Despite widespread calls for transparent artificial intelligence systems, the term is too overburdened with disparate meanings to express precise policy aims or to orient concrete lines of research. Consequently, stakeholders often talk past each other, with policymakers expressing vague demands and practitioners devising solutions that may not address the underlying concerns. Part of why this happens is that a clear ideal of AI transparency goes unsaid in this body of work. We explicitly name such a north star -- transparency that is user-centered, user-appropriate, and honest. We conduct a broad literature survey, identifying many clusters of similar conceptions of transparency, tying each back to our north star with analysis of how it furthers or hinders our ideal AI transparency goals. We conclude with a discussion on common threads across all the clusters, to provide clearer common language whereby policymakers, stakeholders, and practitioners can communicate concrete demands and deliver appropriate solutions. We hope for future work on AI transparency that further advances confident, user-beneficial goals and provides clarity to regulators and developers alike.

The success of machine learning is fueled by the increasing availability of computing power and large training datasets. The training data is used to learn new models or update existing ones, assuming that it is sufficiently representative of the data that will be encountered at test time. This assumption is challenged by the threat of poisoning, an attack that manipulates the training data to compromise the model's performance at test time. Although poisoning has been acknowledged as a relevant threat in industry applications, and a variety of different attacks and defenses have been proposed so far, a complete systematization and critical review of the field is still missing. In this survey, we provide a comprehensive systematization of poisoning attacks and defenses in machine learning, reviewing more than 100 papers published in the field in the last 15 years. We start by categorizing the current threat models and attacks, and then organize existing defenses accordingly. While we focus mostly on computer-vision applications, we argue that our systematization also encompasses state-of-the-art attacks and defenses for other data modalities. Finally, we discuss existing resources for research in poisoning, and shed light on the current limitations and open research questions in this research field.

In the financial services industry, banks, insurers, asset managers and fintech companies are increasing the speed at which they deploy artificial intelligence (AI)-enabled applications, confident that AI will help them assess risk more accurately, enable operational efficiencies, and reduce costs, results from a new study by American tech firm Nvidia show. The 2023 State of AI in Financial Services report, released on February 02, 2023, draws on a survey of nearly 500 global financial services professionals that sought to understand AI trends in the sector, as well as the opportunities perceived and challenges faced by the industry. Results from the study show that the adoption of AI in the finance sector is accelerating at a fast pace, with over half of the respondents indicating having deployed three or more of the 21 different AI-enabled use cases analyzed by the survey. A fifth of respondents said they had six or more use cases in market. Accelerated adoption of AI in the sector comes on the back of increased awareness of the imperative among executive leadership teams.

Market financial forecasting is a trending area in deep learning. Deep learning models are capable of tackling the classic challenges in stock market data, such as its extremely complicated dynamics as well as long-term temporal correlation. To capture the temporal relationship among these time series, recurrent neural networks are employed. However, it is difficult for recurrent models to learn to keep track of long-term information. Convolutional Neural Networks have been utilized to better capture the dynamics and extract features for both short- and long-term forecasting. However, semantic segmentation and its well-designed fully convolutional networks have never been studied for time-series dense classification. We present a novel approach to predict long-term daily stock price change trends with fully 2D-convolutional encoder-decoders. We generate input frames with daily prices for a time-frame of T days. The aim is to predict future trends by pixel-wise classification of the current price frame. We propose a hierarchical CNN structure to encode multiple price frames to multiscale latent representation in parallel using Atrous Spatial Pyramid Pooling blocks and take that temporal coarse feature stacks into account in the decoding stages. Our hierarchical structure of CNNs makes it capable of capturing both long and short-term temporal relationships effectively. The effect of increasing the input time horizon via incrementing parallel encoders has been studied with interesting and substantial changes in the output segmentation masks. We achieve overall accuracy and AUC of %78.18 and 0.88 for joint trend prediction over the next 20 days, surpassing other semantic segmentation approaches. We compared our proposed model with several deep models specifically designed for technical analysis and found that for different output horizons, our proposed models outperformed other models.

Linear Discriminant Analysis (LDA) is a well-known technique for feature extraction and dimension reduction. The performance of classical LDA, however, significantly degrades on the High Dimension Low Sample Size (HDLSS) data for the ill-posed inverse problem. Existing approaches for HDLSS data classification typically assume the data in question are with Gaussian distribution and deal the HDLSS classification problem with regularization. However, these assumptions are too strict to hold in many emerging real-life applications, such as enabling personalized predictive analysis using Electronic Health Records (EHRs) data collected from an extremely limited number of patients who have been diagnosed with or without the target disease for prediction. In this paper, we revised the problem of predictive analysis of disease using personal EHR data and LDA classifier. To fill the gap, in this paper, we first studied an analytical model that understands the accuracy of LDA for classifying data with arbitrary distribution. The model gives a theoretical upper bound of LDA error rate that is controlled by two factors: (1) the statistical convergence rate of (inverse) covariance matrix estimators and (2) the divergence of the training/testing datasets to fitted distributions. To this end, we could lower the error rate by balancing the two factors for better classification performance. Hereby, we further proposed a novel LDA classifier De-Sparse that leverages De-sparsified Graphical Lasso to improve the estimation of LDA, which outperforms state-of-the-art LDA approaches developed for HDLSS data. Such advances and effectiveness are further demonstrated by both theoretical analysis and extensive experiments on EHR datasets.

Understanding the meaning of words in context is fundamental for reading comprehension. The perceived difficulty, hereafter referred to as complexity, of a target word within a given text varies widely among readers. With an increased demand for distance learning and educational technologies[107], research into automatically predicting which words are likely to cause comprehension problems is becoming a popular area of research [115, 147, 185]. Systems have been created to identify complex words that are difficult to acquire, reproduce, or understand for children [79], second-language learners [89], people suffering from a reading disability, such as dyslexia [131] or aphasia [35, 53], or more generally, individuals with low literacy [59, 175]. In Computational Linguistics and Natural Language Processing (NLP), the task of automatically recognizing complex words is most often achieved by training machine learning (ML) models. These ML models assign a complexity value to each target word within an inputted extract, sentence, or text that allows for the identification of complex words. This information can then be used to improve downstream lexical and text simplification systems that provide simpler alternatives to aid reading comprehension. Take the extract shown in Table 1 for example.

Federated learning has recently been applied to recommendation systems to protect user privacy. In federated learning settings, recommendation systems can train recommendation models only collecting the intermediate parameters instead of the real user data, which greatly enhances the user privacy. Beside, federated recommendation systems enable to collaborate with other data platforms to improve recommended model performance while meeting the regulation and privacy constraints. However, federated recommendation systems faces many new challenges such as privacy, security, heterogeneity and communication costs. While significant research has been conducted in these areas, gaps in the surveying literature still exist. In this survey, we-(1) summarize some common privacy mechanisms used in federated recommendation systems and discuss the advantages and limitations of each mechanism; (2) review some robust aggregation strategies and several novel attacks against security; (3) summarize some approaches to address heterogeneity and communication costs problems; (4)introduce some open source platforms that can be used to build federated recommendation systems; (5) present some prospective research directions in the future. This survey can guide researchers and practitioners understand the research progress in these areas.

Graph neural networks (GNNs) are highly effective on a variety of graph-related tasks; however, they lack interpretability and transparency. Current explainability approaches are typically local and treat GNNs as black-boxes. They do not look inside the model, inhibiting human trust in the model and explanations. Motivated by the ability of neurons to detect high-level semantic concepts in vision models, we perform a novel analysis on the behaviour of individual GNN neurons to answer questions about GNN interpretability, and propose new metrics for evaluating the interpretability of GNN neurons. We propose a novel approach for producing global explanations for GNNs using neuron-level concepts to enable practitioners to have a high-level view of the model. Specifically, (i) to the best of our knowledge, this is the first work which shows that GNN neurons act as concept detectors and have strong alignment with concepts formulated as logical compositions of node degree and neighbourhood properties; (ii) we quantitatively assess the importance of detected concepts, and identify a trade-off between training duration and neuron-level interpretability; (iii) we demonstrate that our global explainability approach has advantages over the current state-of-the-art -- we can disentangle the explanation into individual interpretable concepts backed by logical descriptions, which reduces potential for bias and improves user-friendliness.

The ability to explain the prediction of deep learning models to end-users is an important feature to leverage the power of artificial intelligence (AI) for the medical decision-making process, which is usually considered non-transparent and challenging to comprehend. In this paper, we apply state-of-the-art eXplainable artificial intelligence (XAI) methods to explain the prediction of the black-box AI models in the thyroid nodule diagnosis application. We propose new statistic-based XAI methods, namely Kernel Density Estimation and Density map, to explain the case of no nodule detected. XAI methods' performances are considered under a qualitative and quantitative comparison as feedback to improve the data quality and the model performance. Finally, we survey to assess doctors' and patients' trust in XAI explanations of the model's decisions on thyroid nodule images.

Transformer-based language models have achieved significant success in various domains. However, the data-intensive nature of the transformer architecture requires much labeled data, which is challenging in low-resource scenarios (i.e., few-shot learning (FSL)). The main challenge of FSL is the difficulty of training robust models on small amounts of samples, which frequently leads to overfitting. Here we present Mask-BERT, a simple and modular framework to help BERT-based architectures tackle FSL. The proposed approach fundamentally differs from existing FSL strategies such as prompt tuning and meta-learning. The core idea is to selectively apply masks on text inputs and filter out irrelevant information, which guides the model to focus on discriminative tokens that influence prediction results. In addition, to make the text representations from different categories more separable and the text representations from the same category more compact, we introduce a contrastive learning loss function. Experimental results on public-domain benchmark datasets demonstrate the effectiveness of Mask-BERT.