Oceania
Coherent Entity Disambiguation via Modeling Topic and Categorical Dependency
Xiao, Zilin, Shou, Linjun, Zhang, Xingyao, Wu, Jie, Gong, Ming, Pei, Jian, Jiang, Daxin
Previous entity disambiguation (ED) methods adopt a discriminative paradigm, where prediction is made based on matching scores between mention context and candidate entities using length-limited encoders. However, these methods often struggle to capture explicit discourse-level dependencies, resulting in incoherent predictions at the abstract level (e.g. topic or category). We propose CoherentED, an ED system equipped with novel designs aimed at enhancing the coherence of entity predictions. Our method first introduces an unsupervised variational autoencoder (VAE) to extract latent topic vectors of context sentences. This approach not only allows the encoder to handle longer documents more effectively, conserves valuable input space, but also keeps a topic-level coherence. Additionally, we incorporate an external category memory, enabling the system to retrieve relevant categories for undecided mentions. By employing step-by-step entity decisions, this design facilitates the modeling of entity-entity interactions, thereby maintaining maximum coherence at the category level. We achieve new state-of-the-art results on popular ED benchmarks, with an average improvement of 1.3 F1 points. Our model demonstrates particularly outstanding performance on challenging long-text scenarios.
Model-based Counterfactual Generator for Gender Bias Mitigation
Tokpo, Ewoenam Kwaku, Calders, Toon
Counterfactual Data Augmentation (CDA) has been one of the preferred techniques for mitigating gender bias in natural language models. CDA techniques have mostly employed word substitution based on dictionaries. Although such dictionary-based CDA techniques have been shown to significantly improve the mitigation of gender bias, in this paper, we highlight some limitations of such dictionary-based counterfactual data augmentation techniques, such as susceptibility to ungrammatical compositions, and lack of generalization outside the set of predefined dictionary words. Model-based solutions can alleviate these problems, yet the lack of qualitative parallel training data hinders development in this direction. Therefore, we propose a combination of data processing techniques and a bi-objective training regime to develop a model-based solution for generating counterfactuals to mitigate gender bias. We implemented our proposed solution and performed an empirical evaluation which shows how our model alleviates the shortcomings of dictionary-based solutions.
Architectural Sweet Spots for Modeling Human Label Variation by the Example of Argument Quality: It's Best to Relate Perspectives!
Heinisch, Philipp, Orlikowski, Matthias, Romberg, Julia, Cimiano, Philipp
Many annotation tasks in natural language processing are highly subjective in that there can be different valid and justified perspectives on what is a proper label for a given example. This also applies to the judgment of argument quality, where the assignment of a single ground truth is often questionable. At the same time, there are generally accepted concepts behind argumentation that form a common ground. To best represent the interplay of individual and shared perspectives, we consider a continuum of approaches ranging from models that fully aggregate perspectives into a majority label to "share nothing"-architectures in which each annotator is considered in isolation from all other annotators. In between these extremes, inspired by models used in the field of recommender systems, we investigate the extent to which architectures that include layers to model the relations between different annotators are beneficial for predicting single-annotator labels. By means of two tasks of argument quality classification (argument concreteness and validity/novelty of conclusions), we show that recommender architectures increase the averaged annotator-individual F$_1$-scores up to $43\%$ over a majority label model. Our findings indicate that approaches to subjectivity can benefit from relating individual perspectives.
SoK: Memorisation in machine learning
Usynin, Dmitrii, Knolle, Moritz, Kaissis, Georgios
Quantifying the impact of individual data samples on machine learning models is an open research problem. This is particularly relevant when complex and high-dimensional relationships have to be learned from a limited sample of the data generating distribution, such as in deep learning. It was previously shown that, in these cases, models rely not only on extracting patterns which are helpful for generalisation, but also seem to be required to incorporate some of the training data more or less as is, in a process often termed memorisation. This raises the question: if some memorisation is a requirement for effective learning, what are its privacy implications? In this work we unify a broad range of previous definitions and perspectives on memorisation in ML, discuss their interplay with model generalisation and their implications of these phenomena on data privacy. Moreover, we systematise methods allowing practitioners to detect the occurrence of memorisation or quantify it and contextualise our findings in a broad range of ML learning settings. Finally, we discuss memorisation in the context of privacy attacks, differential privacy (DP) and adversarial actors.
Detecting Agreement in Multi-party Conversational AI
Schauer, Laura, Sweeney, Jason, Lyttle, Charlie, Said, Zein, Szeles, Aron, Clark, Cale, McAskill, Katie, Wickham, Xander, Byars, Tom, Garcia, Daniel Hernández, Gunson, Nancie, Addlesee, Angus, Lemon, Oliver
Today, conversational systems are expected to handle conversations in multi-party settings, especially within Socially Assistive Robots (SARs). However, practical usability remains difficult as there are additional challenges to overcome, such as speaker recognition, addressee recognition, and complex turn-taking. In this paper, we present our work on a multi-party conversational system, which invites two users to play a trivia quiz game. The system detects users' agreement or disagreement on a final answer and responds accordingly. Our evaluation includes both performance and user assessment results, with a focus on detecting user agreement. Our annotated transcripts and the code for the proposed system have been released open-source on GitHub.
Detecting agreement in multi-party dialogue: evaluating speaker diarisation versus a procedural baseline to enhance user engagement
Addlesee, Angus, Denley, Daniel, Edmondson, Andy, Gunson, Nancie, Garcia, Daniel Hernández, Kha, Alexandre, Lemon, Oliver, Ndubuisi, James, O'Reilly, Neil, Perochaud, Lia, Valeri, Raphaël, Worika, Miebaka
Conversational agents participating in multi-party interactions face significant challenges in dialogue state tracking, since the identity of the speaker adds significant contextual meaning. It is common to utilise diarisation models to identify the speaker. However, it is not clear if these are accurate enough to correctly identify specific conversational events such as agreement or disagreement during a real-time interaction. This study uses a cooperative quiz, where the conversational agent acts as quiz-show host, to determine whether diarisation or a frequency-and-proximity-based method is more accurate at determining agreement, and whether this translates to feelings of engagement from the players. Experimental results show that our procedural system was more engaging to players, and was more accurate at detecting agreement, reaching an average accuracy of 0.44 compared to 0.28 for the diarised system.
An International Consortium for Evaluations of Societal-Scale Risks from Advanced AI
Gruetzemacher, Ross, Chan, Alan, Frazier, Kevin, Manning, Christy, Los, Štěpán, Fox, James, Hernández-Orallo, José, Burden, John, Franklin, Matija, Ghuidhir, Clíodhna Ní, Bailey, Mark, Eth, Daniel, Pilditch, Toby, Kilian, Kyle
Given rapid progress toward advanced AI and risks from frontier AI systems (advanced AI systems pushing the boundaries of the AI capabilities frontier), the creation and implementation of AI governance and regulatory schemes deserves prioritization and substantial investment. However, the status quo is untenable and, frankly, dangerous. A regulatory gap has permitted AI labs to conduct research, development, and deployment activities with minimal oversight. In response, frontier AI system evaluations have been proposed as a way of assessing risks from the development and deployment of frontier AI systems. Yet, the budding AI risk evaluation ecosystem faces significant coordination challenges, such as a limited diversity of evaluators, suboptimal allocation of effort, and perverse incentives. This paper proposes a solution in the form of an international consortium for AI risk evaluations, comprising both AI developers and third-party AI risk evaluators. Such a consortium could play a critical role in international efforts to mitigate societal-scale risks from advanced AI, including in managing responsible scaling policies and coordinated evaluation-based risk response. In this paper, we discuss the current evaluation ecosystem and its shortcomings, propose an international consortium for advanced AI risk evaluations, discuss issues regarding its implementation, discuss lessons that can be learnt from previous international institutions and existing proposals for international AI governance institutions, and, finally, we recommend concrete steps to advance the establishment of the proposed consortium: (i) solicit feedback from stakeholders, (ii) conduct additional research, (iii) conduct a workshop(s) for stakeholders, (iv) analyze feedback and create final proposal, (v) solicit funding, and (vi) create a consortium.
Learning to Rank Context for Named Entity Recognition Using a Synthetic Dataset
Amalvy, Arthur, Labatut, Vincent, Dufour, Richard
While recent pre-trained transformer-based models can perform named entity recognition (NER) with great accuracy, their limited range remains an issue when applied to long documents such as whole novels. To alleviate this issue, a solution is to retrieve relevant context at the document level. Unfortunately, the lack of supervision for such a task means one has to settle for unsupervised approaches. Instead, we propose to generate a synthetic context retrieval training dataset using Alpaca, an instructiontuned large language model (LLM). Using this dataset, we train a neural context retriever based on a BERT model that is able to find relevant context for NER. We show that our method outperforms several retrieval baselines for the NER task on an English literary dataset composed of the first chapter of 40 books.
Feature selection and regression methods for stock price prediction using technical indicators
Moodi, Fatemeh, Jahangard-Rafsanjani, Amir, Zarifzadeh, Sajad
Due to the influence of many factors, including technical indicators on stock price prediction, feature selection is important to choose the best indicators. This study uses technical indicators and features selection and regression methods to solve the problem of closing the stock market price. The aim of this research is to predict the stock market price with the least error. By the proposed method, the data created by the 3-day time window were converted to the appropriate input for regression methods. In this paper, 10 regressor and 123 technical indicators have been examined on data of the last 13 years of Apple Company. The results have been investigated by 5 error-based evaluation criteria. Based on results of the proposed method, MLPSF has 56/47% better performance than MLP. Also, SVRSF has 67/42% improved compared to SVR. LRSF was 76.7 % improved compared to LR. The RISF method also improved 72.82 % of Ridge regression. The DTRSB method had 24.23 % improvement over DTR. KNNSB had 15.52 % improvement over KNN regression. RFSB had a 6 % improvement over RF. GBRSF also improved at 7% over GBR. Finally, ADASF and ADASB also had a 4% improvement over the ADA regression. Also, Ridge and LinearRegression had the best results for stock price prediction. Based on results, the best indicators to predict stock price are: the Squeeze_pro, Percentage Price Oscillator, Thermo, Decay, Archer On-Balance Volume, Bollinger Bands, Squeeze and Ichimoku indicator. According to the results, the use of suitable combination of suggested indicators along with regression methods has resulted in high accuracy in predicting the closing price.
SHAPE: A Framework for Evaluating the Ethicality of Influence
Bezou-Vrakatseli, Elfia, Brückner, Benedikt, Thorburn, Luke
Agents often exert influence when interacting with humans and non-human agents. However, the ethical status of such influence is often unclear. In this paper, we present the SHAPE framework, which lists reasons why influence may be unethical. We draw on literature from descriptive and moral philosophy and connect it to machine learning to help guide ethical considerations when developing algorithms with potential influence. Lastly, we explore mechanisms for governing algorithmic systems that influence people, inspired by mechanisms used in journalism, human subject research, and advertising.