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E-LENS: User Requirements-Oriented AI Ethics Assurance

arXiv.org Artificial Intelligence

Despite the much proliferation of AI ethical principles in recent years, there is a challenge of assuring AI ethics with current AI ethics frameworks in real-world applications. While system safety has emerged as a distinct discipline for a long time, originated from safety concerns in early aircraft manufacturing. The safety assurance is now an indispensable component in safety critical domains. Motivated by the assurance approaches for safety-critical systems such as aviation, this paper introduces the concept of AI ethics assurance cases into the AI ethics assurance. Three pillars of user requirements, evidence, and validation are proposed as key components and integrated into AI ethics assurance cases for a new approach of user requirements-oriented AI ethics assurance. The user requirements-oriented AI ethics assurance case is set up based on three pillars and hazard analysis methods used in the safety assurance of safety-critical systems. This paper also proposes a platform named Ethical-Lens (E-LENS) to implement the user requirements-oriented AI ethics assurance approach. The proposed user requirements-based E-LENS platform is then applied to assure AI ethics of an AI-driven human resource shortlisting system as a case study to show the effectiveness of the proposed approach.


Emerging Practices in Frontier AI Safety Frameworks

arXiv.org Artificial Intelligence

At the AI Seoul Summit in 2024, a number o f AI developers signed on to the Frontier AI Safety Commitments, agreeing to develop a safety framework outlining how they will manage severe risks that their frontier AI systems may pose ( DSIT, 2024) . Since then, a research field has begun to emerge, with a diverse array of researchers from companies, governments, academi a and other third - party research organi s ations publishing work on how to write and implement an effective safety framework . S ignatories to the commitments are due to publish safety frameworks shortly, in time for the Paris AI Action Summit. This paper summarises emerging practice s - practices that appear promising and are gaining expert recognition - for safety frameworks as identified by this new research field. We draw on both the safety frameworks published so far, literature and standards on frontier AI risk management (as well as risk management more broadly), internal research by the UK AI Safety Institute, and the Frontier AI Safety Commitments themselves.


A case for specialisation in non-human entities

arXiv.org Artificial Intelligence

With the rise of large multi-modal AI models, fuelled by recent interest in large language models (LLMs), the notion of artificial general intelligence (AGI) went from being restricted to a fringe community, to dominate mainstream large AI development programs. In contrast, in this paper, we make a \emph{case for specialisation}, by reviewing the pitfalls of generality and stressing the industrial value of specialised systems. Our contribution is threefold. First, we review the most widely accepted arguments \emph{against} specialisation, and discuss how their relevance in the context of human labour is actually an argument \emph{for} specialisation in the case of non human agents, be they algorithms or human organisations. Second, we propose four arguments \emph{in favor of} specialisation, ranging from machine learning robustness, to computer security, social sciences and cultural evolution. Third, we finally make a case for \emph{specification}, discuss how the machine learning approach to AI has so far failed to catch up with good practices from safety-engineering and formal verification of software, and discuss how some emerging good practices in machine learning help reduce this gap. In particular, we justify the need for \emph{specified governance} for hard-to-specify systems.


A Contemporary Survey of Large Language Model Assisted Program Analysis

arXiv.org Artificial Intelligence

The increasing complexity of software systems has driven significant advancements in program analysis, as traditional methods unable to meet the demands of modern software development. To address these limitations, deep learning techniques, particularly Large Language Models (LLMs), have gained attention due to their context-aware capabilities in code comprehension. Recognizing the potential of LLMs, researchers have extensively explored their application in program analysis since their introduction. Despite existing surveys on LLM applications in cybersecurity, comprehensive reviews specifically addressing their role in program analysis remain scarce. In this survey, we systematically review the application of LLMs in program analysis, categorizing the existing work into static analysis, dynamic analysis, and hybrid approaches. Moreover, by examining and synthesizing recent studies, we identify future directions and challenges in the field. This survey aims to demonstrate the potential of LLMs in advancing program analysis practices and offer actionable insights for security researchers seeking to enhance detection frameworks or develop domain-specific models.


DeepSeek banned from Australian government devices over national security concerns

The Guardian

DeepSeek will be banned from all federal government devices as the Albanese government cracks down on the Chinese AI chatbot, citing unspecified national security risks. The launch of DeepSeek's AI generative chatbot rocked US tech stocks last week amid concerns over censorship and data security. The home affairs department secretary signed a directive on Tuesday banning the program from all federal government systems and devices on national security grounds after advice from intelligence agencies that it poses an unacceptable risk. The home affairs minister, Tony Burke, said the decision was not impacted by the app's country of origin โ€“ China โ€“ but by its risk to the government and its assets. "The Albanese government is taking swift and decisive action to protect Australia's national security and national interest," Burke said.


Formalising Anti-Discrimination Law in Automated Decision Systems

arXiv.org Machine Learning

Algorithmic discrimination is a critical concern as machine learning models are used in high-stakes decision-making in legally protected contexts. Although substantial research on algorithmic bias and discrimination has led to the development of fairness metrics, several critical legal issues remain unaddressed in practice. To address these gaps, we introduce a novel decision-theoretic framework grounded in anti-discrimination law of the United Kingdom, which has global influence and aligns more closely with European and Commonwealth legal systems. We propose the 'conditional estimation parity' metric, which accounts for estimation error and the underlying data-generating process, aligning with legal standards. Through a real-world example based on an algorithmic credit discrimination case, we demonstrate the practical application of our formalism and provide insights for aligning fairness metrics with legal principles. Our approach bridges the divide between machine learning fairness metrics and anti-discrimination law, offering a legally grounded framework for developing non-discriminatory automated decision systems.


Why human-AI relationships need socioaffective alignment

arXiv.org Artificial Intelligence

Humans strive to design safe AI systems that align with our goals and remain under our control. However, as AI capabilities advance, we face a new challenge: the emergence of deeper, more persistent relationships between humans and AI systems. We explore how increasingly capable AI agents may generate the perception of deeper relationships with users, especially as AI becomes more personalised and agentic. This shift, from transactional interaction to ongoing sustained social engagement with AI, necessitates a new focus on socioaffective alignment--how an AI system behaves within the social and psychological ecosystem co-created with its user, where preferences and perceptions evolve through mutual influence. Addressing these dynamics involves resolving key intrapersonal dilemmas, including balancing immediate versus long-term well-being, protecting autonomy, and managing AI companionship alongside the desire to preserve human social bonds. By framing these challenges through a notion of basic psychological needs, we seek AI systems that support, rather than exploit, our fundamental nature as social and emotional beings.


Position: Stop Acting Like Language Model Agents Are Normal Agents

arXiv.org Artificial Intelligence

Language Model Agents (LMAs) are increasingly treated as capable of autonomously navigating interactions with humans and tools. Their design and deployment tends to presume they are normal agents capable of sustaining coherent goals, adapting across contexts and acting with a measure of intentionality. These assumptions are critical to prospective use cases in industrial, social and governmental settings. But LMAs are not normal agents. They inherit the structural problems of the large language models (LLMs) around which they are built: hallucinations, jailbreaking, misalignment and unpredictability. In this Position paper we argue LMAs should not be treated as normal agents, because doing so leads to problems that undermine their utility and trustworthiness. We enumerate pathologies of agency intrinsic to LMAs. Despite scaffolding such as external memory and tools, they remain ontologically stateless, stochastic, semantically sensitive, and linguistically intermediated. These pathologies destabilise the ontological properties of LMAs including identifiability, continuity, persistence and and consistency, problematising their claim to agency. In response, we argue LMA ontological properties should be measured before, during and after deployment so that the negative effects of pathologies can be mitigated.


EFKAN: A KAN-Integrated Neural Operator For Efficient Magnetotelluric Forward Modeling

arXiv.org Artificial Intelligence

Magnetotelluric (MT) forward modeling is fundamental for improving the accuracy and efficiency of MT inversion. Neural operators (NOs) have been effectively used for rapid MT forward modeling, demonstrating their promising performance in solving the MT forward modeling-related partial differential equations (PDEs). Particularly, they can obtain the electromagnetic field at arbitrary locations and frequencies. In these NOs, the projection layers have been dominated by multi-layer perceptrons (MLPs), which may potentially reduce the accuracy of solution due to they usually suffer from the disadvantages of MLPs, such as lack of interpretability, overfitting, and so on. Therefore, to improve the accuracy of MT forward modeling with NOs and explore the potential alternatives to MLPs, we propose a novel neural operator by extending the Fourier neural operator (FNO) with Kolmogorov-Arnold network (EFKAN). Within the EFKAN framework, the FNO serves as the branch network to calculate the apparent resistivity and phase from the resistivity model in the frequency domain. Meanwhile, the KAN acts as the trunk network to project the resistivity and phase, determined by the FNO, to the desired locations and frequencies. Experimental results demonstrate that the proposed method not only achieves higher accuracy in obtaining apparent resistivity and phase compared to the NO equipped with MLPs at the desired frequencies and locations but also outperforms traditional numerical methods in terms of computational speed.


BILBO: BILevel Bayesian Optimization

arXiv.org Machine Learning

Bilevel optimization is characterized by a two-level optimization structure, where the upper-level problem is constrained by optimal lower-level solutions, and such structures are prevalent in real-world problems. The constraint by optimal lower-level solutions poses significant challenges, especially in noisy, constrained, and derivative-free settings, as repeating lower-level optimizations is sample inefficient and predicted lower-level solutions may be suboptimal. We present BILevel Bayesian Optimization (BILBO), a novel Bayesian optimization algorithm for general bilevel problems with blackbox functions, which optimizes both upper- and lower-level problems simultaneously, without the repeated lower-level optimization required by existing methods. BILBO samples from confidence-bounds based trusted sets, which bounds the suboptimality on the lower level. Moreover, BILBO selects only one function query per iteration, where the function query selection strategy incorporates the uncertainty of estimated lower-level solutions and includes a conditional reassignment of the query to encourage exploration of the lower-level objective. The performance of BILBO is theoretically guaranteed with a sublinear regret bound for commonly used kernels and is empirically evaluated on several synthetic and real-world problems.