Artificial Intelligence (AI) increasingly shows its potential to outperform predicate logic algorithms and human control alike. In automatically deriving a system model, AI algorithms learn relations in data that are not detectable for humans. This great strength, however, also makes use of AI methods dubious. The more complex a model, the more difficult it is for a human to understand the reasoning for the decisions. As currently, fully automated AI algorithms are sparse, every algorithm has to provide a reasoning for human operators. For data engineers, metrics such as accuracy and sensitivity are sufficient. However, if models are interacting with non-experts, explanations have to be understandable. This work provides an extensive survey of literature on this topic, which, to a large part, consists of other surveys. The findings are mapped to ways of explaining decisions and reasons for explaining decisions. It shows that the heterogeneity of reasons and methods of and for explainability lead to individual explanatory frameworks.

In this survey, we provide a comprehensive review of more than 200 papers, technical reports, and GitHub repositories published over the last 10 years on the recent developments of deep learning techniques for iris recognition, covering broad topics on algorithm designs, open-source tools, open challenges, and emerging research. First, we conduct a comprehensive analysis of deep learning techniques developed for two main sub-tasks in iris biometrics: segmentation and recognition. Second, we focus on deep learning techniques for the robustness of iris recognition systems against presentation attacks and via human-machine pairing. Third, we delve deep into deep learning techniques for forensic application, especially in post-mortem iris recognition. Fourth, we review open-source resources and tools in deep learning techniques for iris recognition. Finally, we highlight the technical challenges, emerging research trends, and outlook for the future of deep learning in iris recognition.

Single-cell RNA-sequencing (scRNA-seq) has become a routinely used technique to quantify the gene expression profile of thousands of single cells simultaneously. Analysis of scRNA-seq data plays an important role in the study of cell states and phenotypes, and has helped elucidate biological processes, such as those occurring during development of complex organisms and improved our understanding of disease states, such as cancer, diabetes, and COVID, among others. Deep learning, a recent advance of artificial intelligence that has been used to address many problems involving large datasets, has also emerged as a promising tool for scRNA-seq data analysis, as it has a capacity to extract informative, compact features from noisy, heterogeneous, and high-dimensional scRNA-seq data to improve downstream analysis. The present review aims at surveying recently developed deep learning techniques in scRNA-seq data analysis, identifying key steps within the scRNA-seq data analysis pipeline that have been advanced by deep learning, and explaining the benefits of deep learning over more conventional analysis tools. Finally, we summarize the challenges in current deep learning approaches faced within scRNA-seq data and discuss potential directions for improvements in deep algorithms for scRNA-seq data analysis.

Neural networks have been widely applied in security applications such as spam and phishing detection, intrusion prevention, and malware detection. This black-box method, however, often has uncertainty and poor explainability in applications. Furthermore, neural networks themselves are often vulnerable to adversarial attacks. For those reasons, there is a high demand for trustworthy and rigorous methods to verify the robustness of neural network models. Adversarial robustness, which concerns the reliability of a neural network when dealing with maliciously manipulated inputs, is one of the hottest topics in security and machine learning. In this work, we survey existing literature in adversarial robustness verification for neural networks and collect 39 diversified research works across machine learning, security, and software engineering domains. We systematically analyze their approaches, including how robustness is formulated, what verification techniques are used, and the strengths and limitations of each technique. We provide a taxonomy from a formal verification perspective for a comprehensive understanding of this topic. We classify the existing techniques based on property specification, problem reduction, and reasoning strategies. We also demonstrate representative techniques that have been applied in existing studies with a sample model. Finally, we discuss open questions for future research.

The exploration--exploitation trade-off in reinforcement learning (RL) is a well-known and much-studied problem that balances greedy action selection with novel experience, and the study of exploration methods is usually only considered in the context of learning the optimal policy for a single learning task. However, in the context of online task transfer, where there is a change to the task during online operation, we hypothesize that exploration strategies that anticipate the need to adapt to future tasks can have a pronounced impact on the efficiency of transfer. As such, we re-examine the exploration--exploitation trade-off in the context of transfer learning. In this work, we review reinforcement learning exploration methods, define a taxonomy with which to organize them, analyze these methods' differences in the context of task transfer, and suggest avenues for future investigation.

Federated learning (FL) has been proposed to protect data privacy and virtually assemble the isolated data silos by cooperatively training models among organizations without breaching privacy and security. However, FL faces heterogeneity from various aspects, including data space, statistical, and system heterogeneity. For example, collaborative organizations without conflict of interest often come from different areas and have heterogeneous data from different feature spaces. Participants may also want to train heterogeneous personalized local models due to non-IID and imbalanced data distribution and various resource-constrained devices. Therefore, heterogeneous FL is proposed to address the problem of heterogeneity in FL. In this survey, we comprehensively investigate the domain of heterogeneous FL in terms of data space, statistical, system, and model heterogeneity. We first give an overview of FL, including its definition and categorization. Then, We propose a precise taxonomy of heterogeneous FL settings for each type of heterogeneity according to the problem setting and learning objective. We also investigate the transfer learning methodologies to tackle the heterogeneity in FL. We further present the applications of heterogeneous FL. Finally, we highlight the challenges and opportunities and envision promising future research directions toward new framework design and trustworthy approaches.

In recent years, a large number of XAI (eXplainable Artificial Intelligence) solutions have been proposed to explain existing ML (Machine Learning) models or to create interpretable ML models. Evaluation measures have recently been proposed and it is now possible to compare these XAI solutions. However, selecting the most relevant XAI solution among all this diversity is still a tedious task, especially when meeting specific needs and constraints. In this paper, we propose AutoXAI, a framework that recommends the best XAI solution and its hyperparameters according to specific XAI evaluation metrics while considering the user's context (dataset, ML model, XAI needs and constraints). It adapts approaches from context-aware recommender systems and strategies of optimization and evaluation from AutoML (Automated Machine Learning). We apply AutoXAI to two use cases, and show that it recommends XAI solutions adapted to the user's needs with the best hyperparameters matching the user's constraints.

Extracting the reported events from text is one of the key research themes in natural language processing. This process includes several tasks such as event detection, argument extraction, role labeling. As one of the most important topics in natural language processing and natural language understanding, the applications of event extraction spans across a wide range of domains such as newswire, biomedical domain, history and humanity, and cyber security. This report presents a comprehensive survey for event detection from textual documents. In this report, we provide the task definition, the evaluation method, as well as the benchmark datasets and a taxonomy of methodologies for event extraction. We also present our vision of future research direction in event detection.

The ubiquity of Machine Learning (ML) models, and more specifically deep neural network (NN) models, in all sorts of applications has become undeniable in recent years. From classifying images [1, 2, 3], detecting objects [4, 1] and performing semantic segmentation [5, 4] to translating from one human language to another [6] and doing sentiment analysis [7], the advances in different subfields of ML can be attributed mostly to the explosion of computing power and their ability to speed up the training process of artificial NNs. Most famously, AlexNet [8] allowed for an impressive jump in performance in the challenging ILSVRC2012 image classification dataset [1], also known as ImageNet, permanently cementing deep convolutional NN (CNN) architectures in the field of computer vision. Since then, architectures have gotten more refined [9, 10], training procedures have gotten increasingly more complex [11], and their performance and robustness have greatly improved as a consequence. Namely, the success of these deep CNN models is related to their ability to treat high-dimensional and complex data such as images or natural language. The impressive performance of NNs for machine learning tasks can be explained by the ability of their flexible architecture to capture meaningful information on various kinds of complex data and the fact that they are potentially composed of millions of parameters. However, this poses a major challenge: deciphering the reasoning behind the model's predictions. For instance, typical NN architectures for classification or regression problems incrementally transform the representation of the input data in the so-called latent space (or feature space) and then use this transformed representation to make their predictions, as summarized in Figure 1. Each step of this incremental data processing pipeline (or feature extraction chain) is carried out by a so-called layer, which is mathematically a non-linear function (blue rectangle in Figure 1).

Gradient-based methods have been widely used for system design and optimization in diverse application domains. Recently, there has been a renewed interest in studying theoretical properties of these methods in the context of control and reinforcement learning. This article surveys some of the recent developments on policy optimization, a gradient-based iterative approach for feedback control synthesis, popularized by successes of reinforcement learning. We take an interdisciplinary perspective in our exposition that connects control theory, reinforcement learning, and large-scale optimization. We review a number of recently-developed theoretical results on the optimization landscape, global convergence, and sample complexity of gradient-based methods for various continuous control problems such as the linear quadratic regulator (LQR), $\mathcal{H}_\infty$ control, risk-sensitive control, linear quadratic Gaussian (LQG) control, and output feedback synthesis. In conjunction with these optimization results, we also discuss how direct policy optimization handles stability and robustness concerns in learning-based control, two main desiderata in control engineering. We conclude the survey by pointing out several challenges and opportunities at the intersection of learning and control.