Besides accuracy, recent studies on machine learning models have been addressing the question on how the obtained results can be interpreted. Indeed, while complex machine learning models are able to provide very good results in terms of accuracy even in challenging applications, it is difficult to interpret them. Aiming at providing some interpretability for such models, one of the most famous methods, called SHAP, borrows the Shapley value concept from game theory in order to locally explain the predicted outcome of an instance of interest. As the SHAP values calculation needs previous computations on all possible coalitions of attributes, its computational cost can be very high. Therefore, a SHAP-based method called Kernel SHAP adopts an efficient strategy that approximate such values with less computational effort. In this paper, we also address local interpretability in machine learning based on Shapley values. Firstly, we provide a straightforward formulation of a SHAP-based method for local interpretability by using the Choquet integral, which leads to both Shapley values and Shapley interaction indices. Moreover, we also adopt the concept of $k$-additive games from game theory, which contributes to reduce the computational effort when estimating the SHAP values. The obtained results attest that our proposal needs less computations on coalitions of attributes to approximate the SHAP values.

The argument role in event extraction refers to the relation between an event and an argument participating in it. Despite the great progress in event extraction, existing studies still depend on roles pre-defined by domain experts. These studies expose obvious weakness when extending to emerging event types or new domains without available roles. Therefore, more attention and effort needs to be devoted to automatically customizing argument roles. In this paper, we define this essential but under-explored task: open-vocabulary argument role prediction. The goal of this task is to infer a set of argument roles for a given event type. We propose a novel unsupervised framework, RolePred for this task. Specifically, we formulate the role prediction problem as an in-filling task and construct prompts for a pre-trained language model to generate candidate roles. By extracting and analyzing the candidate arguments, the event-specific roles are further merged and selected. To standardize the research of this task, we collect a new event extraction dataset from WikiPpedia including 142 customized argument roles with rich semantics. On this dataset, RolePred outperforms the existing methods by a large margin. Source code and dataset are available on our GitHub repository: https://github.com/yzjiao/RolePred

Named entity recognition models (NER), are widely used for identifying named entities (e.g., individuals, locations, and other information) in text documents. Machine learning based NER models are increasingly being applied in privacy-sensitive applications that need automatic and scalable identification of sensitive information to redact text for data sharing. In this paper, we study the setting when NER models are available as a black-box service for identifying sensitive information in user documents and show that these models are vulnerable to membership inference on their training datasets. With updated pre-trained NER models from spaCy, we demonstrate two distinct membership attacks on these models. Our first attack capitalizes on unintended memorization in the NER's underlying neural network, a phenomenon NNs are known to be vulnerable to. Our second attack leverages a timing side-channel to target NER models that maintain vocabularies constructed from the training data. We show that different functional paths of words within the training dataset in contrast to words not previously seen have measurable differences in execution time. Revealing membership status of training samples has clear privacy implications, e.g., in text redaction, sensitive words or phrases to be found and removed, are at risk of being detected in the training dataset. Our experimental evaluation includes the redaction of both password and health data, presenting both security risks and privacy/regulatory issues. This is exacerbated by results that show memorization with only a single phrase. We achieved 70% AUC in our first attack on a text redaction use-case. We also show overwhelming success in the timing attack with 99.23% AUC. Finally we discuss potential mitigation approaches to realize the safe use of NER models in light of the privacy and security implications of membership inference attacks.

End-to-End automatic speech recognition (ASR) models aim to learn a generalised speech representation to perform recognition. In this domain there is little research to analyse internal representation dependencies and their relationship to modelling approaches. This paper investigates cross-domain language model dependencies within transformer architectures using SVCCA and uses these insights to exploit modelling approaches. It was found that specific neural representations within the transformer layers exhibit correlated behaviour which impacts recognition performance. Altogether, this work provides analysis of the modelling approaches affecting contextual dependencies and ASR performance, and can be used to create or adapt better performing End-to-End ASR models and also for downstream tasks.

The use of algorithm-agnostic approaches is an emerging area of research for explaining the contribution of individual features towards the predicted outcome. Whilst there is a focus on explaining the prediction itself, a little has been done on explaining the robustness of these models, that is, how each feature contributes towards achieving that robustness. In this paper, we propose the use of Shapley values to explain the contribution of each feature towards the model's robustness, measured in terms of Receiver-operating Characteristics (ROC) curve and the Area under the ROC curve (AUC). With the help of an illustrative example, we demonstrate the proposed idea of explaining the ROC curve, and visualising the uncertainties in these curves. For imbalanced datasets, the use of Precision-Recall Curve (PRC) is considered more appropriate, therefore we also demonstrate how to explain the PRCs with the help of Shapley values. The explanation of robustness can help analysts in a number of ways, for example, it can help in feature selection by identifying the irrelevant features that can be removed to reduce the computational complexity. It can also help in identifying the features having critical contributions or negative contributions towards robustness.

Public Policies are not intrinsically positive or negative. Rather, policies provide varying levels of effects across different recipients. Methodologically, computational modeling enables the application of multiple influences on empirical data, thus allowing for heterogeneous response to policies. We use a random forest machine learning algorithm to emulate an agent-based model (ABM) and evaluate competing policies across 46 Metropolitan Regions (MRs) in Brazil. In doing so, we use input parameters and output indicators of 11,076 actual simulation runs and one million emulated runs. As a result, we obtain the optimal (and non-optimal) performance of each region over the policies. Optimum is defined as a combination of GDP production and the Gini coefficient inequality indicator for the full ensemble of Metropolitan Regions. Results suggest that MRs already have embedded structures that favor optimal or non-optimal results, but they also illustrate which policy is more beneficial to each place. In addition to providing MR-specific policies' results, the use of machine learning to simulate an ABM reduces the computational burden, whereas allowing for a much larger variation among model parameters. The coherence of results within the context of larger uncertainty--vis-\`a-vis those of the original ABM--reinforces robustness of the model. At the same time the exercise indicates which parameters should policymakers intervene on, in order to work towards precise policy optimal instruments.

Large language models are shown to present privacy risks through memorization of training data, and several recent works have studied such risks for the pre-training phase. Little attention, however, has been given to the fine-tuning phase and it is not well understood how different fine-tuning methods (such as fine-tuning the full model, the model head, and adapter) compare in terms of memorization risk. This presents increasing concern as the "pre-train and fine-tune" paradigm proliferates. In this paper, we empirically study memorization of fine-tuning methods using membership inference and extraction attacks, and show that their susceptibility to attacks is very different. We observe that fine-tuning the head of the model has the highest susceptibility to attacks, whereas fine-tuning smaller adapters appears to be less vulnerable to known extraction attacks.

The joint optimization of the reconstruction and classification error is a hard non convex problem, especially when a non linear mapping is utilized. In order to overcome this obstacle, a novel optimization strategy is proposed, in which a Convolutional Autoencoder for dimensionality reduction and a classifier composed by a Fully Connected Network, are combined to simultaneously produce supervised dimensionality reduction and predictions. It turned out that this methodology can also be greatly beneficial in enforcing explainability of deep learning architectures. Additionally, the resulting Latent Space, optimized for the classification task, can be utilized to improve traditional, interpretable classification algorithms. The experimental results, showed that the proposed methodology achieved competitive results against the state of the art deep learning methods, while being much more efficient in terms of parameter count. Finally, it was empirically justified that the proposed methodology introduces advanced explainability regarding, not only the data structure through the produced latent space, but also about the classification behaviour.

Prerecorded laughter accompanying dialog in comedy TV shows encourages the audience to laugh by clearly marking humorous moments in the show. We present an approach for automatically detecting humor in the Friends TV show using multimodal data. Our model is capable of recognizing whether an utterance is humorous or not and assess the intensity of it. We use the prerecorded laughter in the show as annotation as it marks humor and the length of the audience's laughter tells us how funny a given joke is. We evaluate the model on episodes the model has not been exposed to during the training phase. Our results show that the model is capable of correctly detecting whether an utterance is humorous 78% of the time and how long the audience's laughter reaction should last with a mean absolute error of 600 milliseconds.

Persistent Memory (PMEM), also known as Non-Volatile Memory (NVM), can deliver higher density and lower cost per bit when compared with DRAM. Its main drawback is that it is typically slower than DRAM. On the other hand, DRAM has scalability problems due to its cost and energy consumption. Soon, PMEM will likely coexist with DRAM in computer systems but the biggest challenge is to know which data to allocate on each type of memory. This paper describes a methodology for identifying and characterizing application objects that have the most influence on the application's performance using Intel Optane DC Persistent Memory. In the first part of our work, we built a tool that automates the profiling and analysis of application objects. In the second part, we build a machine learning model to predict the most critical object within large-scale graph-based applications. Our results show that using isolated features does not bring the same benefit compared to using a carefully chosen set of features. By performing data placement using our predictive model, we can reduce the execution time degradation by 12\% (average) and 30\% (max) when compared to the baseline's approach based on LLC misses indicator.