Oceania
Acceptable risks in Europe's proposed AI Act: Reasonableness and other principles for deciding how much risk management is enough
Fraser, Henry, Villarino, Jose-Miguel Bello y
This paper critically evaluates the European Commission's proposed AI Act's approach to risk management and risk acceptability for high-risk AI systems that pose risks to fundamental rights and safety. The Act aims to promote "trustworthy" AI with a proportionate regulatory burden. Its provisions on risk acceptability require residual risks from high-risk systems to be reduced or eliminated "as far as possible", having regard to the "state of the art". This criterion, especially if interpreted narrowly, is unworkable and promotes neither proportionate regulatory burden, nor trustworthiness. By contrast the Parliament's most recent draft amendments to the risk management provisions introduce "reasonableness", cost-benefit analysis, and are more transparent about the value-laden and contextual nature of risk acceptability judgements. This paper argues that the Parliament's approach is more workable, and better balances the goals of proportionality and trustworthiness. It explains what reasonableness in risk acceptability judgments would entail, drawing on principles from negligence law and European medical devices regulation. And it contends that the approach to risk acceptability judgments need a firm foundation of civic legitimacy: including detailed guidance or involvement from regulators, and meaningful input from affected stakeholders.
HUTFormer: Hierarchical U-Net Transformer for Long-Term Traffic Forecasting
Shao, Zezhi, Wang, Fei, Zhang, Zhao, Fang, Yuchen, Jin, Guangyin, Xu, Yongjun
Traffic forecasting, which aims to predict traffic conditions based on historical observations, has been an enduring research topic and is widely recognized as an essential component of intelligent transportation. Recent proposals on Spatial-Temporal Graph Neural Networks (STGNNs) have made significant progress by combining sequential models with graph convolution networks. However, due to high complexity issues, STGNNs only focus on short-term traffic forecasting, e.g., 1-hour forecasting, while ignoring more practical long-term forecasting. In this paper, we make the first attempt to explore long-term traffic forecasting, e.g., 1-day forecasting. To this end, we first reveal its unique challenges in exploiting multi-scale representations. Then, we propose a novel Hierarchical U-net TransFormer (HUTFormer) to address the issues of long-term traffic forecasting. HUTFormer consists of a hierarchical encoder and decoder to jointly generate and utilize multi-scale representations of traffic data. Specifically, for the encoder, we propose window self-attention and segment merging to extract multi-scale representations from long-term traffic data. For the decoder, we design a cross-scale attention mechanism to effectively incorporate multi-scale representations. In addition, HUTFormer employs an efficient input embedding strategy to address the complexity issues. Extensive experiments on four traffic datasets show that the proposed HUTFormer significantly outperforms state-of-the-art traffic forecasting and long time series forecasting baselines.
Patterns of Vehicle Lights: Addressing Complexities in Curation and Annotation of Camera-Based Vehicle Light Datasets and Metrics
Greer, Ross, Gopalkrishnan, Akshay, Keskar, Maitrayee, Trivedi, Mohan
This paper explores the representation of vehicle lights in computer vision and its implications for various tasks in the field of autonomous driving. Different specifications for representing vehicle lights, including bounding boxes, center points, corner points, and segmentation masks, are discussed in terms of their strengths and weaknesses. Three important tasks in autonomous driving that can benefit from vehicle light detection are identified: nighttime vehicle detection, 3D vehicle orientation estimation, and dynamic trajectory cues. Each task may require a different representation of the light. The challenges of collecting and annotating large datasets for training data-driven models are also addressed, leading to introduction of the LISA Vehicle Lights Dataset and associated Light Visibility Model, which provides light annotations specifically designed for downstream applications in vehicle detection, intent and trajectory prediction, and safe path planning. A comparison of existing vehicle light datasets is provided, highlighting the unique features and limitations of each dataset. Overall, this paper provides insights into the representation of vehicle lights and the importance of accurate annotations for training effective detection models in autonomous driving applications. Our dataset and model are made available at https://cvrr.ucsd.edu/vehicle-lights-dataset
Skill-it! A Data-Driven Skills Framework for Understanding and Training Language Models
Chen, Mayee F., Roberts, Nicholas, Bhatia, Kush, Wang, Jue, Zhang, Ce, Sala, Frederic, Rรฉ, Christopher
The quality of training data impacts the performance of pre-trained large language models (LMs). Given a fixed budget of tokens, we study how to best select data that leads to good downstream model performance across tasks. We develop a new framework based on a simple hypothesis: just as humans acquire interdependent skills in a deliberate order, language models also follow a natural order when learning a set of skills from their training data. If such an order exists, it can be utilized for improved understanding of LMs and for data-efficient training. Using this intuition, our framework formalizes the notion of a skill and of an ordered set of skills in terms of the associated data. First, using both synthetic and real data, we demonstrate that these ordered skill sets exist, and that their existence enables more advanced skills to be learned with less data when we train on their prerequisite skills. Second, using our proposed framework, we introduce an online data sampling algorithm, Skill-It, over mixtures of skills for both continual pre-training and fine-tuning regimes, where the objective is to efficiently learn multiple skills in the former and an individual skill in the latter. On the LEGO synthetic in the continual pre-training setting, Skill-It obtains 36.5 points higher accuracy than random sampling. On the Natural Instructions dataset in the fine-tuning setting, Skill-It reduces the validation loss on the target skill by 13.6% versus training on data associated with the target skill itself. We apply our skills framework on the recent RedPajama dataset to continually pre-train a 3B-parameter LM, achieving higher accuracy on the LM Evaluation Harness with 1B tokens than the baseline approach of sampling uniformly over data sources with 3B tokens.
Evaluating the Moral Beliefs Encoded in LLMs
Scherrer, Nino, Shi, Claudia, Feder, Amir, Blei, David M.
This paper presents a case study on the design, administration, post-processing, and evaluation of surveys on large language models (LLMs). It comprises two components: (1) A statistical method for eliciting beliefs encoded in LLMs. We introduce statistical measures and evaluation metrics that quantify the probability of an LLM "making a choice", the associated uncertainty, and the consistency of that choice. (2) We apply this method to study what moral beliefs are encoded in different LLMs, especially in ambiguous cases where the right choice is not obvious. We design a large-scale survey comprising 680 high-ambiguity moral scenarios (e.g., "Should I tell a white lie?") and 687 low-ambiguity moral scenarios (e.g., "Should I stop for a pedestrian on the road?"). Each scenario includes a description, two possible actions, and auxiliary labels indicating violated rules (e.g., "do not kill"). We administer the survey to 28 open- and closed-source LLMs. We find that (a) in unambiguous scenarios, most models "choose" actions that align with commonsense. In ambiguous cases, most models express uncertainty. (b) Some models are uncertain about choosing the commonsense action because their responses are sensitive to the question-wording. (c) Some models reflect clear preferences in ambiguous scenarios. Specifically, closed-source models tend to agree with each other.
Automatically Evaluating Opinion Prevalence in Opinion Summarization
When faced with a large number of product reviews, it is not clear that a human can remember all of them and weight opinions representatively to write a good reference summary. We propose an automatic metric to test the prevalence of the opinions that a summary expresses, based on counting the number of reviews that are consistent with each statement in the summary, while discrediting trivial or redundant statements. To formulate this opinion prevalence metric, we consider several existing methods to score the factual consistency of a summary statement with respect to each individual source review. On a corpus of Amazon product reviews, we gather multiple human judgments of the opinion consistency, to determine which automatic metric best expresses consistency in product reviews. Using the resulting opinion prevalence metric, we show that a human authored summary has only slightly better opinion prevalence than randomly selected extracts from the source reviews, and previous extractive and abstractive unsupervised opinion summarization methods perform worse than humans. We demonstrate room for improvement with a greedy construction of extractive summaries with twice the opinion prevalence achieved by humans. Finally, we show that preprocessing source reviews by simplification can raise the opinion prevalence achieved by existing abstractive opinion summarization systems to the level of human performance.
ESSAformer: Efficient Transformer for Hyperspectral Image Super-resolution
Zhang, Mingjin, Zhang, Chi, Zhang, Qiming, Guo, Jie, Gao, Xinbo, Zhang, Jing
Single hyperspectral image super-resolution (single-HSI-SR) aims to restore a high-resolution hyperspectral image from a low-resolution observation. However, the prevailing CNN-based approaches have shown limitations in building long-range dependencies and capturing interaction information between spectral features. This results in inadequate utilization of spectral information and artifacts after upsampling. To address this issue, we propose ESSAformer, an ESSA attention-embedded Transformer network for single-HSI-SR with an iterative refining structure. Specifically, we first introduce a robust and spectral-friendly similarity metric, \ie, the spectral correlation coefficient of the spectrum (SCC), to replace the original attention matrix and incorporates inductive biases into the model to facilitate training. Built upon it, we further utilize the kernelizable attention technique with theoretical support to form a novel efficient SCC-kernel-based self-attention (ESSA) and reduce attention computation to linear complexity. ESSA enlarges the receptive field for features after upsampling without bringing much computation and allows the model to effectively utilize spatial-spectral information from different scales, resulting in the generation of more natural high-resolution images. Without the need for pretraining on large-scale datasets, our experiments demonstrate ESSA's effectiveness in both visual quality and quantitative results.
Understanding Deep Neural Networks via Linear Separability of Hidden Layers
Zhang, Chao, Chen, Xinyu, Li, Wensheng, Liu, Lixue, Wu, Wei, Tao, Dacheng
In this paper, we measure the linear separability of hidden layer outputs to study the characteristics of deep neural networks. In particular, we first propose Minkowski difference based linear separability measures (MD-LSMs) to evaluate the linear separability degree of two points sets. Then, we demonstrate that there is a synchronicity between the linear separability degree of hidden layer outputs and the network training performance, i.e., if the updated weights can enhance the linear separability degree of hidden layer outputs, the updated network will achieve a better training performance, and vice versa. Moreover, we study the effect of activation function and network size (including width and depth) on the linear separability of hidden layers. Finally, we conduct the numerical experiments to validate our findings on some popular deep networks including multilayer perceptron (MLP), convolutional neural network (CNN), deep belief network (DBN), ResNet, VGGNet, AlexNet, vision transformer (ViT) and GoogLeNet.
Deep Robust Multi-Robot Re-localisation in Natural Environments
Ramezani, Milad, Griffiths, Ethan, Haghighat, Maryam, Pitt, Alex, Moghadam, Peyman
The success of re-localisation has crucial implications for the practical deployment of robots operating within a prior map or relative to one another in real-world scenarios. Using single-modality, place recognition and localisation can be compromised in challenging environments such as forests. To address this, we propose a strategy to prevent lidar-based re-localisation failure using lidar-image cross-modality. Our solution relies on self-supervised 2D-3D feature matching to predict alignment and misalignment. Leveraging a deep network for lidar feature extraction and relative pose estimation between point clouds, we train a model to evaluate the estimated transformation. A model predicting the presence of misalignment is learned by analysing image-lidar similarity in the embedding space and the geometric constraints available within the region seen in both modalities in Euclidean space. Experimental results using real datasets (offline and online modes) demonstrate the effectiveness of the proposed pipeline for robust re-localisation in unstructured, natural environments.
Model Comparison and Calibration Assessment: User Guide for Consistent Scoring Functions in Machine Learning and Actuarial Practice
Fissler, Tobias, Lorentzen, Christian, Mayer, Michael
One of the main tasks of actuaries and data scientists is to build good predictive models for certain phenomena such as the claim size or the number of claims in insurance. These models ideally exploit given feature information to enhance the accuracy of prediction. This user guide revisits and clarifies statistical techniques to assess the calibration or adequacy of a model on the one hand, and to compare and rank different models on the other hand. In doing so, it emphasises the importance of specifying the prediction target functional at hand a priori (e.g. the mean or a quantile) and of choosing the scoring function in model comparison in line with this target functional. Guidance for the practical choice of the scoring function is provided. Striving to bridge the gap between science and daily practice in application, it focuses mainly on the pedagogical presentation of existing results and of best practice. The results are accompanied and illustrated by two real data case studies on workers' compensation and customer churn.