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Information-Theoretic Generalization Bounds for Deep Neural Networks

arXiv.org Artificial Intelligence

This work aims to capture the effect and benefits of depth for supervised learning via information-theoretic generalization bounds. We first derive two hierarchical bounds on the generalization error in terms of the Kullback-Leibler (KL) divergence or the 1-Wasserstein distance between the train and test distributions of the network internal representations. The KL divergence bound shrinks as the layer index increases, while the Wasserstein bound implies the existence of a layer that serves as a generalization funnel, which attains a minimal 1-Wasserstein distance. Analytic expressions for both bounds are derived under the setting of binary Gaussian classification with linear DNNs. To quantify the contraction of the relevant information measures when moving deeper into the network, we analyze the strong data processing inequality (SDPI) coefficient between consecutive layers of three regularized DNN models: Dropout, DropConnect, and Gaussian noise injection. This enables refining our generalization bounds to capture the contraction as a function of the network architecture parameters. Specializing our results to DNNs with a finite parameter space and the Gibbs algorithm reveals that deeper yet narrower network architectures generalize better in those examples, although how broadly this statement applies remains a question.


Long-form factuality in large language models

arXiv.org Artificial Intelligence

Large language models (LLMs) often generate content that contains factual errors when responding to fact-seeking prompts on open-ended topics. To benchmark a model's long-form factuality in open domains, we first use GPT-4 to generate LongFact, a prompt set comprising thousands of questions spanning 38 topics. We then propose that LLM agents can be used as automated evaluators for long-form factuality through a method which we call Search-Augmented Factuality Evaluator (SAFE). SAFE utilizes an LLM to break down a long-form response into a set of individual facts and to evaluate the accuracy of each fact using a multi-step reasoning process comprising sending search queries to Google Search and determining whether a fact is supported by the search results. Furthermore, we propose extending F1 score as an aggregated metric for long-form factuality. To do so, we balance the percentage of supported facts in a response (precision) with the percentage of provided facts relative to a hyperparameter representing a user's preferred response length (recall). Empirically, we demonstrate that LLM agents can outperform crowdsourced human annotators - on a set of ~16k individual facts, SAFE agrees with crowdsourced human annotators 72% of the time, and on a random subset of 100 disagreement cases, SAFE wins 76% of the time. At the same time, SAFE is more than 20 times cheaper than human annotators. We also benchmark thirteen language models on LongFact across four model families (Gemini, GPT, Claude, and PaLM-2), finding that larger language models generally achieve better long-form factuality. LongFact, SAFE, and all experimental code are available at https://github.com/google-deepmind/long-form-factuality.


Adjusting Interpretable Dimensions in Embedding Space with Human Judgments

arXiv.org Artificial Intelligence

Embedding spaces contain interpretable dimensions indicating gender, formality in style, or even object properties. This has been observed multiple times. Such interpretable dimensions are becoming valuable tools in different areas of study, from social science to neuroscience. The standard way to compute these dimensions uses contrasting seed words and computes difference vectors over them. This is simple but does not always work well. We combine seed-based vectors with guidance from human ratings of where words fall along a specific dimension, and evaluate on predicting both object properties like size and danger, and the stylistic properties of formality and complexity. We obtain interpretable dimensions with markedly better performance especially in cases where seed-based dimensions do not work well.


MaiNLP at SemEval-2024 Task 1: Analyzing Source Language Selection in Cross-Lingual Textual Relatedness

arXiv.org Artificial Intelligence

This paper presents our system developed for the SemEval-2024 Task 1: Semantic Textual Relatedness (STR), on Track C: Cross-lingual. The task aims to detect semantic relatedness of two sentences in a given target language without access to direct supervision (i.e. zero-shot cross-lingual transfer). To this end, we focus on different source language selection strategies on two different pre-trained languages models: XLM-R and Furina. We experiment with 1) single-source transfer and select source languages based on typological similarity, 2) augmenting English training data with the two nearest-neighbor source languages, and 3) multi-source transfer where we compare selecting on all training languages against languages from the same family. We further study machine translation-based data augmentation and the impact of script differences. Our submission achieved the first place in the C8 (Kinyarwanda) test set.


A Recommender System for NFT Collectibles with Item Feature

arXiv.org Artificial Intelligence

Recommender systems have been actively studied and applied in various domains to deal with information overload. Although there are numerous studies on recommender systems for movies, music, and e-commerce, comparatively less attention has been paid to the recommender system for NFTs despite the continuous growth of the NFT market. This paper presents a recommender system for NFTs that utilizes a variety of data sources, from NFT transaction records to external item features, to generate precise recommendations that cater to individual preferences. We develop a data-efficient graph-based recommender system to efficiently capture the complex relationship between each item and users and generate node(item) embeddings which incorporate both node feature information and graph structure. Furthermore, we exploit inputs beyond user-item interactions, such as image feature, text feature, and price feature. Numerical experiments verify the performance of the graph-based recommender system improves significantly after utilizing all types of item features as side information, thereby outperforming all other baselines.


BIRCO: A Benchmark of Information Retrieval Tasks with Complex Objectives

arXiv.org Artificial Intelligence

We present the Benchmark of Information Retrieval (IR) tasks with Complex Objectives (BIRCO). BIRCO evaluates the ability of IR systems to retrieve documents given multi-faceted user objectives. The benchmark's complexity and compact size make it suitable for evaluating large language model (LLM)-based information retrieval systems. We present a modular framework for investigating factors that may influence LLM performance on retrieval tasks, and identify a simple baseline model which matches or outperforms existing approaches and more complex alternatives. No approach achieves satisfactory performance on all benchmark tasks, suggesting that stronger models and new retrieval protocols are necessary to address complex user needs.


API Is Enough: Conformal Prediction for Large Language Models Without Logit-Access

arXiv.org Artificial Intelligence

This study aims to address the pervasive challenge of quantifying uncertainty in large language models (LLMs) without logit-access. Conformal Prediction (CP), known for its model-agnostic and distribution-free features, is a desired approach for various LLMs and data distributions. However, existing CP methods for LLMs typically assume access to the logits, which are unavailable for some API-only LLMs. In addition, logits are known to be miscalibrated, potentially leading to degraded CP performance. To tackle these challenges, we introduce a novel CP method that (1) is tailored for API-only LLMs without logit-access; (2) minimizes the size of prediction sets; and (3) ensures a statistical guarantee of the user-defined coverage. The core idea of this approach is to formulate nonconformity measures using both coarse-grained (i.e., sample frequency) and fine-grained uncertainty notions (e.g., semantic similarity). Experimental results on both close-ended and open-ended Question Answering tasks show our approach can mostly outperform the logit-based CP baselines.


Active learning for efficient annotation in precision agriculture: a use-case on crop-weed semantic segmentation

arXiv.org Artificial Intelligence

Optimizing deep learning models requires large amounts of annotated images, a process that is both time-intensive and costly. Especially for semantic segmentation models in which every pixel must be annotated. A potential strategy to mitigate annotation effort is active learning. Active learning facilitates the identification and selection of the most informative images from a large unlabelled pool. The underlying premise is that these selected images can improve the model's performance faster than random selection to reduce annotation effort. While active learning has demonstrated promising results on benchmark datasets like Cityscapes, its performance in the agricultural domain remains largely unexplored. This study addresses this research gap by conducting a comparative study of three active learning-based acquisition functions: Bayesian Active Learning by Disagreement (BALD), stochastic-based BALD (PowerBALD), and Random. The acquisition functions were tested on two agricultural datasets: Sugarbeet and Corn-Weed, both containing three semantic classes: background, crop and weed. Our results indicated that active learning, especially PowerBALD, yields a higher performance than Random sampling on both datasets. But due to the relatively large standard deviations, the differences observed were minimal; this was partly caused by high image redundancy and imbalanced classes. Specifically, more than 89\% of the pixels belonged to the background class on both datasets. The absence of significant results on both datasets indicates that further research is required for applying active learning on agricultural datasets, especially if they contain a high-class imbalance and redundant images. Recommendations and insights are provided in this paper to potentially resolve such issues.


Robust deep learning for eye fundus images: Bridging real and synthetic data for enhancing generalization

arXiv.org Artificial Intelligence

Deep learning applications for assessing medical images are limited because the datasets are often small and imbalanced. The use of synthetic data has been proposed in the literature, but neither a robust comparison of the different methods nor generalizability has been reported. Our approach integrates a retinal image quality assessment model and StyleGAN2 architecture to enhance Age-related Macular Degeneration (AMD) detection capabilities and improve generalizability. This work compares ten different Generative Adversarial Network (GAN) architectures to generate synthetic eye-fundus images with and without AMD. We combined subsets of three public databases (iChallenge-AMD, ODIR-2019, and RIADD) to form a single training and test set. We employed the STARE dataset for external validation, ensuring a comprehensive assessment of the proposed approach. The results show that StyleGAN2 reached the lowest Frechet Inception Distance (166.17), and clinicians could not accurately differentiate between real and synthetic images. ResNet-18 architecture obtained the best performance with 85% accuracy and outperformed the two human experts (80% and 75%) in detecting AMD fundus images. The accuracy rates were 82.8% for the test set and 81.3% for the STARE dataset, demonstrating the model's generalizability. The proposed methodology for synthetic medical image generation has been validated for robustness and accuracy, with free access to its code for further research and development in this field.


Continual Learning of Numerous Tasks from Long-tail Distributions

arXiv.org Artificial Intelligence

Continual learning, an important aspect of artificial intelligence and machine learning research, focuses on developing models that learn and adapt to new tasks while retaining previously acquired knowledge. Existing continual learning algorithms usually involve a small number of tasks with uniform sizes and may not accurately represent real-world learning scenarios. In this paper, we investigate the performance of continual learning algorithms with a large number of tasks drawn from a task distribution that is long-tail in terms of task sizes. We design one synthetic dataset and two real-world continual learning datasets to evaluate the performance of existing algorithms in such a setting. Moreover, we study an overlooked factor in continual learning, the optimizer states, e.g. first and second moments in the Adam optimizer, and investigate how it can be used to improve continual learning performance. We propose a method that reuses the optimizer states in Adam by maintaining a weighted average of the second moments from previous tasks. We demonstrate that our method, compatible with most existing continual learning algorithms, effectively reduces forgetting with only a small amount of additional computational or memory costs, and provides further improvements on existing continual learning algorithms, particularly in a long-tail task sequence.