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AI Governance and Accountability: An Analysis of Anthropic's Claude

arXiv.org Artificial Intelligence

As AI systems become increasingly prevalent and impactful, the need for effective AI governance and accountability measures is paramount. This paper examines the AI governance landscape, focusing on Anthropic's Claude, a foundational AI model. We analyze Claude through the lens of the NIST AI Risk Management Framework and the EU AI Act, identifying potential threats and proposing mitigation strategies. The paper highlights the importance of transparency, rigorous benchmarking, and comprehensive data handling processes in ensuring the responsible development and deployment of AI systems. We conclude by discussing the social impact of AI governance and the ethical considerations surrounding AI accountability.


Data Feminism for AI

arXiv.org Artificial Intelligence

This paper presents a set of intersectional feminist principles for conducting equitable, ethical, and sustainable AI research. In Data Feminism (2020), we offered seven principles for examining and challenging unequal power in data science. Here, we present a rationale for why feminism remains deeply relevant for AI research, rearticulate the original principles of data feminism with respect to AI, and introduce two potential new principles related to environmental impact and consent. Together, these principles help to 1) account for the unequal, undemocratic, extractive, and exclusionary forces at work in AI research, development, and deployment; 2) identify and mitigate predictable harms in advance of unsafe, discriminatory, or otherwise oppressive systems being released into the world; and 3) inspire creative, joyful, and collective ways to work towards a more equitable, sustainable world in which all of us can thrive.


Leverage Multi-source Traffic Demand Data Fusion with Transformer Model for Urban Parking Prediction

arXiv.org Artificial Intelligence

The escalation in urban private car ownership has worsened the urban parking predicament, necessitating effective parking availability prediction for urban planning and management. However, the existing prediction methods suffer from low prediction accuracy with the lack of spatial-temporal correlation features related to parking volume, and neglect of flow patterns and correlations between similar parking lots within certain areas. To address these challenges, this study proposes a parking availability prediction framework integrating spatial-temporal deep learning with multi-source data fusion, encompassing traffic demand data from multiple sources (e.g., metro, bus, taxi services), and parking lot data. The framework is based on the Transformer as the spatial-temporal deep learning model and leverages K-means clustering to establish parking cluster zones, extracting and integrating traffic demand characteristics from various transportation modes (i.e., metro, bus, online ride-hailing, and taxi) connected to parking lots. Real-world empirical data was used to verify the effectiveness of the proposed method compared with different machine learning, deep learning, and traditional statistical models for predicting parking availability. Experimental results reveal that, with the proposed pipeline, the developed Transformer model outperforms other models in terms of various metrics, e.g., Mean Squared Error (MSE), Mean Absolute Error (MAE), and Mean Absolute Percentage Error (MAPE). By fusing multi-source demanding data with spatial-temporal deep learning techniques, this approach offers the potential to develop parking availability prediction systems that furnish more accurate and timely information to both drivers and urban planners, thereby fostering more efficient and sustainable urban mobility.


Analyzing the Role of Semantic Representations in the Era of Large Language Models

arXiv.org Artificial Intelligence

Traditionally, natural language processing (NLP) models often use a rich set of features created by linguistic expertise, such as semantic representations. However, in the era of large language models (LLMs), more and more tasks are turned into generic, end-to-end sequence generation problems. In this paper, we investigate the question: what is the role of semantic representations in the era of LLMs? Specifically, we investigate the effect of Abstract Meaning Representation (AMR) across five diverse NLP tasks. We propose an AMR-driven chain-of-thought prompting method, which we call AMRCoT, and find that it generally hurts performance more than it helps. To investigate what AMR may have to offer on these tasks, we conduct a series of analysis experiments. We find that it is difficult to predict which input examples AMR may help or hurt on, but errors tend to arise with multi-word expressions, named entities, and in the final inference step where the LLM must connect its reasoning over the AMR to its prediction. We recommend focusing on these areas for future work in semantic representations for LLMs. Our code: https://github.com/causalNLP/amr_llm.


Landmark-Guided Cross-Speaker Lip Reading with Mutual Information Regularization

arXiv.org Artificial Intelligence

Lip reading, the process of interpreting silent speech from visual lip movements, has gained rising attention for its wide range of realistic applications. Deep learning approaches greatly improve current lip reading systems. However, lip reading in cross-speaker scenarios where the speaker identity changes, poses a challenging problem due to inter-speaker variability. A well-trained lip reading system may perform poorly when handling a brand new speaker. To learn a speaker-robust lip reading model, a key insight is to reduce visual variations across speakers, avoiding the model overfitting to specific speakers. In this work, in view of both input visual clues and latent representations based on a hybrid CTC/attention architecture, we propose to exploit the lip landmark-guided fine-grained visual clues instead of frequently-used mouth-cropped images as input features, diminishing speaker-specific appearance characteristics. Furthermore, a max-min mutual information regularization approach is proposed to capture speaker-insensitive latent representations. Experimental evaluations on public lip reading datasets demonstrate the effectiveness of the proposed approach under the intra-speaker and inter-speaker conditions.


SoMeR: Multi-View User Representation Learning for Social Media

arXiv.org Artificial Intelligence

User representation learning aims to capture user preferences, interests, and behaviors in low-dimensional vector representations. These representations have widespread applications in recommendation systems and advertising; however, existing methods typically rely on specific features like text content, activity patterns, or platform metadata, failing to holistically model user behavior across different modalities. To address this limitation, we propose SoMeR, a Social Media user Representation learning framework that incorporates temporal activities, text content, profile information, and network interactions to learn comprehensive user portraits. SoMeR encodes user post streams as sequences of timestamped textual features, uses transformers to embed this along with profile data, and jointly trains with link prediction and contrastive learning objectives to capture user similarity. We demonstrate SoMeR's versatility through two applications: 1) Identifying inauthentic accounts involved in coordinated influence operations by detecting users posting similar content simultaneously, and 2) Measuring increased polarization in online discussions after major events by quantifying how users with different beliefs moved farther apart in the embedding space. SoMeR's ability to holistically model users enables new solutions to important problems around disinformation, societal tensions, and online behavior understanding.


Question Suggestion for Conversational Shopping Assistants Using Product Metadata

arXiv.org Artificial Intelligence

Digital assistants have become ubiquitous in e-commerce applications, following the recent advancements in Information Retrieval (IR), Natural Language Processing (NLP) and Generative Artificial Intelligence (AI). However, customers are often unsure or unaware of how to effectively converse with these assistants to meet their shopping needs. In this work, we emphasize the importance of providing customers a fast, easy to use, and natural way to interact with conversational shopping assistants. We propose a framework that employs Large Language Models (LLMs) to automatically generate contextual, useful, answerable, fluent and diverse questions about products, via in-context learning and supervised fine-tuning. Recommending these questions to customers as helpful suggestions or hints to both start and continue a conversation can result in a smoother and faster shopping experience with reduced conversation overhead and friction. We perform extensive offline evaluations, and discuss in detail about potential customer impact, and the type, length and latency of our generated product questions if incorporated into a real-world shopping assistant.


A Survey on Large Language Models for Critical Societal Domains: Finance, Healthcare, and Law

arXiv.org Artificial Intelligence

In the fast-evolving domain of artificial intelligence, large language models (LLMs) such as GPT-3 and GPT-4 are revolutionizing the landscapes of finance, healthcare, and law: domains characterized by their reliance on professional expertise, challenging data acquisition, high-stakes, and stringent regulatory compliance. This survey offers a detailed exploration of the methodologies, applications, challenges, and forward-looking opportunities of LLMs within these high-stakes sectors. We highlight the instrumental role of LLMs in enhancing diagnostic and treatment methodologies in healthcare, innovating financial analytics, and refining legal interpretation and compliance strategies. Moreover, we critically examine the ethics for LLM applications in these fields, pointing out the existing ethical concerns and the need for transparent, fair, and robust AI systems that respect regulatory norms. By presenting a thorough review of current literature and practical applications, we showcase the transformative impact of LLMs, and outline the imperative for interdisciplinary cooperation, methodological advancements, and ethical vigilance. Through this lens, we aim to spark dialogue and inspire future research dedicated to maximizing the benefits of LLMs while mitigating their risks in these precision-dependent sectors. To facilitate future research on LLMs in these critical societal domains, we also initiate a reading list that tracks the latest advancements under this topic, which will be continually updated.


SynFlowNet: Towards Molecule Design with Guaranteed Synthesis Pathways

arXiv.org Artificial Intelligence

Recent breakthroughs in generative modelling have led to a number of works proposing molecular generation models for drug discovery. While these models perform well at capturing drug-like motifs, they are known to often produce synthetically inaccessible molecules. This is because they are trained to compose atoms or fragments in a way that approximates the training distribution, but they are not explicitly aware of the synthesis constraints that come with making molecules in the lab. To address this issue, we introduce SynFlowNet, a GFlowNet model whose action space uses chemically validated reactions and reactants to sequentially build new molecules. We evaluate our approach using synthetic accessibility scores and an independent retrosynthesis tool. SynFlowNet consistently samples synthetically feasible molecules, while still being able to find diverse and high-utility candidates. Furthermore, we compare molecules designed with SynFlowNet to experimentally validated actives, and find that they show comparable properties of interest, such as molecular weight, SA score and predicted protein binding affinity.


1-Diffractor: Efficient and Utility-Preserving Text Obfuscation Leveraging Word-Level Metric Differential Privacy

arXiv.org Artificial Intelligence

The study of privacy-preserving Natural Language Processing (NLP) has gained rising attention in recent years. One promising avenue studies the integration of Differential Privacy in NLP, which has brought about innovative methods in a variety of application settings. Of particular note are $\textit{word-level Metric Local Differential Privacy (MLDP)}$ mechanisms, which work to obfuscate potentially sensitive input text by performing word-by-word $\textit{perturbations}$. Although these methods have shown promising results in empirical tests, there are two major drawbacks: (1) the inevitable loss of utility due to addition of noise, and (2) the computational expensiveness of running these mechanisms on high-dimensional word embeddings. In this work, we aim to address these challenges by proposing $\texttt{1-Diffractor}$, a new mechanism that boasts high speedups in comparison to previous mechanisms, while still demonstrating strong utility- and privacy-preserving capabilities. We evaluate $\texttt{1-Diffractor}$ for utility on several NLP tasks, for theoretical and task-based privacy, and for efficiency in terms of speed and memory. $\texttt{1-Diffractor}$ shows significant improvements in efficiency, while still maintaining competitive utility and privacy scores across all conducted comparative tests against previous MLDP mechanisms. Our code is made available at: https://github.com/sjmeis/Diffractor.