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On the Benchmarking of LLMs for Open-Domain Dialogue Evaluation

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have showcased remarkable capabilities in various Natural Language Processing tasks. For automatic open-domain dialogue evaluation in particular, LLMs have been seamlessly integrated into evaluation frameworks, and together with human evaluation, compose the backbone of most evaluations. However, existing evaluation benchmarks often rely on outdated datasets and evaluate aspects like Fluency and Relevance, which fail to adequately capture the capabilities and limitations of state-of-the-art chatbot models. This paper critically examines current evaluation benchmarks, highlighting that the use of older response generators and quality aspects fail to accurately reflect modern chatbot capabilities. A small annotation experiment on a recent LLM-generated dataset (SODA) reveals that LLM evaluators such as GPT-4 struggle to detect actual deficiencies in dialogues generated by current LLM chatbots.


Query-oriented Data Augmentation for Session Search

arXiv.org Artificial Intelligence

Modeling contextual information in a search session has drawn more and more attention when understanding complex user intents. Recent methods are all data-driven, i.e., they train different models on large-scale search log data to identify the relevance between search contexts and candidate documents. The common training paradigm is to pair the search context with different candidate documents and train the model to rank the clicked documents higher than the unclicked ones. However, this paradigm neglects the symmetric nature of the relevance between the session context and document, i.e., the clicked documents can also be paired with different search contexts when training. In this work, we propose query-oriented data augmentation to enrich search logs and empower the modeling. We generate supplemental training pairs by altering the most important part of a search context, i.e., the current query, and train our model to rank the generated sequence along with the original sequence. This approach enables models to learn that the relevance of a document may vary as the session context changes, leading to a better understanding of users' search patterns. We develop several strategies to alter the current query, resulting in new training data with varying degrees of difficulty. Through experimentation on two extensive public search logs, we have successfully demonstrated the effectiveness of our model.


Protecting Deep Learning Model Copyrights with Adversarial Example-Free Reuse Detection

arXiv.org Artificial Intelligence

Model reuse techniques can reduce the resource requirements for training high-performance deep neural networks (DNNs) by leveraging existing models. However, unauthorized reuse and replication of DNNs can lead to copyright infringement and economic loss to the model owner. This underscores the need to analyze the reuse relation between DNNs and develop copyright protection techniques to safeguard intellectual property rights. Existing white-box testing-based approaches cannot address the common heterogeneous reuse case where the model architecture is changed, and DNN fingerprinting approaches heavily rely on generating adversarial examples with good transferability, which is known to be challenging in the black-box setting. To bridge the gap, we propose NFARD, a Neuron Functionality Analysis-based Reuse Detector, which only requires normal test samples to detect reuse relations by measuring the models' differences on a newly proposed model characterization, i.e., neuron functionality (NF). A set of NF-based distance metrics is designed to make NFARD applicable to both white-box and black-box settings. Moreover, we devise a linear transformation method to handle heterogeneous reuse cases by constructing the optimal projection matrix for dimension consistency, significantly extending the application scope of NFARD. To the best of our knowledge, this is the first adversarial example-free method that exploits neuron functionality for DNN copyright protection. As a side contribution, we constructed a reuse detection benchmark named Reuse Zoo that covers various practical reuse techniques and popular datasets. Extensive evaluations on this comprehensive benchmark show that NFARD achieves F1 scores of 0.984 and 1.0 for detecting reuse relationships in black-box and white-box settings, respectively, while generating test suites 2 ~ 99 times faster than previous methods.


Over the Edge of Chaos? Excess Complexity as a Roadblock to Artificial General Intelligence

arXiv.org Artificial Intelligence

In this study, we explored the progression trajectories of artificial intelligence (AI) systems through the lens of complexity theory. We challenged the conventional linear and exponential projections of AI advancement toward Artificial General Intelligence (AGI) underpinned by transformer-based architectures, and posited the existence of critical points, akin to phase transitions in complex systems, where AI performance might plateau or regress into instability upon exceeding a critical complexity threshold. We employed agent-based modelling (ABM) to simulate hypothetical scenarios of AI systems' evolution under specific assumptions, using benchmark performance as a proxy for capability and complexity. Our simulations demonstrated how increasing the complexity of the AI system could exceed an upper criticality threshold, leading to unpredictable performance behaviours. Additionally, we developed a practical methodology for detecting these critical thresholds using simulation data and stochastic gradient descent to fine-tune detection thresholds. This research offers a novel perspective on AI advancement that has a particular relevance to Large Language Models (LLMs), emphasising the need for a tempered approach to extrapolating AI's growth potential and underscoring the importance of developing more robust and comprehensive AI performance benchmarks.


Anthropocentric bias and the possibility of artificial cognition

arXiv.org Artificial Intelligence

Evaluating the cognitive capacities of large language models (LLMs) requires overcoming not only anthropomorphic but also anthropocentric biases. This article identifies two types of anthropocentric bias that have been neglected: overlooking how auxiliary factors can impede LLM performance despite competence (Type-I), and dismissing LLM mechanistic strategies that differ from those of humans as not genuinely competent (Type-II). Mitigating these biases necessitates an empirically-driven, iterative approach to mapping cognitive tasks to LLM-specific capacities and mechanisms, which can be done by supplementing carefully designed behavioral experiments with mechanistic studies.


Light-weight End-to-End Graph Interest Network for CTR Prediction in E-commerce Search

arXiv.org Artificial Intelligence

Click-through-rate (CTR) prediction has an essential impact on improving user experience and revenue in e-commerce search. With the development of deep learning, graph-based methods are well exploited to utilize graph structure extracted from user behaviors and other information to help embedding learning. However, most of the previous graph-based methods mainly focus on recommendation scenarios, and therefore their graph structures highly depend on item's sequential information from user behaviors, ignoring query's sequential signal and query-item correlation. In this paper, we propose a new approach named Light-weight End-to-End Graph Interest Network (EGIN) to effectively mine users' search interests and tackle previous challenges. (i) EGIN utilizes query and item's correlation and sequential information from the search system to build a heterogeneous graph for better CTR prediction in e-commerce search. (ii) EGIN's graph embedding learning shares the same training input and is jointly trained with CTR prediction, making the end-to-end framework effortless to deploy in large-scale search systems. The proposed EGIN is composed of three parts: query-item heterogeneous graph, light-weight graph sampling, and multi-interest network. The query-item heterogeneous graph captures correlation and sequential information of query and item efficiently by the proposed light-weight graph sampling. The multi-interest network is well designed to utilize graph embedding to capture various similarity relationships between query and item to enhance the final CTR prediction. We conduct extensive experiments on both public and industrial datasets to demonstrate the effectiveness of the proposed EGIN. At the same time, the training cost of graph learning is relatively low compared with the main CTR prediction task, ensuring efficiency in practical applications.


Privacy-Preserving Heterogeneous Federated Learning for Sensitive Healthcare Data

arXiv.org Artificial Intelligence

In the realm of healthcare where decentralized facilities are prevalent, machine learning faces two major challenges concerning the protection of data and models. The data-level challenge concerns the data privacy leakage when centralizing data with sensitive personal information. While the model-level challenge arises from the heterogeneity of local models, which need to be collaboratively trained while ensuring their confidentiality to address intellectual property concerns. To tackle these challenges, we propose a new framework termed Abstention-Aware Federated Voting (AAFV) that can collaboratively and confidentially train heterogeneous local models while simultaneously protecting the data privacy. This is achieved by integrating a novel abstention-aware voting mechanism and a differential privacy mechanism onto local models' predictions. In particular, the proposed abstention-aware voting mechanism exploits a threshold-based abstention method to select high-confidence votes from heterogeneous local models, which not only enhances the learning utility but also protects model confidentiality. Furthermore, we implement AAFV on two practical prediction tasks of diabetes and in-hospital patient mortality. The experiments demonstrate the effectiveness and confidentiality of AAFV in testing accuracy and privacy protection.


Predicting the duration of traffic incidents for Sydney greater metropolitan area using machine learning methods

arXiv.org Artificial Intelligence

This research presents a comprehensive approach to predicting the duration of traffic incidents and classifying them as short-term or long-term across the Sydney Metropolitan Area. Leveraging a dataset that encompasses detailed records of traffic incidents, road network characteristics, and socio-economic indicators, we train and evaluate a variety of advanced machine learning models including Gradient Boosted Decision Trees (GBDT), Random Forest, LightGBM, and XGBoost. The models are assessed using Root Mean Square Error (RMSE) for regression tasks and F1 score for classification tasks. Our experimental results demonstrate that XGBoost and LightGBM outperform conventional models with XGBoost achieving the lowest RMSE of 33.7 for predicting incident duration and highest classification F1 score of 0.62 for a 30-minute duration threshold. For classification, the 30-minute threshold balances performance with 70.84% short-term duration classification accuracy and 62.72% long-term duration classification accuracy. Feature importance analysis, employing both tree split counts and SHAP values, identifies the number of affected lanes, traffic volume, and types of primary and secondary vehicles as the most influential features. The proposed methodology not only achieves high predictive accuracy but also provides stakeholders with vital insights into factors contributing to incident durations. These insights enable more informed decision-making for traffic management and response strategies. The code is available by the link: https://github.com/Future-Mobility-Lab/SydneyIncidents


Improving Self-supervised Pre-training using Accent-Specific Codebooks

arXiv.org Artificial Intelligence

Speech accents present a serious challenge to the performance of state-of-the-art end-to-end Automatic Speech Recognition (ASR) systems. Even with self-supervised learning and pre-training of ASR models, accent invariance is seldom achieved. In this work, we propose an accent-aware adaptation technique for self-supervised learning that introduces a trainable set of accent-specific codebooks to the self-supervised architecture. These learnable codebooks enable the model to capture accent specific information during pre-training, that is further refined during ASR finetuning. On the Mozilla Common Voice dataset, our proposed approach outperforms all other accent-adaptation approaches on both seen and unseen English accents, with up to 9% relative reduction in word error rate (WER).


A Quantum Approach to Synthetic Minority Oversampling Technique (SMOTE)

arXiv.org Artificial Intelligence

The paper proposes the Quantum-SMOTE method, a novel solution that uses quantum computing techniques to solve the prevalent problem of class imbalance in machine learning datasets. Quantum-SMOTE, inspired by the Synthetic Minority Oversampling Technique (SMOTE), generates synthetic data points using quantum processes such as swap tests and quantum rotation. The process varies from the conventional SMOTE algorithm's usage of K-Nearest Neighbors (KNN) and Euclidean distances, enabling synthetic instances to be generated from minority class data points without relying on neighbor proximity. The algorithm asserts greater control over the synthetic data generation process by introducing hyperparameters such as rotation angle, minority percentage, and splitting factor, which allow for customization to specific dataset requirements. Due to the use of a compact swap test, the algorithm can accommodate a large number of features. Furthermore, the approach is tested on a public dataset of Telecom Churn and evaluated alongside two prominent classification algorithms, Random Forest and Logistic Regression, to determine its impact along with varying proportions of synthetic data.