Homewood
Right Reward Right Time for Federated Learning
Nguyen, Thanh Linh, Hoang, Dinh Thai, Nguyen, Diep N., Pham, Quoc-Viet
Critical learning periods (CLPs) in federated learning (FL) refer to early stages during which low-quality contributions (e.g., sparse training data availability) can permanently impair the learning performance of the global model owned by the model owner (i.e., the cloud server). However, strategies to motivate clients with high-quality contributions to join the FL training process and share trained model updates during CLPs remain underexplored. Additionally, existing incentive mechanisms in FL treat all training periods equally, which consequently fails to motivate clients to participate early. Compounding this challenge is the cloud's limited knowledge of client training capabilities due to privacy regulations, leading to information asymmetry. Therefore, in this article, we propose a time-aware incentive mechanism, called Right Reward Right Time (R3T), to encourage client involvement, especially during CLPs, to maximize the utility of the cloud in FL. Specifically, the cloud utility function captures the trade-off between the achieved model performance and payments allocated for clients' contributions, while accounting for clients' time and system capabilities, efforts, joining time, and rewards. Then, we analytically derive the optimal contract for the cloud and devise a CLP-aware mechanism to incentivize early participation and efforts while maximizing cloud utility, even under information asymmetry. By providing the right reward at the right time, our approach can attract the highest-quality contributions during CLPs. Simulation and proof-of-concept studies show that R3T increases cloud utility and is more economically effective than benchmarks. Notably, our proof-of-concept results show up to a 47.6% reduction in the total number of clients and up to a 300% improvement in convergence time while reaching competitive test accuracies compared with incentive mechanism benchmarks.
The Role of Explainable AI in Revolutionizing Human Health Monitoring
Alharthi, Abdullah, Alqurashi, Ahmed, Alharbi, Turki, Alammar, Mohammed, Aldosari, Nasser, Bouchekara, Houssem, Shaaban, Yusuf, Shahriar, Mohammad Shoaib, Ayidh, Abdulrahman Al
The complex nature of disease mechanisms and the variability of patient symptoms present significant obstacles in developing effective diagnostic tools. Although machine learning has made considerable advances in medical diagnosis, its decision-making processes frequently lack transparency, which can jeopardize patient outcomes. This underscores the critical need for Explainable AI (XAI), which not only offers greater clarity but also has the potential to significantly improve patient care. In this literature review, we conduct a detailed analysis of analyzing XAI methods identified through searches across various databases, focusing on chronic conditions such as Parkinson's, stroke, depression, cancer, heart disease, and Alzheimer's disease. The literature search revealed the application of 9 trending XAI algorithms in the field of healthcare and highlighted the pros and cons of each of them. Thus, the article is concluded with a critical appraisal of the challenges and future research opportunities for XAI in human health monitoring.
Distilling System 2 into System 1
Yu, Ping, Xu, Jing, Weston, Jason, Kulikov, Ilia
Large language models (LLMs) can spend extra compute during inference to generate intermediate thoughts, which helps to produce better final responses. Since Chain-of-Thought (Wei et al., 2022), many such System 2 techniques have been proposed such as Rephrase and Respond (Deng et al., 2023a), System 2 Attention (Weston and Sukhbaatar, 2023) and Branch-Solve-Merge (Saha et al., 2023). In this work we investigate self-supervised methods to ``compile'' (distill) higher quality outputs from System 2 techniques back into LLM generations without intermediate reasoning token sequences, as this reasoning has been distilled into System 1. We show that several such techniques can be successfully distilled, resulting in improved results compared to the original System 1 performance, and with less inference cost than System 2. We posit that such System 2 distillation will be an important feature of future continually learning AI systems, enabling them to focus System 2 capabilities on the reasoning tasks that they cannot yet do well.
Model free variable importance for high dimensional data
Hama, Naofumi, Mase, Masayoshi, Owen, Art B.
A model-agnostic variable importance method can be used with arbitrary prediction functions. Here we present some model-free methods that do not require access to the prediction function. This is useful when that function is proprietary and not available, or just extremely expensive. It is also useful when studying residuals from a model. The cohort Shapley (CS) method is model-free but has exponential cost in the dimension of the input space. A supervised on-manifold Shapley method from Frye et al. (2020) is also model free but requires as input a second black box model that has to be trained for the Shapley value problem. We introduce an integrated gradient (IG) version of cohort Shapley, called IGCS, with cost $\mathcal{O}(nd)$. We show that over the vast majority of the relevant unit cube that the IGCS value function is close to a multilinear function for which IGCS matches CS. Another benefit of IGCS is that is allows IG methods to be used with binary predictors. We use some area between curves (ABC) measures to quantify the performance of IGCS. On a problem from high energy physics we verify that IGCS has nearly the same ABCs as CS does. We also use it on a problem from computational chemistry in 1024 variables. We see there that IGCS attains much higher ABCs than we get from Monte Carlo sampling. The code is publicly available at https://github.com/cohortshapley/cohortintgrad
Variable importance without impossible data
Mase, Masayoshi, Owen, Art B., Seiler, Benjamin B.
The most popular methods for measuring importance of the variables in a black box prediction algorithm make use of synthetic inputs that combine predictor variables from multiple subjects. These inputs can be unlikely, physically impossible, or even logically impossible. As a result, the predictions for such cases can be based on data very unlike any the black box was trained on. We think that users cannot trust an explanation of the decision of a prediction algorithm when the explanation uses such values. Instead we advocate a method called Cohort Shapley that is grounded in economic game theory and unlike most other game theoretic methods, it uses only actually observed data to quantify variable importance. Cohort Shapley works by narrowing the cohort of subjects judged to be similar to a target subject on one or more features. We illustrate it on an algorithmic fairness problem where it is essential to attribute importance to protected variables that the model was not trained on.
Performance, Opaqueness, Consequences, and Assumptions: Simple questions for responsible planning of machine learning solutions
The data revolution has generated a huge demand for data-driven solutions. This demand propels a growing number of easy-to-use tools and training for aspiring data scientists that enable the rapid building of predictive models. Today, weapons of math destruction can be easily built and deployed without detailed planning and validation. This rapidly extends the list of AI failures, i.e. deployments that lead to financial losses or even violate democratic values such as equality, freedom and justice. The lack of planning, rules and standards around the model development leads to the ,,anarchisation of AI". This problem is reported under different names such as validation debt, reproducibility crisis, and lack of explainability. Post-mortem analysis of AI failures often reveals mistakes made in the early phase of model development or data acquisition. Thus, instead of curing the consequences of deploying harmful models, we shall prevent them as early as possible by putting more attention to the initial planning stage. In this paper, we propose a quick and simple framework to support planning of AI solutions. The POCA framework is based on four pillars: Performance, Opaqueness, Consequences, and Assumptions. It helps to set the expectations and plan the constraints for the AI solution before any model is built and any data is collected. With the help of the POCA method, preliminary requirements can be defined for the model-building process, so that costly model misspecification errors can be identified as soon as possible or even avoided. AI researchers, product owners and business analysts can use this framework in the initial stages of building AI solutions.
Purifying Interaction Effects with the Functional ANOVA: An Efficient Algorithm for Recovering Identifiable Additive Models
Lengerich, Benjamin, Tan, Sarah, Chang, Chun-Hao, Hooker, Giles, Caruana, Rich
Recent methods for training generalized additive models (GAMs) with pairwise interactions achieve state-of-the-art accuracy on a variety of datasets. Adding interactions to GAMs, however, introduces an identifiability problem: effects can be freely moved between main effects and interaction effects without changing the model predictions. In some cases, this can lead to contradictory interpretations of the same underlying function. This is a critical problem because a central motivation of GAMs is model interpretability. In this paper, we use the Functional ANOV A decomposition to uniquely define interaction effects and thus produce identifiable additive models with purified interactions. To compute this decomposition, we present a fast, exact, mass-moving algorithm that transforms any piecewise-constant function (such as a tree-based model) into a purified, canonical representation. We apply this algorithm to several datasets and show large disparity, including contradictions, between the apparent and the purified effects. An important question in data analysis is whether two variables act in concert to affect an outcome. But this unconstrained additive model has fundamental flaws.
Deliberation and its Role in the Formation of Intentions
Rao, Anand S., Georgeff, Michael P.
Deliberation plays an important role in the design of rational agents embedded in the real-world. In particular, deliberation leads to the formation of intentions, i.e., plans of action that the agent is committed to achieving. In this paper, we present a branching time possible-worlds model for representing and reasoning about, beliefs, goals, intentions, time, actions, probabilities, and payoffs. We compare this possible-worlds approach with the more traditional decision tree representation and provide a transformation from decision trees to possible worlds. Finally, we illustrate how an agent can perform deliberation using a decision-tree representation and then use a possible-worlds model to form and reason about his intentions.