Overview
Prompting the Market? A Large-Scale Meta-Analysis of GenAI in Finance NLP (2022-2025)
Pedinotti, Paolo, Baumann, Peter, Jessurun, Nathan, Barrett, Leslie, Santus, Enrico
Large Language Models (LLMs) have rapidly reshaped financial NLP, enabling new tasks and driving a proliferation of datasets and diversification of data sources. Yet, this transformation has outpaced traditional surveys. In this paper, we present MetaGraph, a generalizable methodology for extracting knowledge graphs from scientific literature and analyzing them to obtain a structured, queryable view of research trends. We define an ontology for financial NLP research and apply an LLM-based extraction pipeline to 681 papers (2022-2025), enabling large-scale, data-driven analysis. MetaGraph reveals three key phases: early LLM adoption and task/dataset innovation; critical reflection on LLM limitations; and growing integration of peripheral techniques into modular systems. This structured view offers both practitioners and researchers a clear understanding of how financial NLP has evolved - highlighting emerging trends, shifting priorities, and methodological shifts-while also demonstrating a reusable approach for mapping scientific progress in other domains.
Inteligencia Artificial jurรญdica y el desafรญo de la veracidad: anรกlisis de alucinaciones, optimizaciรณn de RAG y principios para una integraciรณn responsable
This technical report analyzes the challenge of "hallucinations" (false information) in LLMs applied to law. It examines their causes, manifestations, and the effectiveness of the RAG mitigation strategy, highlighting its limitations and proposing holistic optimizations. The paper explores the ethical and regulatory implications, emphasizing human oversight as an irreplaceable role. It concludes that the solution lies not in incrementally improving generative models, but in adopting a "consultative" AI paradigm that prioritizes veracity and traceability, acting as a tool to amplify, not replace, professional judgment. -- Este informe tรฉcnico analiza el desafรญo de las "alucinaciones" (informaciรณn falsa) en los LLMs aplicados al derecho. Se examinan sus causas, manifestaciones y la efectividad de la estrategia de mitigaciรณn RAG, exponiendo sus limitaciones y proponiendo optimizaciones holรญsticas. Se exploran las implicaciones รฉticas y regulatorias, enfatizando la supervisiรณn humana como un rol insustituible. El documento concluye que la soluciรณn no reside en mejorar incrementalmente los modelos generativos, sino en adoptar un paradigma de IA "consultiva" que priorice la veracidad y la trazabilidad, actuando como una herramienta para amplificar, y no sustituir, el juicio profesional.
Focusing by Contrastive Attention: Enhancing VLMs' Visual Reasoning
Ge, Yuyao, Liu, Shenghua, Wang, Yiwei, Mei, Lingrui, Bi, Baolong, Zhou, Xuanshan, Yao, Jiayu, Guo, Jiafeng, Cheng, Xueqi
Vision-Language Models (VLMs) have demonstrated remarkable success across diverse visual tasks, yet their performance degrades in complex visual environments. While existing enhancement approaches require additional training, rely on external segmentation tools, or operate at coarse-grained levels, they overlook the innate ability within VLMs. To bridge this gap, we investigate VLMs' attention patterns and discover that: (1) visual complexity strongly correlates with attention entropy, negatively impacting reasoning performance; (2) attention progressively refines from global scanning in shallow layers to focused convergence in deeper layers, with convergence degree determined by visual complexity. Building on these insights, we propose Contrastive Attention Refinement for Visual Enhancement (CARVE), a training-free method that extracts task-relevant visual signals through attention contrasting at the pixel level. Extensive experiments demonstrate that CARVE consistently enhances performance, achieving up to 75% improvement on open-source models. Our work provides critical insights into the interplay between visual complexity and attention mechanisms, offering an efficient pathway for improving visual reasoning with contrasting attention. Vision-Language Models (VLMs) have achieved remarkable success across diverse tasks (Radford et al., 2021; Jia et al., 2021; Alayrac et al., 2022).
A Comprehensive Guide to Differential Privacy: From Theory to User Expectations
Karmitsa, Napsu, Airola, Antti, Pahikkala, Tapio, Pitkรคmรคki, Tinja
The increasing availability of personal data has enabled significant advances in fields such as machine learning, healthcare, and cybersecurity. However, this data abundance also raises serious privacy concerns, especially in light of powerful re-identification attacks and growing legal and ethical demands for responsible data use. Differential privacy (DP) has emerged as a principled, mathematically grounded framework for mitigating these risks. This review provides a comprehensive survey of DP, covering its theoretical foundations, practical mechanisms, and real-world applications. It explores key algorithmic tools and domain-specific challenges - particularly in privacy-preserving machine learning and synthetic data generation. The report also highlights usability issues and the need for improved communication and transparency in DP systems. Overall, the goal is to support informed adoption of DP by researchers and practitioners navigating the evolving landscape of data privacy.
Incentivizing Safer Actions in Policy Optimization for Constrained Reinforcement Learning
Hazra, Somnath, Dasgupta, Pallab, Dey, Soumyajit
Constrained Reinforcement Learning (RL) aims to maximize the return while adhering to predefined constraint limits, which represent domain-specific safety requirements. In continuous control settings, where learning agents govern system actions, balancing the trade-off between reward maximization and constraint satisfaction remains a significant challenge. Policy optimization methods often exhibit instability near constraint boundaries, resulting in suboptimal training performance. To address this issue, we introduce a novel approach that integrates an adaptive incentive mechanism in addition to the reward structure to stay within the constraint bound before approaching the constraint boundary. Building on this insight, we propose Incrementally Penalized Proximal Policy Optimization (IP3O), a practical algorithm that enforces a progressively increasing penalty to stabilize training dynamics. Through empirical evaluation on benchmark environments, we demonstrate the efficacy of IP3O compared to the performance of state-of-the-art Safe RL algorithms. Furthermore, we provide theoretical guarantees by deriving a bound on the worst-case error of the optimality achieved by our algorithm.
Envy-Free but Still Unfair: Envy-Freeness Up To One Item (EF-1) in Personalized Recommendation
Aird, Amanda, Armstrong, Ben, Mattei, Nicholas, Burke, Robin
Envy-freeness and the relaxation to Envy-freeness up to one item (EF-1) have been used as fairness concepts in the economics, game theory, and social choice literatures since the 1960s, and have recently gained popularity within the recommendation systems communities. In this short position paper we will give an overview of envy-freeness and its use in economics and recommendation systems; and illustrate why envy is not appropriate to measure fairness for use in settings where personalization plays a role.
Task-based Loss Functions in Computer Vision: A Comprehensive Review
Elharrouss, Omar, Mahmood, Yasir, Bechqito, Yassine, Serhani, Mohamed Adel, Badidi, Elarbi, Riffi, Jamal, Tairi, Hamid
Loss functions are at the heart of deep learning, shaping how models learn and perform across diverse tasks. They are used to quantify the difference between predicted outputs and ground truth labels, guiding the optimization process to minimize errors. Selecting the right loss function is critical, as it directly impacts model convergence, generalization, and overall performance across various applications, from computer vision to time series forecasting. This paper presents a comprehensive review of loss functions, covering fundamental metrics like Mean Squared Error and Cross-Entropy to advanced functions such as Adversarial and Diffusion losses. We explore their mathematical foundations, impact on model training, and strategic selection for various applications, including computer vision (Discriminative and generative), tabular data prediction, and time series forecasting. For each of these categories, we discuss the most used loss functions in the recent advancements of deep learning techniques. Also, this review explore the historical evolution, computational efficiency, and ongoing challenges in loss function design, underlining the need for more adaptive and robust solutions. Emphasis is placed on complex scenarios involving multi-modal data, class imbalances, and real-world constraints. Finally, we identify key future directions, advocating for loss functions that enhance interpretability, scalability, and generalization, leading to more effective and resilient deep learning models.
Ensemble Distribution Distillation for Self-Supervised Human Activity Recognition
Nolan, Matthew, Yao, Lina, Davidson, Robert
Human Activity Recognition (HAR) has seen significant advancements with the adoption of deep learning techniques, yet challenges remain in terms of data requirements, reliability and robustness. This paper explores a novel application of Ensemble Distribution Distillation (EDD) within a self-supervised learning framework for HAR aimed at overcoming these challenges. By leveraging unlabeled data and a partially supervised training strategy, our approach yields an increase in predictive accuracy, robust estimates of uncertainty, and substantial increases in robustness against adversarial perturbation; thereby significantly improving reliability in real-world scenarios without increasing computational complexity at inference. We demonstrate this with an evaluation on several publicly available datasets. The contributions of this work include the development of a self-supervised EDD framework, an innovative data augmentation technique designed for HAR, and empirical validation of the proposed method's effectiveness in increasing robustness and reliability.
A Comprehensive Review of Reinforcement Learning for Autonomous Driving in the CARLA Simulator
Delavari, Elahe, Khanzada, Feeza Khan, Kwon, Jaerock
Autonomous-driving research has recently embraced deep Reinforcement Learning (RL) as a promising framework for data-driven decision making, yet a clear picture of how these algorithms are currently employed, benchmarked and evaluated is still missing. This survey fills that gap by systematically analysing around 100 peer-reviewed papers that train, test or validate RL policies inside the open-source CARLA simulator. We first categorize the literature by algorithmic family model-free, model-based, hierarchical, and hybrid and quantify their prevalence, highlighting that more than 80% of existing studies still rely on model-free methods such as DQN, PPO and SAC. Next, we explain the diverse state, action and reward formulations adopted across works, illustrating how choices of sensor modality (RGB, LiDAR, BEV, semantic maps, and carla kinematics states), control abstraction (discrete vs. continuous) and reward shaping are used across various literature. We also consolidate the evaluation landscape by listing the most common metrics (success rate, collision rate, lane deviation, driving score) and the towns, scenarios and traffic configurations used in CARLA benchmarks. Persistent challenges including sparse rewards, sim-to-real transfer, safety guarantees and limited behaviour diversity are distilled into a set of open research questions, and promising directions such as model-based RL, meta-learning and richer multi-agent simulations are outlined. By providing a unified taxonomy, quantitative statistics and a critical discussion of limitations, this review aims to serve both as a reference for newcomers and as a roadmap for advancing RL-based autonomous driving toward real-world deployment.
Engineering Automotive Digital Twins on Standardized Architectures: A Case Study
Ramdhan, Stefan, Trandinh, Winnie, David, Istvan, Pantelic, Vera, Lawford, Mark
Digital twin (DT) technology has become of interest in the automotive industry. There is a growing need for smarter services that utilize the unique capabilities of DTs, ranging from computer-aided remote control to cloud-based fleet coordination. Developing such services starts with the software architecture. However, the scarcity of DT architectural guidelines poses a challenge for engineering automotive DTs. Currently, the only DT architectural standard is the one defined in ISO 23247. Though not developed for automotive systems, it is one of the few feasible starting points for automotive DTs. In this work, we investigate the suitability of the ISO 23247 reference architecture for developing automotive DTs. Through the case study of developing an Adaptive Cruise Control DT for a 1/10th-scale autonomous vehicle, we identify some strengths and limitations of the reference architecture and begin distilling future directions for researchers, practitioners, and standard developers.