Overview
Strategic Insights from Simulation Gaming of AI Race Dynamics
Gruetzemacher, Ross, Avin, Shahar, Fox, James, Saeri, Alexander K
Drawing on the experiences of facilitators who have overseen 43 games over a four-year period, we illuminate recurring patterns, strategies, and decision-making processes observed during gameplay. Our analysis reveals key strategic considerations about AI development trajectories in this simulated environment, including: the destabilising effects of AI races, the crucial role of international cooperation in mitigating catastrophic risks, the challenges of aligning corporate and national interests, and the potential for rapid, transformative change in AI capabilities. We highlight places where we believe the game has been effective in exposing participants to the complexities and uncertainties inherent in AI governance. Key recurring gameplay themes include the emergence of international agreements, challenges to the robustness of such agreements, the critical role of cybersecurity in AI development, and the potential for unexpected crises to dramatically alter AI trajectories. By documenting these insights, we aim to provide valuable foresight for policymakers, industry leaders, and researchers navigating the complex landscape of AI development and governance.
A Comprehensive Survey of Retrieval-Augmented Generation (RAG): Evolution, Current Landscape and Future Directions
Gupta, Shailja, Ranjan, Rajesh, Singh, Surya Narayan
This paper presents a comprehensive study of Retrieval-Augmented Generation (RAG), tracing its evolution from foundational concepts to the current state of the art. RAG combines retrieval mechanisms with generative language models to enhance the accuracy of outputs, addressing key limitations of LLMs. The study explores the basic architecture of RAG, focusing on how retrieval and generation are integrated to handle knowledge-intensive tasks. A detailed review of the significant technological advancements in RAG is provided, including key innovations in retrieval-augmented language models and applications across various domains such as question-answering, summarization, and knowledge-based tasks. Recent research breakthroughs are discussed, highlighting novel methods for improving retrieval efficiency. Furthermore, the paper examines ongoing challenges such as scalability, bias, and ethical concerns in deployment. Future research directions are proposed, focusing on improving the robustness of RAG models, expanding the scope of application of RAG models, and addressing societal implications. This survey aims to serve as a foundational resource for researchers and practitioners in understanding the potential of RAG and its trajectory in natural language processing.
Undesirable Memorization in Large Language Models: A Survey
Satvaty, Ali, Verberne, Suzan, Turkmen, Fatih
While recent research increasingly showcases the remarkable capabilities of Large Language Models (LLMs), it's vital to confront their hidden pitfalls. Among these challenges, the issue of memorization stands out, posing significant ethical and legal risks. In this paper, we presents a Systematization of Knowledge (SoK) on the topic of memorization in LLMs. Memorization is the effect that a model tends to store and reproduce phrases or passages from the training data and has been shown to be the fundamental issue to various privacy and security attacks against LLMs. We begin by providing an overview of the literature on the memorization, exploring it across five key dimensions: intentionality, degree, retrievability, abstraction, and transparency. Next, we discuss the metrics and methods used to measure memorization, followed by an analysis of the factors that contribute to memorization phenomenon. We then examine how memorization manifests itself in specific model architectures and explore strategies for mitigating these effects. We conclude our overview by identifying potential research topics for the near future: to develop methods for balancing performance and privacy in LLMs, and the analysis of memorization in specific contexts, including conversational agents, retrieval-augmented generation, multilingual language models, and diffusion language models.
Agent Security Bench (ASB): Formalizing and Benchmarking Attacks and Defenses in LLM-based Agents
Zhang, Hanrong, Huang, Jingyuan, Mei, Kai, Yao, Yifei, Wang, Zhenting, Zhan, Chenlu, Wang, Hongwei, Zhang, Yongfeng
Although LLM-based agents, powered by Large Language Models (LLMs), can use external tools and memory mechanisms to solve complex real-world tasks, they may also introduce critical security vulnerabilities. However, the existing literature does not comprehensively evaluate attacks and defenses against LLM-based agents. To address this, we introduce Agent Security Bench (ASB), a comprehensive framework designed to formalize, benchmark, and evaluate the attacks and defenses of LLM-based agents, including 10 scenarios (e.g., e-commerce, autonomous driving, finance), 10 agents targeting the scenarios, over 400 tools, 23 different types of attack/defense methods, and 8 evaluation metrics. Based on ASB, we benchmark 10 prompt injection attacks, a memory poisoning attack, a novel Plan-of-Thought backdoor attack, a mixed attack, and 10 corresponding defenses across 13 LLM backbones with nearly 90,000 testing cases in total. Our benchmark results reveal critical vulnerabilities in different stages of agent operation, including system prompt, user prompt handling, tool usage, and memory retrieval, with the highest average attack success rate of 84.30\%, but limited effectiveness shown in current defenses, unveiling important works to be done in terms of agent security for the community. Our code can be found at https://github.com/agiresearch/ASB.
Defining Knowledge: Bridging Epistemology and Large Language Models
Fierro, Constanza, Dhar, Ruchira, Stamatiou, Filippos, Garneau, Nicolas, Søgaard, Anders
Knowledge claims are abundant in the literature on large language models (LLMs); but can we say that GPT-4 truly "knows" the Earth is round? To address this question, we review standard definitions of knowledge in epistemology and we formalize interpretations applicable to LLMs. In doing so, we identify inconsistencies and gaps in how current NLP research conceptualizes knowledge with respect to epistemological frameworks. Additionally, we conduct a survey of 100 professional philosophers and computer scientists to compare their preferences in knowledge definitions and their views on whether LLMs can really be said to know. Finally, we suggest evaluation protocols for testing knowledge in accordance to the most relevant definitions.
A Comprehensive Survey of Mamba Architectures for Medical Image Analysis: Classification, Segmentation, Restoration and Beyond
Bansal, Shubhi, A, Sreeharish, J, Madhava Prasath, S, Manikandan, Madisetty, Sreekanth, Rehman, Mohammad Zia Ur, Raghaw, Chandravardhan Singh, Duggal, Gaurav, Kumar, Nagendra
Mamba, a special case of the State Space Model, is gaining popularity as an alternative to template-based deep learning approaches in medical image analysis. While transformers are powerful architectures, they have drawbacks, including quadratic computational complexity and an inability to address long-range dependencies efficiently. This limitation affects the analysis of large and complex datasets in medical imaging, where there are many spatial and temporal relationships. In contrast, Mamba offers benefits that make it well-suited for medical image analysis. It has linear time complexity, which is a significant improvement over transformers. Mamba processes longer sequences without attention mechanisms, enabling faster inference and requiring less memory. Mamba also demonstrates strong performance in merging multimodal data, improving diagnosis accuracy and patient outcomes. The organization of this paper allows readers to appreciate the capabilities of Mamba in medical imaging step by step. We begin by defining core concepts of SSMs and models, including S4, S5, and S6, followed by an exploration of Mamba architectures such as pure Mamba, U-Net variants, and hybrid models with convolutional neural networks, transformers, and Graph Neural Networks. We also cover Mamba optimizations, techniques and adaptations, scanning, datasets, applications, experimental results, and conclude with its challenges and future directions in medical imaging. This review aims to demonstrate the transformative potential of Mamba in overcoming existing barriers within medical imaging while paving the way for innovative advancements in the field. A comprehensive list of Mamba architectures applied in the medical field, reviewed in this work, is available at Github.
Language Models are Graph Learners
Xu, Zhe, Hassani, Kaveh, Zhang, Si, Zeng, Hanqing, Yasunaga, Michihiro, Wang, Limei, Fu, Dongqi, Yao, Ning, Long, Bo, Tong, Hanghang
Language Models (LMs) are increasingly challenging the dominance of domain-specific models, including Graph Neural Networks (GNNs) and Graph Transformers (GTs), in graph learning tasks. Following this trend, we propose a novel approach that empowers off-the-shelf LMs to achieve performance comparable to state-of-the-art GNNs on node classification tasks, without requiring any architectural modification. By preserving the LM's original architecture, our approach retains a key benefit of LM instruction tuning: the ability to jointly train on diverse datasets, fostering greater flexibility and efficiency. To achieve this, we introduce two key augmentation strategies: (1) Enriching LMs' input using topological and semantic retrieval methods, which provide richer contextual information, and (2) guiding the LMs' classification process through a lightweight GNN classifier that effectively prunes class candidates. Our experiments on real-world datasets show that backbone Flan-T5 models equipped with these augmentation strategies outperform state-of-the-art text-output node classifiers and are comparable to top-performing vector-output node classifiers. By bridging the gap between specialized task-specific node classifiers and general LMs, this work paves the way for more versatile and widely applicable graph learning models. We will open-source the code upon publication.
A Survey on Point-of-Interest Recommendation: Models, Architectures, and Security
Zhang, Qianru, Yang, Peng, Yu, Junliang, Wang, Haixin, He, Xingwei, Yiu, Siu-Ming, Yin, Hongzhi
The widespread adoption of smartphones and Location-Based Social Networks has led to a massive influx of spatio-temporal data, creating unparalleled opportunities for enhancing Point-of-Interest (POI) recommendation systems. These advanced POI systems are crucial for enriching user experiences, enabling personalized interactions, and optimizing decision-making processes in the digital landscape. However, existing surveys tend to focus on traditional approaches and few of them delve into cutting-edge developments, emerging architectures, as well as security considerations in POI recommendations. To address this gap, our survey stands out by offering a comprehensive, up-to-date review of POI recommendation systems, covering advancements in models, architectures, and security aspects. We systematically examine the transition from traditional models to advanced techniques such as large language models. Additionally, we explore the architectural evolution from centralized to decentralized and federated learning systems, highlighting the improvements in scalability and privacy. Furthermore, we address the increasing importance of security, examining potential vulnerabilities and privacy-preserving approaches. Our taxonomy provides a structured overview of the current state of POI recommendation, while we also identify promising directions for future research in this rapidly advancing field.
Conditional Image Synthesis with Diffusion Models: A Survey
Zhan, Zheyuan, Chen, Defang, Mei, Jian-Ping, Zhao, Zhenghe, Chen, Jiawei, Chen, Chun, Lyu, Siwei, Wang, Can
Conditional image synthesis based on user-specified requirements is a key component in creating complex visual content. In recent years, diffusion-based generative modeling has become a highly effective way for conditional image synthesis, leading to exponential growth in the literature. However, the complexity of diffusion-based modeling, the wide range of image synthesis tasks, and the diversity of conditioning mechanisms present significant challenges for researchers to keep up with rapid developments and understand the core concepts on this topic. In this survey, we categorize existing works based on how conditions are integrated into the two fundamental components of diffusion-based modeling, i.e., the denoising network and the sampling process. We specifically highlight the underlying principles, advantages, and potential challenges of various conditioning approaches in the training, re-purposing, and specialization stages to construct a desired denoising network. We also summarize six mainstream conditioning mechanisms in the essential sampling process. All discussions are centered around popular applications. Finally, we pinpoint some critical yet still open problems to be solved in the future and suggest some possible solutions. Our reviewed works are itemized at https://github.com/zju-pi/Awesome-Conditional-Diffusion-Models.
Stars, Stripes, and Silicon: Unravelling the ChatGPT's All-American, Monochrome, Cis-centric Bias
This paper investigates the challenges associated with bias, toxicity, unreliability, and lack of robustness in large language models (LLMs) such as ChatGPT. It emphasizes that these issues primarily stem from the quality and diversity of data on which LLMs are trained, rather than the model architectures themselves. As LLMs are increasingly integrated into various real-world applications, their potential to negatively impact society by amplifying existing biases and generating harmful content becomes a pressing concern. The paper calls for interdisciplinary efforts to address these challenges. Additionally, it highlights the need for collaboration between researchers, practitioners, and stakeholders to establish governance frameworks, oversight, and accountability mechanisms to mitigate the harmful consequences of biased LLMs.