable optimality in real-time. BM is often used to solve semidefinite programming relaxations, which can be used to perform global optimization for non-convex perception problems. Specifically, BM leverages the low-rank structure of typical semidefinite programs to dramatically reduce the computational cost of performing optimization. This paper discusses BM in certifiable perception, with three main objectives: (i) to consolidate information from the literature into a unified presentation, (ii) to elucidate the role of the linear independence constraint qualification (LICQ), a concept not yet well-covered in certifiable perception literature, and (iii) to share practical considerations that are discussed among practitioners but not thoroughly covered in the literature. Our general aim is to offer a practical primer for applying BM towards certifiable perception.


A Survey on Diffusion Models for Inverse Problems

arXiv.org Artificial Intelligence

Diffusion models have become increasingly popular for generative modeling due to their ability to generate high-quality samples. This has unlocked exciting new possibilities for solving inverse problems, especially in image restoration and reconstruction, by treating diffusion models as unsupervised priors. This survey provides a comprehensive overview of methods that utilize pre-trained diffusion models to solve inverse problems without requiring further training. We introduce taxonomies to categorize these methods based on both the problems they address and the techniques they employ. We analyze the connections between different approaches, offering insights into their practical implementation and highlighting important considerations. We further discuss specific challenges and potential solutions associated with using latent diffusion models for inverse problems. This work aims to be a valuable resource for those interested in learning about the intersection of diffusion models and inverse problems.


Mitigating Backdoor Threats to Large Language Models: Advancement and Challenges

arXiv.org Artificial Intelligence

The advancement of Large Language Models (LLMs) has significantly impacted various domains, including Web search, healthcare, and software development. However, as these models scale, they become more vulnerable to cybersecurity risks, particularly backdoor attacks. By exploiting the potent memorization capacity of LLMs, adversaries can easily inject backdoors into LLMs by manipulating a small portion of training data, leading to malicious behaviors in downstream applications whenever the hidden backdoor is activated by the pre-defined triggers. Moreover, emerging learning paradigms like instruction tuning and reinforcement learning from human feedback (RLHF) exacerbate these risks as they rely heavily on crowdsourced data and human feedback, which are not fully controlled. In this paper, we present a comprehensive survey of emerging backdoor threats to LLMs that appear during LLM development or inference, and cover recent advancement in both defense and detection strategies for mitigating backdoor threats to LLMs. We also outline key challenges in addressing these threats, highlighting areas for future research.


NeuroMax: Enhancing Neural Topic Modeling via Maximizing Mutual Information and Group Topic Regularization

arXiv.org Artificial Intelligence

Recent advances in neural topic models have concentrated on two primary directions: the integration of the inference network (encoder) with a pre-trained language model (PLM) and the modeling of the relationship between words and topics in the generative model (decoder). However, the use of large PLMs significantly increases inference costs, making them less practical for situations requiring low inference times. Furthermore, it is crucial to simultaneously model the relationships between topics and words as well as the interrelationships among topics themselves. In this work, we propose a novel framework called NeuroMax (Neural Topic Model with Maximizing Mutual Information with Pretrained Language Model and Group Topic Regularization) to address these challenges. NeuroMax maximizes the mutual information between the topic representation obtained from the encoder in neural topic models and the representation derived from the PLM. Additionally, NeuroMax employs optimal transport to learn the relationships between topics by analyzing how information is transported among them. Experimental results indicate that NeuroMax reduces inference time, generates more coherent topics and topic groups, and produces more representative document embeddings, thereby enhancing performance on downstream tasks.


Natural Language Generation for Visualizations: State of the Art, Challenges and Future Directions

arXiv.org Artificial Intelligence

Natural language and visualization are two complementary modalities of human communication that play a crucial role in conveying information effectively. While visualizations help people discover trends, patterns, and anomalies in data, natural language descriptions help explain these insights. Thus, combining text with visualizations is a prevalent technique for effectively delivering the core message of the data. Given the rise of natural language generation (NLG), there is a growing interest in automatically creating natural language descriptions for visualizations, which can be used as chart captions, answering questions about charts, or telling data-driven stories. In this survey, we systematically review the state of the art on NLG for visualizations and introduce a taxonomy of the problem. The NLG tasks fall within the domain of Natural Language Interfaces (NLI) for visualization, an area that has garnered significant attention from both the research community and industry. To narrow down the scope of the survey, we primarily concentrate on the research works that focus on text generation for visualizations. To characterize the NLG problem and the design space of proposed solutions, we pose five Wh-questions, why and how NLG tasks are performed for visualizations, what the task inputs and outputs are, as well as where and when the generated texts are integrated with visualizations. We categorize the solutions used in the surveyed papers based on these "five Wh-questions." Finally, we discuss the key challenges and potential avenues for future research in this domain.


A Systematic Review of NLP for Dementia- Tasks, Datasets and Opportunities

arXiv.org Artificial Intelligence

The close link between cognitive decline and language has fostered long-standing collaboration between the NLP and medical communities in dementia research. To examine this, we reviewed over 200 papers applying NLP to dementia related efforts, drawing from medical, technological, and NLP-focused literature. We identify key research areas, including dementia detection, linguistic biomarker extraction, caregiver support, and patient assistance, showing that half of all papers focus solely on dementia detection using clinical data. However, many directions remain unexplored: artificially degraded language models, synthetic data, digital twins, and more. We highlight gaps and opportunities around trust, scientific rigor, applicability, and cross-community collaboration, and showcase the diverse datasets encountered throughout our review: recorded, written, structured, spontaneous, synthetic, clinical, social media based, and more. This review aims to inspire more creative approaches to dementia research within the medical and NLP communities.