Overview
Risk-aware Direct Preference Optimization under Nested Risk Measure
Zhang, Lijun, Li, Lin, Qi, Yajie, Song, Huizhong, Yang, Yaodong, Wang, Jun, Wei, Wei
When fine-tuning pre-trained Large Language Models (LLMs) to align with human values and intentions, maximizing the estimated reward can lead to superior performance, but it also introduces potential risks due to deviations from the reference model's intended behavior. Most existing methods typically introduce KL divergence to constrain deviations between the trained model and the reference model; however, this may not be sufficient in certain applications that require tight risk control. In this paper, we introduce Risk-aware Direct Preference Optimization (Ra-DPO), a novel approach that incorporates risk-awareness by employing a class of nested risk measures. This approach formulates a constrained risk-aware advantage function maximization problem and then converts the Bradley-Terry model into a token-level representation. The objective function maximizes the likelihood of the policy while suppressing the deviation between a trained model and the reference model using a sequential risk ratio, thereby enhancing the model's risk-awareness. Experimental results across three open-source datasets: IMDb Dataset, Anthropic HH Dataset, and AlpacaEval, demonstrate the proposed method's superior performance in balancing alignment performance and model drift. Our code is opensourced at https://github.com/zlj123-max/Ra-DPO.
Continuum-armed Bandit Optimization with Batch Pairwise Comparison Oracles
Chang, Xiangyu, Chen, Xi, Wang, Yining, Zeng, Zhiyi
This paper studies a bandit optimization problem where the goal is to maximize a function $f(x)$ over $T$ periods for some unknown strongly concave function $f$. We consider a new pairwise comparison oracle, where the decision-maker chooses a pair of actions $(x, x')$ for a consecutive number of periods and then obtains an estimate of $f(x)-f(x')$. We show that such a pairwise comparison oracle finds important applications to joint pricing and inventory replenishment problems and network revenue management. The challenge in this bandit optimization is twofold. First, the decision-maker not only needs to determine a pair of actions $(x, x')$ but also a stopping time $n$ (i.e., the number of queries based on $(x, x')$). Second, motivated by our inventory application, the estimate of the difference $f(x)-f(x')$ is biased, which is different from existing oracles in stochastic optimization literature. To address these challenges, we first introduce a discretization technique and local polynomial approximation to relate this problem to linear bandits. Then we developed a tournament successive elimination technique to localize the discretized cell and run an interactive batched version of LinUCB algorithm on cells. We establish regret bounds that are optimal up to poly-logarithmic factors. Furthermore, we apply our proposed algorithm and analytical framework to the two operations management problems and obtain results that improve state-of-the-art results in the existing literature.
Learning to Route Queries Across Knowledge Bases for Step-wise Retrieval-Augmented Reasoning
Peng, Chunyi, Xu, Zhipeng, Liu, Zhenghao, Li, Yishan, Yan, Yukun, Wang, Shuo, Liu, Zhiyuan, Gu, Yu, Yu, Minghe, Yu, Ge, Sun, Maosong
Multimodal Retrieval-Augmented Generation (MRAG) has shown promise in mitigating hallucinations in Multimodal Large Language Models (MLLMs) by incorporating external knowledge during generation. Existing MRAG methods typically adopt a static retrieval pipeline that fetches relevant information from multiple Knowledge Bases (KBs), followed by a refinement step. However, these approaches overlook the reasoning and planning capabilities of MLLMs to dynamically determine how to interact with different KBs during the reasoning process. To address this limitation, we propose R1-Router, a novel MRAG framework that learns to decide when and where to retrieve knowledge based on the evolving reasoning state. Specifically, R1-Router can generate follow-up queries according to the current reasoning step, routing these intermediate queries to the most suitable KB, and integrating external knowledge into a coherent reasoning trajectory to answer the original query. Furthermore, we introduce Step-wise Group Relative Policy Optimization (Step-GRPO), a tailored reinforcement learning algorithm that assigns step-specific rewards to optimize the reasoning behavior of MLLMs. Experimental results on various open-domain QA benchmarks across multiple modalities demonstrate that R1-Router outperforms baseline models by over 7%. Further analysis shows that R1-Router can adaptively and effectively leverage diverse KBs, reducing unnecessary retrievals and improving both efficiency and accuracy.
Multimodal Federated Learning: A Survey through the Lens of Different FL Paradigms
Peng, Yuanzhe, Bian, Jieming, Wang, Lei, Huang, Yin, Xu, Jie
Multimodal Federated Learning (MFL) lies at the intersection of two pivotal research areas: leveraging complementary information from multiple modalities to improve downstream inference performance and enabling distributed training to enhance efficiency and preserve privacy. Despite the growing interest in MFL, there is currently no comprehensive taxonomy that organizes MFL through the lens of different Federated Learning (FL) paradigms. This perspective is important because multimodal data introduces distinct challenges across various FL settings. These challenges, including modality heterogeneity, privacy heterogeneity, and communication inefficiency, are fundamentally different from those encountered in traditional unimodal or non-FL scenarios. In this paper, we systematically examine MFL within the context of three major FL paradigms: horizontal FL (HFL), vertical FL (VFL), and hybrid FL. For each paradigm, we present the problem formulation, review representative training algorithms, and highlight the most prominent challenge introduced by multimodal data in distributed settings. We also discuss open challenges and provide insights for future research. By establishing this taxonomy, we aim to uncover the novel challenges posed by multimodal data from the perspective of different FL paradigms and to offer a new lens through which to understand and advance the development of MFL.
Privacy-Preserving Chest X-ray Report Generation via Multimodal Federated Learning with ViT and GPT-2
Hossain, Md. Zahid, Ahmed, Mustofa, Samu, Most. Sharmin Sultana, Islam, Md. Rakibul
The automated generation of radiology reports from chest X-ray images holds significant promise in enhancing diagnostic workflows while preserving patient privacy. Traditional centralized approaches often require sensitive data transfer, posing privacy concerns. To address this, the study proposes a Multimodal Federated Learning framework for chest X-ray report generation using the IU-Xray dataset. The system utilizes a Vision Transformer (ViT) as the encoder and GPT-2 as the report generator, enabling decentralized training without sharing raw data. Three Federated Learning (FL) aggregation strategies: FedAvg, Krum Aggregation and a novel Loss-aware Federated Averaging (L-FedAvg) were evaluated. Among these, Krum Aggregation demonstrated superior performance across lexical and semantic evaluation metrics such as ROUGE, BLEU, BERTScore and RaTEScore. The results show that FL can match or surpass centralized models in generating clinically relevant and semantically rich radiology reports. This lightweight and privacy-preserving framework paves the way for collaborative medical AI development without compromising data confidentiality.
Make Planning Research Rigorous Again!
Katz, Michael, Kokel, Harsha, Muise, Christian, Sohrabi, Shirin, Sreedharan, Sarath
In over sixty years since its inception, the field of planning has made significant contributions to both the theory and practice of building planning software that can solve a never-before-seen planning problem. This was done through established practices of rigorous design and evaluation of planning systems. It is our position that this rigor should be applied to the current trend of work on planning with large language models. One way to do so is by correctly incorporating the insights, tools, and data from the automated planning community into the design and evaluation of LLM-based planners. The experience and expertise of the planning community are not just important from a historical perspective; the lessons learned could play a crucial role in accelerating the development of LLM-based planners. This position is particularly important in light of the abundance of recent works that replicate and propagate the same pitfalls that the planning community has encountered and learned from. We believe that avoiding such known pitfalls will contribute greatly to the progress in building LLM-based planners and to planning in general.
How does Misinformation Affect Large Language Model Behaviors and Preferences?
Peng, Miao, Chen, Nuo, Tang, Jianheng, Li, Jia
Large Language Models (LLMs) have shown remarkable capabilities in knowledge-intensive tasks, while they remain vulnerable when encountering misinformation. Existing studies have explored the role of LLMs in combating misinformation, but there is still a lack of fine-grained analysis on the specific aspects and extent to which LLMs are influenced by misinformation. To bridge this gap, we present MisBench, the current largest and most comprehensive benchmark for evaluating LLMs' behavior and knowledge preference toward misinformation. MisBench consists of 10,346,712 pieces of misinformation, which uniquely considers both knowledge-based conflicts and stylistic variations in misinformation. Empirical results reveal that while LLMs demonstrate comparable abilities in discerning misinformation, they still remain susceptible to knowledge conflicts and stylistic variations. Based on these findings, we further propose a novel approach called Reconstruct to Discriminate (RtD) to strengthen LLMs' ability to detect misinformation. Our study provides valuable insights into LLMs' interactions with misinformation, and we believe MisBench can serve as an effective benchmark for evaluating LLM-based detectors and enhancing their reliability in real-world applications. Codes and data are available at https://github.com/GKNL/MisBench.
StreamLink: Large-Language-Model Driven Distributed Data Engineering System
Feng, Dawei, Mei, Di, Tan, Huiri, Ren, Lei, Lou, Xianying, Tan, Zhangxi
Large Language Models (LLMs) have shown remarkable proficiency in natural language understanding (NLU), opening doors for innovative applications. We introduce StreamLink - an LLM-driven distributed data system designed to improve the efficiency and accessibility of data engineering tasks. We build StreamLink on top of distributed frameworks such as Apache Spark and Hadoop to handle large data at scale. One of the important design philosophies of StreamLink is to respect user data privacy by utilizing local fine-tuned LLMs instead of a public AI service like ChatGPT. With help from domain-adapted LLMs, we can improve our system's understanding of natural language queries from users in various scenarios and simplify the procedure of generating database queries like the Structured Query Language (SQL) for information processing. We also incorporate LLM-based syntax and security checkers to guarantee the reliability and safety of each generated query. StreamLink illustrates the potential of merging generative LLMs with distributed data processing for comprehensive and user-centric data engineering. With this architecture, we allow users to interact with complex database systems at different scales in a user-friendly and security-ensured manner, where the SQL generation reaches over 10\% of execution accuracy compared to baseline methods, and allow users to find the most concerned item from hundreds of millions of items within a few seconds using natural language.
A Novel Convolutional Neural Network-Based Framework for Complex Multiclass Brassica Seed Classification
Elfatimia, Elhoucine, Eryigitb, Recep, Elfatimi, Lahcen
Agricultural research has accelerated in recent years, yet farmers often lack the time and resources for on-farm research due to the demands of crop production and farm operations. Seed classification offers valuable insights into quality control, production efficiency, and impurity detection. Early identification of seed types is critical to reducing the cost and risk associated with field emergence, which can lead to yield losses or disruptions in downstream processes like harvesting. Seed sampling supports growers in monitoring and managing seed quality, improving precision in determining seed purity levels, guiding management adjustments, and enhancing yield estimations. This study proposes a novel convolutional neural network (CNN)-based framework for the efficient classification of ten common Brassica seed types. The approach addresses the inherent challenge of texture similarity in seed images using a custom-designed CNN architecture. The model's performance was evaluated against several pre-trained state-of-the-art architectures, with adjustments to layer configurations for optimized classification. Experimental results using our collected Brassica seed dataset demonstrate that the proposed model achieved a high accuracy rate of 93 percent.
Collaborative Agentic AI Needs Interoperability Across Ecosystems
Sharma, Rishi, de Vos, Martijn, Chari, Pradyumna, Raskar, Ramesh, Kermarrec, Anne-Marie
Collaborative agentic AI is projected to transform entire industries by enabling AI-powered agents to autonomously perceive, plan, and act within digital environments. Yet, current solutions in this field are all built in isolation, and we are rapidly heading toward a landscape of fragmented, incompatible ecosystems. In this position paper, we argue that interoperability, achieved by the adoption of minimal standards, is essential to ensure open, secure, web-scale, and widely-adopted agentic ecosystems. To this end, we devise a minimal architectural foundation for collaborative agentic AI, named Web of Agents, which is composed of four components: agent-to-agent messaging, interaction interoperability, state management, and agent discovery. Web of Agents adopts existing standards and reuses existing infrastructure where possible. With Web of Agents, we take the first but critical step toward interoperable agentic systems and offer a pragmatic path forward before ecosystem fragmentation becomes the norm.