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The SMART+ Framework for AI Systems

arXiv.org Artificial Intelligence

Artificial Intelligence (AI) systems are now an integral part of multiple industries. In clinical research, AI supports automated adverse event detection in clinical trials, patient eligibility screening for protocol enrollment, and data quality validation. Beyond healthcare, AI is transforming finance through real-time fraud detection, automated loan risk assessment, and algorithmic decision-making. Similarly, in manufacturing, AI enables predictive maintenance to reduce equipment downtime, enhances quality control through computer-vision inspection, and optimizes production workflows using real-time operational data. While these technologies enhance operational efficiency, they introduce new challenges regarding safety, accountability, and regulatory compliance. To address these concerns, we introduce the SMART+ Framework - a structured model built on the pillars of Safety, Monitoring, Accountability, Reliability, and Transparency, and further enhanced with Privacy & Security, Data Governance, Fairness & Bias, and Guardrails. SMART+ offers a practical, comprehensive approach to evaluating and governing AI systems across industries. This framework aligns with evolving mechanisms and regulatory guidance to integrate operational safeguards, oversight procedures, and strengthened privacy and governance controls. SMART+ demonstrates risk mitigation, trust-building, and compliance readiness. By enabling responsible AI adoption and ensuring auditability, SMART+ provides a robust foundation for effective AI governance in clinical research.


A Hybrid Model for Stock Market Forecasting: Integrating News Sentiment and Time Series Data with Graph Neural Networks

arXiv.org Artificial Intelligence

Stock market prediction is a long-standing challenge in finance, as accurate forecasts support informed investment decisions. Traditional models rely mainly on historical prices, but recent work shows that financial news can provide useful external signals. This paper investigates a multimodal approach that integrates companies' news articles with their historical stock data to improve prediction performance. We compare a Graph Neural Network (GNN) model with a baseline LSTM model. Historical data for each company is encoded using an LSTM, while news titles are embedded with a language model. These embeddings form nodes in a heterogeneous graph, and GraphSAGE is used to capture interactions between articles, companies, and industries. We evaluate two targets: a binary direction-of-change label and a significance-based label. Experiments on the US equities and Bloomberg datasets show that the GNN outperforms the LSTM baseline, achieving 53% accuracy on the first target and a 4% precision gain on the second. Results also indicate that companies with more associated news yield higher prediction accuracy. Moreover, headlines contain stronger predictive signals than full articles, suggesting that concise news summaries play an important role in short-term market reactions.


Bridging Scale Discrepancies in Robotic Control via Language-Based Action Representations

arXiv.org Artificial Intelligence

Recent end-to-end robotic manipulation research increasingly adopts architectures inspired by large language models to enable robust manipulation. However, a critical challenge arises from severe distribution shifts between robotic action data, primarily due to substantial numerical variations in action commands across diverse robotic platforms and tasks, hindering the effective transfer of pretrained knowledge. To address this limitation, we propose a semantically grounded linguistic representation to normalize actions for efficient pretraining. Unlike conventional discretized action representations that are sensitive to numerical scales, the motion representation specifically disregards numeric scale effects, emphasizing directionality instead. This abstraction mitigates distribution shifts, yielding a more generalizable pretraining representation. Moreover, using the motion representation narrows the feature distance between action tokens and standard vocabulary tokens, mitigating modality gaps. Multi-task experiments on two benchmarks demonstrate that the proposed method significantly improves generalization performance and transferability in robotic manipulation tasks.


Curriculum Guided Massive Multi Agent System Solving For Robust Long Horizon Tasks

arXiv.org Artificial Intelligence

Large Language Models and multi-agent systems have shown promise in decomposing complex tasks, yet they struggle with long-horizon reasoning tasks and escalating computation cost. This work introduces a hierarchical multi-agent architecture that distributes reasoning across a 64*64 grid of lightweight agents, supported by a selective oracle. A spatial curriculum progressively expands the operational region of the grid, ensuring that agents master easier central tasks before tackling harder peripheral ones. To improve reliability, the system integrates Negative Log-Likelihood as a measure of confidence, allowing the curriculum to prioritize regions where agents are both accurate and well calibrated. A Thompson Sampling curriculum manager adaptively chooses training zones based on competence and NLL-driven reward signals. We evaluate the approach on a spatially grounded Tower of Hanoi benchmark, which mirrors the long-horizon structure of many robotic manipulation and planning tasks. Results demonstrate improved stability, reduced oracle usage, and stronger long-range reasoning from distributed agent cooperation.


A Novel Wasserstein Quaternion Generative Adversarial Network for Color Image Generation

arXiv.org Artificial Intelligence

Color image generation has a wide range of applications, but the existing generation models ignore the correlation among color channels, which may lead to chromatic aberration problems. In addition, the data distribution problem of color images has not been systematically elaborated and explained, so that there is still the lack of the theory about measuring different color images datasets. In this paper, we define a new quaternion Wasserstein distance and develop its dual theory. To deal with the quaternion linear programming problem, we derive the strong duality form with helps of quaternion convex set separation theorem and quaternion Farkas lemma. With using quaternion Wasserstein distance, we propose a novel Wasserstein quaternion generative adversarial network. Experiments demonstrate that this novel model surpasses both the (quaternion) generative adversarial networks and the Wasserstein generative adversarial network in terms of generation efficiency and image quality.


vEDGAR -- Can CARLA Do HiL?

arXiv.org Artificial Intelligence

Simulation offers advantages throughout the development process of automated driving functions, both in research and product development. Common open-source simulators like CARLA are extensively used in training, evaluation, and software-in-the-loop testing of new automated driving algorithms. However, the CARLA simulator lacks an evaluation where research and automated driving vehicles are simulated with their entire sensor and actuation stack in real time. The goal of this work is therefore to create a simulation framework for testing the automation software on its dedicated hardware and identifying its limits. Achieving this goal would greatly benefit the open-source development workflow of automated driving functions, designating CARLA as a consistent evaluation tool along the entire development process. To achieve this goal, in a first step, requirements are derived, and a simulation architecture is specified and implemented. Based on the formulated requirements, the proposed vEDGAR software is evaluated, resulting in a final conclusion on the applicability of CARLA for HiL testing of automated vehicles. The tool is available open source: Modified CARLA fork: https://github.com/TUMFTM/carla, vEDGAR Framework: https://github.com/TUMFTM/vEDGAR


Principles2Plan: LLM-Guided System for Operationalising Ethical Principles into Plans

arXiv.org Artificial Intelligence

Ethical awareness is critical for robots operating in human environments, yet existing automated planning tools provide little support. Manually specifying ethical rules is labour-intensive and highly context-specific. We present Princi-ples2Plan, an interactive research prototype demonstrating how a human and a Large Language Model (LLM) can collaborate to produce context-sensitive ethical rules and guide automated planning. A domain expert provides the planning domain, problem details, and relevant high-level principles such as beneficence and privacy. The system generates op-erationalisable ethical rules consistent with these principles, which the user can review, prioritise, and supply to a planner to produce ethically-informed plans. To our knowledge, no prior system supports users in generating principle-grounded rules for classical planning contexts. Principles2Plan showcases the potential of human-LLM collaboration for making ethical automated planning more practical and feasible.


Beyond Real Weights: Hypercomplex Representations for Stable Quantization

arXiv.org Artificial Intelligence

Multimodal language models (MLLMs) require large parameter capacity to align high-dimensional visual features with linguistic representations, making them computationally heavy and difficult to deploy efficiently. We introduce a progressive reparameterization strategy that compresses these models by gradually replacing dense feed-forward network blocks with compact Parameterized Hypercomplex Multiplication (PHM) layers. A residual interpolation schedule, together with lightweight reconstruction and knowledge distillation losses, ensures that the PHM modules inherit the functional behavior of their dense counterparts during training. This transition yields substantial parameter and FLOP reductions while preserving strong multimodal alignment, enabling faster inference without degrading output quality. We evaluate the approach on multiple vision-language models (VLMs). Our method maintains performance comparable to the base models while delivering significant reductions in model size and inference latency. Progressive PHM substitution thus offers an architecture-compatible path toward more efficient multimodal reasoning and complements existing low-bit quantization techniques.


Disrupting Hierarchical Reasoning: Adversarial Protection for Geographic Privacy in Multimodal Reasoning Models

arXiv.org Artificial Intelligence

Multi-modal large reasoning models (MLRMs) pose significant privacy risks by inferring precise geographic locations from personal images through hierarchical chain-of-thought reasoning. Existing privacy protection techniques, primarily designed for perception-based models, prove ineffective against MLRMs' sophisticated multi-step reasoning processes that analyze environmental cues. We introduce \textbf{ReasonBreak}, a novel adversarial framework specifically designed to disrupt hierarchical reasoning in MLRMs through concept-aware perturbations. Our approach is founded on the key insight that effective disruption of geographic reasoning requires perturbations aligned with conceptual hierarchies rather than uniform noise. ReasonBreak strategically targets critical conceptual dependencies within reasoning chains, generating perturbations that invalidate specific inference steps and cascade through subsequent reasoning stages. To facilitate this approach, we contribute \textbf{GeoPrivacy-6K}, a comprehensive dataset comprising 6,341 ultra-high-resolution images ($\geq$2K) with hierarchical concept annotations. Extensive evaluation across seven state-of-the-art MLRMs (including GPT-o3, GPT-5, Gemini 2.5 Pro) demonstrates ReasonBreak's superior effectiveness, achieving a 14.4\% improvement in tract-level protection (33.8\% vs 19.4\%) and nearly doubling block-level protection (33.5\% vs 16.8\%). This work establishes a new paradigm for privacy protection against reasoning-based threats.


ContextDrag: Precise Drag-Based Image Editing via Context-Preserving Token Injection and Position-Consistent Attention

arXiv.org Artificial Intelligence

Drag-based image editing aims to modify visual content followed by user-specified drag operations. Despite existing methods having made notable progress, they still fail to fully exploit the contextual information in the reference image, including fine-grained texture details, leading to edits with limited coherence and fidelity. To address this challenge, we introduce ContextDrag, a new paradigm for drag-based editing that leverages the strong contextual modeling capability of editing models, such as FLUX-Kontext. By incorporating VAE-encoded features from the reference image, ContextDrag can leverage rich contextual cues and preserve fine-grained details, without the need for finetuning or inversion. Specifically, ContextDrag introduced a novel Context-preserving Token Injection (CTI) that injects noise-free reference features into their correct destination locations via a Latent-space Reverse Mapping (LRM) algorithm. This strategy enables precise drag control while preserving consistency in both semantics and texture details. Second, ContextDrag adopts a novel Position-Consistent Attention (PCA), which positional re-encodes the reference tokens and applies overlap-aware masking to eliminate interference from irrelevant reference features. Extensive experiments on DragBench-SR and DragBench-DR demonstrate that our approach surpasses all existing SOTA methods. Code will be publicly available.