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Do No Harm: A Counterfactual Approach to Safe Reinforcement Learning

arXiv.org Artificial Intelligence

Reinforcement Learning (RL) for control has become increasingly popular due to its ability to learn rich feedback policies that take into account uncertainty and complex representations of the environment. When considering safety constraints, constrained optimization approaches, where agents are penalized for constraint violations, are commonly used. In such methods, if agents are initialized in, or must visit, states where constraint violation might be inevitable, it is unclear how much they should be penalized. We address this challenge by formulating a constraint on the counterfactual harm of the learned policy compared to a default, safe policy. In a philosophical sense this formulation only penalizes the learner for constraint violations that it caused; in a practical sense it maintains feasibility of the optimal control problem. We present simulation studies on a rover with uncertain road friction and a tractor-trailer parking environment that demonstrate our constraint formulation enables agents to learn safer policies than contemporary constrained RL methods.


DocReLM: Mastering Document Retrieval with Language Model

arXiv.org Artificial Intelligence

With over 200 million published academic documents and millions of new documents being written each year, academic researchers face the challenge of searching for information within this vast corpus. However, existing retrieval systems struggle to understand the semantics and domain knowledge present in academic papers. In this work, we demonstrate that by utilizing large language models, a document retrieval system can achieve advanced semantic understanding capabilities, significantly outperforming existing systems. Our approach involves training the retriever and reranker using domain-specific data generated by large language models. Additionally, we utilize large language models to identify candidates from the references of retrieved papers to further enhance the performance. We use a test set annotated by academic researchers in the fields of quantum physics and computer vision to evaluate our system's performance. The results show that DocReLM achieves a Top 10 accuracy of 44.12% in computer vision, compared to Google Scholar's 15.69%, and an increase to 36.21% in quantum physics, while that of Google Scholar is 12.96%.


Differentially Private Federated Learning: A Systematic Review

arXiv.org Artificial Intelligence

In recent years, privacy and security concerns in machine learning have promoted trusted federated learning to the forefront of research. Differential privacy has emerged as the de facto standard for privacy protection in federated learning due to its rigorous mathematical foundation and provable guarantee. Despite extensive research on algorithms that incorporate differential privacy within federated learning, there remains an evident deficiency in systematic reviews that categorize and synthesize these studies. Our work presents a systematic overview of the differentially private federated learning. Existing taxonomies have not adequately considered objects and level of privacy protection provided by various differential privacy models in federated learning. To rectify this gap, we propose a new taxonomy of differentially private federated learning based on definition and guarantee of various differential privacy models and federated scenarios. Our classification allows for a clear delineation of the protected objects across various differential privacy models and their respective neighborhood levels within federated learning environments. Furthermore, we explore the applications of differential privacy in federated learning scenarios. Our work provide valuable insights into privacy-preserving federated learning and suggest practical directions for future research.


Morphological Prototyping for Unsupervised Slide Representation Learning in Computational Pathology

arXiv.org Artificial Intelligence

Representation learning of pathology whole-slide images (WSIs) has been has primarily relied on weak supervision with Multiple Instance Learning (MIL). However, the slide representations resulting from this approach are highly tailored to specific clinical tasks, which limits their expressivity and generalization, particularly in scenarios with limited data. Instead, we hypothesize that morphological redundancy in tissue can be leveraged to build a task-agnostic slide representation in an unsupervised fashion. To this end, we introduce PANTHER, a prototype-based approach rooted in the Gaussian mixture model that summarizes the set of WSI patches into a much smaller set of morphological prototypes. Specifically, each patch is assumed to have been generated from a mixture distribution, where each mixture component represents a morphological exemplar. Utilizing the estimated mixture parameters, we then construct a compact slide representation that can be readily used for a wide range of downstream tasks. By performing an extensive evaluation of PANTHER on subtyping and survival tasks using 13 datasets, we show that 1) PANTHER outperforms or is on par with supervised MIL baselines and 2) the analysis of morphological prototypes brings new qualitative and quantitative insights into model interpretability.


MAML-en-LLM: Model Agnostic Meta-Training of LLMs for Improved In-Context Learning

arXiv.org Artificial Intelligence

Adapting large language models (LLMs) to unseen tasks with in-context training samples without fine-tuning remains an important research problem. To learn a robust LLM that adapts well to unseen tasks, multiple meta-training approaches have been proposed such as MetaICL and MetaICT, which involve meta-training pre-trained LLMs on a wide variety of diverse tasks. These meta-training approaches essentially perform in-context multi-task fine-tuning and evaluate on a disjointed test set of tasks. Even though they achieve impressive performance, their goal is never to compute a truly general set of parameters. In this paper, we propose MAML-en-LLM, a novel method for meta-training LLMs, which can learn truly generalizable parameters that not only perform well on disjointed tasks but also adapts to unseen tasks. We see an average increase of 2% on unseen domains in the performance while a massive 4% improvement on adaptation performance. Furthermore, we demonstrate that MAML-en-LLM outperforms baselines in settings with limited amount of training data on both seen and unseen domains by an average of 2%. Finally, we discuss the effects of type of tasks, optimizers and task complexity, an avenue barely explored in meta-training literature. Exhaustive experiments across 7 task settings along with two data settings demonstrate that models trained with MAML-en-LLM outperform SOTA meta-training approaches.


Human-Centered LLM-Agent User Interface: A Position Paper

arXiv.org Artificial Intelligence

Large Language Model (LLM) -in-the-loop applications have been shown to effectively interpret the human user's commands, make plans, and operate external tools/systems accordingly. Still, the operation scope of the LLM agent is limited to passively following the user, requiring the user to frame his/her needs with regard to the underlying tools/systems. We note that the potential of an LLM-Agent User Interface (LAUI) is much greater. A user mostly ignorant to the underlying tools/systems should be able to work with a LAUI to discover an emergent workflow. Contrary to the conventional way of designing an explorable GUI to teach the user a predefined set of ways to use the system, in the ideal LAUI, the LLM agent is initialized to be proficient with the system, proactively studies the user and his/her needs, and proposes new interaction schemes to the user. To illustrate LAUI, we present Flute X GPT, a concrete example using an LLM agent, a prompt manager, and a flute-tutoring multi-modal software-hardware system to facilitate the complex, real-time user experience of learning to play the flute.


Transcriptomics-guided Slide Representation Learning in Computational Pathology

arXiv.org Artificial Intelligence

Self-supervised learning (SSL) has been successful in building patch embeddings of small histology images (e.g., 224x224 pixels), but scaling these models to learn slide embeddings from the entirety of giga-pixel whole-slide images (WSIs) remains challenging. Here, we leverage complementary information from gene expression profiles to guide slide representation learning using multimodal pre-training. Expression profiles constitute highly detailed molecular descriptions of a tissue that we hypothesize offer a strong task-agnostic training signal for learning slide embeddings. Our slide and expression (S+E) pre-training strategy, called Tangle, employs modality-specific encoders, the outputs of which are aligned via contrastive learning. Tangle was pre-trained on samples from three different organs: liver (n=6,597 S+E pairs), breast (n=1,020), and lung (n=1,012) from two different species (Homo sapiens and Rattus norvegicus). Across three independent test datasets consisting of 1,265 breast WSIs, 1,946 lung WSIs, and 4,584 liver WSIs, Tangle shows significantly better few-shot performance compared to supervised and SSL baselines. When assessed using prototype-based classification and slide retrieval, Tangle also shows a substantial performance improvement over all baselines. Code available at https://github.com/mahmoodlab/TANGLE.


Novel Interpretable and Robust Web-based AI Platform for Phishing Email Detection

arXiv.org Artificial Intelligence

Phishing emails continue to pose a significant threat, causing financial losses and security breaches. This study addresses limitations in existing research, such as reliance on proprietary datasets and lack of real-world application, by proposing a high-performance machine learning model for email classification. Utilizing a comprehensive and largest available public dataset, the model achieves a f1 score of 0.99 and is designed for deployment within relevant applications. Additionally, Explainable AI (XAI) is integrated to enhance user trust. This research offers a practical and highly accurate solution, contributing to the fight against phishing by empowering users with a real-time web-based application for phishing email detection.


Are seed-sowing drones the answer to global deforestation?

Al Jazeera

Santa Cruz Cabralia, Bahia, Brazil – With a loud whir, the drone takes flight. Minutes later, the humming sound gives way to a distinctive rattling as the machine, hovering about 20 metres above the ground, begins unloading its precious cargo and a cocktail of seeds rains down onto the land below. Given time, these seeds will grow into trees and, eventually, it is hoped, a thriving forest will stand where there was once just sparse vegetation. That is what the startup which operates this drone, a large contraption that looks a bit like a Pokemon ball with antennae, hopes. The 54 hectares (133 acres) here which have been badly degraded by agriculture and cattle farming in the Brazilian state of Bahia are just the start.


EnterpriseEM: Fine-tuned Embeddings for Enterprise Semantic Search

arXiv.org Artificial Intelligence

In the context of enterprises accumulating proprietary unstructured data, AI-driven information retrieval solutions have emerged as vital tools for extracting relevant answers to employee queries. Traditional methods for developing such solutions often involve choosing between Retrieval Augmented Generation (RAG) or fine-tuned Large Language Models (LLMs). However, fine-tuned LLMs, comprising only generative models, lack a guarantee of factual accuracy, while RAG, comprising an embedding model and a generative model, assures factual precision (Lewis at al., 2020 [1]). Despite their superior performance in general, RAG based solutions often rely on pre-trained models, potentially leading to suboptimal alignment with enterprise-specific data. Addressing this challenge entails exploring two potential avenues: Firstly, recent studies such as RAFT (Zhang et al., 2024 [2]) explore the integration of fine-tuned generative models within a RAG pipeline to enhance accuracy, albeit requiring substantial domain-specific data to fine-tune the generative models. Alternatively, leveraging domain-specific embedding models within a RAG pipeline to enhance accuracy remains an underexplored area. Earlier efforts, such as BioBERT (Lee et al., 2019 [3]), SciBERT (Beltagy et al., 2019 [4]), and LEGAL-BERT (Chalkidis et al., 2020 [5]) have effectively demonstrated the efficacy of domain-specific embeddings in information retrieval tasks. These endeavors primarily investigated two methodologies: (a) extending the pre-training of BERT and (b) pre-training BERT from scratch, both employing domain-specific corpora. Despite yielding commendable results, these methodologies necessitated substantial domainspecific corpora, with figures as staggering as 21.3B words for BioBERT, 3.17B tokens for SciBERT, and 11.5GB of text data for LEGAL-BERT, thereby posing significant challenges, particularly in low-resource domains like enterprises.