As NLP systems are increasingly deployed at scale, concerns about their potential negative impacts have attracted the attention of the research community, yet discussions of risk have mostly been at an abstract level and focused on generic AI or NLP applications. We argue that clearer assessments of risks and harms to users--and concrete strategies to mitigate them--will be possible when we specialize the analysis to more concrete applications and their plausible users. As an illustration, this paper is grounded in cooking recipe procedural document question answering (ProcDocQA), where there are well-defined risks to users such as injuries or allergic reactions. Our case study shows that an existing language model, applied in "zero-shot" mode, quantitatively answers real-world questions about recipes as well or better than the humans who have answered the questions on the web. Using a novel questionnaire informed by theoretical work on AI risk, we conduct a risk-oriented error analysis that could then inform the design of a future system to be deployed with lower risk of harm and better performance.

Data governance is critical in the era of advanced artificial intelligence (AI), particularly with the proliferation of large-scale generative AI that necessitates extensive datasets for model training and fine-tuning. Organisations that navigate complex data supply chains involving multiple stakeholders and varied tools are facing challenges in ensuring the traceability, verifiability, and reproducibility of data. This complexity is compounded in cross-departmental or cross-organisational data exchanges, where maintaining data accountability becomes increasingly significant. This issue is exacerbated after the emergence of large-scale generative AI models such as Large Language Models (LLMs) [1]. As enterprises and research institutions all need large and high-quality corpora for model development and enhancement, the lack of effective governance frameworks to manage data creation, usage, and transfer, especially across diverse stakeholders, becomes evident. Within a data supply chain, which involves continuing dataset artifact transformation and dissemination, stakeholders need to i) ensure data traceability in terms of the origin, authorisation and operations conducted on the dataset artifacts, ii) achieve data verifiability with authenticated sources and licence, iii) preserve data reproducibility that if questions are raised for specific steps on processing or transferring, and consequently, iv) the overall accountability to identify the responsible stakeholders if violations are detected. Nevertheless, current data governance models, often tied to specific platforms and focusing on data storage schemes (e.g., object storage, InterPlanetary File System), secure trading protocols [2, 3], and privacy regulations (e.g. the General Data Protection Regulation), fall short in addressing the dynamic nature of data flows from the perspective of the overall data supply chain and the requirement for platform-agnostic traceability solutions.

The significance of modeling long-term user interests for CTR prediction tasks in large-scale recommendation systems is progressively gaining attention among researchers and practitioners. Existing work, such as SIM and TWIN, typically employs a two-stage approach to model long-term user behavior sequences for efficiency concerns. The first stage rapidly retrieves a subset of sequences related to the target item from a long sequence using a search-based mechanism namely the General Search Unit (GSU), while the second stage calculates the interest scores using the Exact Search Unit (ESU) on the retrieved results. Given the extensive length of user behavior sequences spanning the entire life cycle, potentially reaching up to 10^6 in scale, there is currently no effective solution for fully modeling such expansive user interests. To overcome this issue, we introduced TWIN-V2, an enhancement of TWIN, where a divide-and-conquer approach is applied to compress life-cycle behaviors and uncover more accurate and diverse user interests. Specifically, a hierarchical clustering method groups items with similar characteristics in life-cycle behaviors into a single cluster during the offline phase. By limiting the size of clusters, we can compress behavior sequences well beyond the magnitude of 10^5 to a length manageable for online inference in GSU retrieval. Cluster-aware target attention extracts comprehensive and multi-faceted long-term interests of users, thereby making the final recommendation results more accurate and diverse. Extensive offline experiments on a multi-billion-scale industrial dataset and online A/B tests have demonstrated the effectiveness of TWIN-V2. Under an efficient deployment framework, TWIN-V2 has been successfully deployed to the primary traffic that serves hundreds of millions of daily active users at Kuaishou.

Artificial neural networks have been shown to be state-of-the-art machine learning models in a wide variety of applications, including natural language processing and image recognition. However, building a performant neural network is a laborious task and requires substantial computing power. Neural Architecture Search (NAS) addresses this issue by an automatic selection of the optimal network from a set of potential candidates. While many NAS methods still require training of (some) neural networks, zero-cost proxies promise to identify the optimal network without training. In this work, we propose the zero-cost proxy Network Expressivity by Activation Rank (NEAR). It is based on the effective rank of the pre- and post-activation matrix, i.e., the values of a neural network layer before and after applying its activation function. We demonstrate the cutting-edge correlation between this network score and the model accuracy on NAS-Bench-101 and NATS-Bench-SSS/TSS. In addition, we present a simple approach to estimate the optimal layer sizes in multi-layer perceptrons. Furthermore, we show that this score can be utilized to select hyperparameters such as the activation function and the neural network weight initialization scheme.

Data-driven techniques are being increasingly applied to complement physics-based models in fire science. However, the lack of sufficiently large datasets continues to hinder the application of certain machine learning techniques. In this paper, we use simulated data to investigate the ability of neural networks to parameterize dynamics in fire science. In particular, we investigate neural networks that map five key parameters in fire spread to the first arrival time, and the corresponding inverse problem. By using simulated data, we are able to characterize the error, the required dataset size, and the convergence properties of these neural networks. For the inverse problem, we quantify the network's sensitivity in estimating each of the key parameters. The findings demonstrate the potential of machine learning in fire science, highlight the challenges associated with limited dataset sizes, and quantify the sensitivity of neural networks to estimate key parameters governing fire spread dynamics.

To preserve the data privacy, the federated learning (FL) paradigm emerges in which clients only expose model gradients rather than original data for conducting model training. To enhance the protection of model gradients in FL, differentially private federated learning (DPFL) is proposed which incorporates differentially private (DP) noises to obfuscate gradients before they are exposed. Yet, an essential but largely overlooked problem in DPFL is the heterogeneity of clients' privacy requirement, which can vary significantly between clients and extremely complicates the client selection problem in DPFL. In other words, both the data quality and the influence of DP noises should be taken into account when selecting clients. To address this problem, we conduct convergence analysis of DPFL under heterogeneous privacy, a generic client selection strategy, popular DP mechanisms and convex loss. Based on convergence analysis, we formulate the client selection problem to minimize the value of loss function in DPFL with heterogeneous privacy, which is a convex optimization problem and can be solved efficiently. Accordingly, we propose the DPFL-BCS (biased client selection) algorithm. The extensive experiment results with real datasets under both convex and non-convex loss functions indicate that DPFL-BCS can remarkably improve model utility compared with the SOTA baselines.

Federated Learning (FL) is a promising privacy-aware distributed learning framework that can be deployed on various devices, such as mobile phones, desktops, and devices equipped with CPUs or GPUs. In the context of server-based Federated Learning as a Service (FLaas), FL enables the central server to coordinate the training process across multiple devices without direct access to the local data, thereby enhancing privacy and data security. Low-Rank Adaptation (LoRA) is a method that fine-tunes models efficiently by focusing on a low-dimensional subspace of the model's parameters. This approach significantly reduces computational and memory costs compared to fine-tuning all parameters from scratch. When integrated with FL, especially in a FLaas environment, LoRA allows for flexible and efficient deployment across diverse hardware with varying computational capabilities by adjusting the local model's rank. However, in LoRA-enabled FL, different clients may train models with varying ranks, which poses a challenge for model aggregation on the server. Current methods of aggregating models of different ranks require padding weights to a uniform shape, which can degrade the global model's performance. To address this issue, we propose Rank-Based LoRA Aggregation (RBLA), a novel model aggregation method designed for heterogeneous LoRA structures. RBLA preserves key features across models with different ranks. This paper analyzes the issues with current padding methods that reshape models for aggregation in a FLaas environment. Then, we introduce RBLA, a rank-based aggregation method that maintains both low-rank and high-rank features. Finally, we demonstrate the effectiveness of RBLA through comparative experiments with state-of-the-art methods.

Moving Target Defense (MTD) has emerged as a proactive and dynamic framework to counteract evolving cyber threats. Traditional MTD approaches often rely on assumptions about the attackers knowledge and behavior. However, real-world scenarios are inherently more complex, with adaptive attackers and limited prior knowledge of their payoffs and intentions. This paper introduces a novel approach to MTD using a Markov Decision Process (MDP) model that does not rely on predefined attacker payoffs. Our framework integrates the attackers real-time responses into the defenders MDP using a dynamic Bayesian Network. By employing a factored MDP model, we provide a comprehensive and realistic system representation. We also incorporate incremental updates to an attack response predictor as new data emerges. This ensures an adaptive and robust defense mechanism. Additionally, we consider the costs of switching configurations in MTD, integrating them into the reward structure to balance execution and defense costs. We first highlight the challenges of the problem through a theoretical negative result on regret. However, empirical evaluations demonstrate the frameworks effectiveness in scenarios marked by high uncertainty and dynamically changing attack landscapes.

Diffusion models, which leverage stochastic processes to capture complex data distributions effectively, have shown their performance as generative models, achieving notable success in image-related tasks through iterative denoising processes. Recently, diffusion models have been further applied and show their strong abilities in planning tasks, leading to a significant growth in related publications since 2023. To help researchers better understand the field and promote the development of the field, we conduct a systematic literature review of recent advancements in the application of diffusion models for planning. Specifically, this paper categorizes and discusses the current literature from the following perspectives: (i) relevant datasets and benchmarks used for evaluating diffusion modelbased planning; (ii) fundamental studies that address aspects such as sampling efficiency; (iii) skill-centric and condition-guided planning for enhancing adaptability; (iv) safety and uncertainty managing mechanism for enhancing safety and robustness; and (v) domain-specific application such as autonomous driving. Finally, given the above literature review, we further discuss the challenges and future directions in this field.

Understanding and characterising quantum many-body dynamics remains a significant challenge due to both the exponential complexity required to represent quantum many-body Hamiltonians, and the need to accurately track states in time under the action of such Hamiltonians. This inherent complexity limits our ability to characterise quantum many-body systems, highlighting the need for innovative approaches to unlock their full potential. To address this challenge, we propose a novel method to solve the Hamiltonian Learning (HL) problem-inferring quantum dynamics from many-body state trajectories-using Neural Differential Equations combined with an Ansatz Hamiltonian. Our method is reliably convergent, experimentally friendly, and interpretable, making it a stable solution for HL on a set of Hamiltonians previously unlearnable in the literature. In addition to this, we propose a new quantitative benchmark based on power laws, which can objectively compare the reliability and generalisation capabilities of any two HL algorithms. Finally, we benchmark our method against state-of-the-art HL algorithms with a 1D spin-1/2 chain proof of concept.